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EdgeRock Capital Portfolio holdings
AUM
$441M
1-Year Est. Return
23.75%
This Fund
S&P 500
This Quarter
Est. Return
+9.81%
1 Year Est. Return
+23.75%
3 Year Est. Return
+71.25%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$137M
AUM Growth
-$27.3M
(-17%)
Cap. Flow
-$41.5M
Cap. Flow
% of AUM
-30.27%
Top 10 Holdings %
Top 10 Hldgs %
73.89%
Holding
355
New
295
Increased
21
Reduced
10
Closed
27
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Smith Unconstrained Bond ETF
UCON
|
+$20.2M |
| 2 |
First Trust Smith Opportunistic Fixed Income ETF
FIXD
|
+$10.3M |
| 3 |
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
|
+$6.44M |
| 4 |
First Trust Managed Municipal ETF
FMB
|
+$2.57M |
| 5 |
Invesco Short Term Treasury ETF
TBLL
|
+$1.77M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$57M |
| 2 |
Vanguard Morningstar Value ETF
VTV
|
+$14.5M |
| 3 |
Vanguard S&P 500 ETF
VOO
|
+$7.25M |
| 4 |
iShares Core S&P Small-Cap ETF
IJR
|
+$6.7M |
| 5 |
Lockheed Martin
LMT
|
+$2.53M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 79.64% |
| 2 | Technology | 7.73% |
| 3 | Financials | 2.95% |
| 4 | Consumer Discretionary | 2.86% |
| 5 | Communication Services | 1.72% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
Invesco NASDAQ 100 ETF
QQQM
$105B
| $25.1M | 18.28% |
141,936
-11,250
| -7% | -$1.76M |
|
|
2
First Trust Smith Unconstrained Bond ETF
UCON
$3.28B
| $20.7M | 15.1% |
+839,368
| New | +$20.2M |
|
|
3
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.2B
| $10.7M | 7.79% |
+241,946
| New | +$10.3M |
|
4
iShares MSCI USA Quality Factor ETF
QUAL
$47.5B
| $9.1M | 6.63% |
58,956
-4,621
| -7% | -$640K |
|
5
iShares MSCI USA Min Vol Factor ETF
USMV
$24.1B
| $8.6M | 6.27% |
107,036
+21,131
| +25% | +$1.58M |
|
6
Invesco QQQ Trust
QQQ
$489B
| $7.47M | 5.45% |
17,409
-3,664
| -17% | -$1.39M |
|
|
7
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.45B
| $6.56M | 4.78% |
+135,765
| New | +$6.44M |
|
8
iShares MSCI USA Momentum Factor ETF
MTUM
$24.7B
| $6.21M | 4.53% |
35,921
-5,442
| -13% | -$799K |
|
9
Apple
AAPL
$4.67T
| $4.27M | 3.11% |
22,966
+1,987
| +9% | +$367K |
|
|
10
First Trust Managed Municipal ETF
FMB
$2.03B
| $2.66M | 1.94% |
+51,641
| New | +$2.57M |
|
11
State Street SPDR S&P 500 ETF Trust
SPY
$815B
| $2.27M | 1.65% |
4,590
+684
| +18% | +$305K |
|
12
NVIDIA
NVDA
$5.56T
| $1.99M | 1.45% |
30,020
-40
| -0.1% | -$1.85K |
|
|
13
Invesco Short Term Treasury ETF
TBLL
$2.59B
| $1.77M | 1.29% |
+16,718
| New | +$1.77M |
|
14
Amazon
AMZN
$2.79T
| $1.26M | 0.92% |
7,309
+2,132
| +41% | +$299K |
|
15
First Trust Enhanced Short Maturity ETF
FTSM
$6.55B
| $1.16M | 0.85% |
+19,366
| New | +$1.15M |
|
16
Tesla
TSLA
$1.4T
| $996K | 0.73% |
5,299
+1,055
| +25% | +$251K |
|
17
First Trust Rising Dividend Achievers ETF
RDVY
$25.5B
| $852K | 0.62% |
16,595
+6,101
| +58% | +$288K |
|
18
Shift4
FOUR
$3.63B
| $806K | 0.59% |
10,616
-592
| -5% | -$35.3K |
|
19
UnitedHealth
UNH
$356B
| $801K | 0.58% |
1,570
+82
| +6% | +$43.7K |
|
20
Cameco
CCJ
$43.9B
| $782K | 0.57% |
+15,952
| New | +$668K |
|
21
Goldman Sachs
GS
$302B
| $782K | 0.57% |
2,015
-46
| -2% | -$15.4K |
|
22
Palantir
PLTR
$419B
| $686K | 0.5% |
40,296
-12,610
| -24% | -$225K |
|
23
Meta Platforms (Facebook)
META
$1.57T
| $664K | 0.48% |
1,397
+218
| +18% | +$71K |
|
24
Parsons
PSN
$5.08B
| $663K | 0.48% |
10,107
-3,000
| -23% | -$181K |
|
25
FT Vest Fund of Deep Buffer ETFs
BUFD
$2.05B
| $647K | 0.47% |
+28,024
| New | +$611K |
|
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EdgeRock Capital's Q4 2023 Portfolio in Review
As of Q4 2023, EdgeRock Capital held 355 positions worth $137M, down 17% from $164M the previous quarter. Its ten largest holdings account for 74% of the portfolio.
EdgeRock Capital withdrew a net $41.5M in Q4 2023, closing 27 positions and reducing 10 holdings. Its most notable exit was iShares Core S&P 500 ETF, an estimated $57M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 80% of assets, down from 85% a quarter earlier, followed by Technology and Financials.
Against the trend, EdgeRock Capital opened a new position in First Trust Smith Unconstrained Bond ETF worth $20.7M.
- EdgeRock Capital's largest Q4 2023 buy was First Trust Smith Unconstrained Bond ETF: 839,368 shares worth $20.7M.
- EdgeRock Capital added most to iShares MSCI USA Min Vol Factor ETF in Q4 2023, an estimated $1.58M increase.
- EdgeRock Capital's biggest Q4 2023 reduction was Invesco NASDAQ 100 ETF, cutting an estimated $1.76M.
- EdgeRock Capital fully exited iShares Core S&P 500 ETF in Q4 2023, selling an estimated $57M.
- EdgeRock Capital's ten largest holdings make up 74% of its $137M portfolio in Q4 2023.
- EdgeRock Capital opened 295 new positions and closed 27 in Q4 2023.
- EdgeRock Capital's portfolio value fell 17% quarter-over-quarter to $137M.
Based on EdgeRock Capital's 13F filing for Q4 2023, filed 6 Feb 2024.