We are live on ! Find out more
EC

EdgeRock Capital Portfolio holdings

AUM $370M
1-Year Est. Return 17.32%
This Fund
S&P 500
This Quarter Est. Return
-3.42%
1 Year Est. Return
+17.32%
3 Year Est. Return
+58.35%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$164M
AUM Growth
-$41.9M
Cap. Flow
-$36.3M
Cap. Flow %
-22.07%
Top 10 Hldgs %
84.88%
Holding
82
New
19
Increased
28
Reduced
5
Closed
22

Top Buys

1
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$23.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$11.7M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$8.68M
4
VTV icon
Vanguard Value ETF
VTV
+$3.43M
5
LMT icon
Lockheed Martin
LMT
+$2.38M

Top Sells

1
QQQ icon
Invesco QQQ Trust
QQQ
+$29.8M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$15.3M
3
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$13.2M
4
LDSF icon
First Trust Low Duration Strategic Focus ETF
LDSF
+$11.9M
5
FMB icon
First Trust Managed Municipal ETF
FMB
+$5.3M

Sector Composition

1 Technology 5.67%
2 Consumer Discretionary 2.28%
3 Industrials 1.9%
4 Financials 1.77%
5 Communication Services 0.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROBO icon
76
ROBO Global Robotics & Automation Index ETF
ROBO
$1.9B
– –
-47,704
Closed -$2.79M
SH icon
77
ProShares Short S&P500
SH
$884M
– –
-2,955
Closed -$164K
SHV icon
78
iShares 0-1 Year Treasury Bond ETF
SHV
$20.9B
– –
-12,882
Closed -$1.42M
SHY icon
79
iShares 1-3 Year Treasury Bond ETF
SHY
$25.7B
– –
-2,771
Closed -$225K
T icon
80
AT&T
T
$152B
– –
-33,217
Closed -$530K
TBLL icon
81
Invesco Short Term Treasury ETF
TBLL
$2.69B
– –
-6,442
Closed -$679K
UCON icon
82
First Trust Smith Unconstrained Bond ETF
UCON
$3.28B
– –
-544,496
Closed -$13.2M
1 2 3
4

Similar funds

ATI
ARK & TLK Investments Oklahoma City, Oklahoma $370M AUM 17.8% 1-Year Est. Return
RPA
Rock Point Advisors Burlington, Vermont $370M AUM 23.84% 1-Year Est. Return
MB
Mizuho Bank Tokyo, Japan $369M AUM 53.09% 1-Year Est. Return
W
WorthPointe La Jolla, California $369M AUM 18.78% 1-Year Est. Return
FAFC
First American Financial Corporation Santa Ana, California $370M AUM 43.76% 1-Year Est. Return
CCM
Cutler Capital Management Worcester, Massachusetts $370M AUM 15.34% 1-Year Est. Return
MWP
Meredith Wealth Planning Maryville, Illinois $369M AUM 23.26% 1-Year Est. Return
CWM
CCG Wealth Management San Diego, California $369M AUM 22.43% 1-Year Est. Return

EdgeRock Capital's Q3 2023 Portfolio in Review

As of Q3 2023, EdgeRock Capital held 82 positions worth $164M, down 20% from $206M the previous quarter. Its ten largest holdings account for 85% of the portfolio.

EdgeRock Capital withdrew a net $36.3M in Q3 2023, closing 22 positions and reducing 5 holdings. Its most notable exit was First Trust Enhanced Short Maturity ETF, an estimated $15.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.7% of assets, up from 4.4% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, EdgeRock Capital opened a new position in Invesco NASDAQ 100 ETF worth $22.6M.

  • EdgeRock Capital's largest Q3 2023 buy was Invesco NASDAQ 100 ETF: 153,186 shares worth $22.6M.
  • EdgeRock Capital added most to iShares Core S&P 500 ETF in Q3 2023, an estimated $11.7M increase.
  • EdgeRock Capital's biggest Q3 2023 reduction was Invesco QQQ Trust, cutting an estimated $29.8M.
  • EdgeRock Capital fully exited First Trust Enhanced Short Maturity ETF in Q3 2023, selling an estimated $15.3M.
  • EdgeRock Capital's ten largest holdings make up 85% of its $164M portfolio in Q3 2023.
  • EdgeRock Capital opened 19 new positions and closed 22 in Q3 2023.
  • EdgeRock Capital's portfolio value fell 20% quarter-over-quarter to $164M.

Based on EdgeRock Capital's 13F filing for Q3 2023, filed 14 Nov 2023.