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EdgeRock Capital Portfolio holdings

AUM $370M
1-Year Est. Return 17.32%
This Fund
S&P 500
This Quarter Est. Return
-3.42%
1 Year Est. Return
+17.32%
3 Year Est. Return
+58.35%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$164M
AUM Growth
-$41.9M
Cap. Flow
-$36.3M
Cap. Flow %
-22.07%
Top 10 Hldgs %
84.88%
Holding
82
New
19
Increased
28
Reduced
5
Closed
22

Top Buys

1
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$23.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$11.7M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$8.68M
4
VTV icon
Vanguard Value ETF
VTV
+$3.43M
5
LMT icon
Lockheed Martin
LMT
+$2.38M

Top Sells

1
QQQ icon
Invesco QQQ Trust
QQQ
+$29.8M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$15.3M
3
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$13.2M
4
LDSF icon
First Trust Low Duration Strategic Focus ETF
LDSF
+$11.9M
5
FMB icon
First Trust Managed Municipal ETF
FMB
+$5.3M

Sector Composition

1 Technology 5.67%
2 Consumer Discretionary 2.28%
3 Industrials 1.9%
4 Financials 1.77%
5 Communication Services 0.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBY icon
51
Best Buy
BBY
$18B
$235K 0.14%
3,341
+204
+7% +$15.8K
V icon
52
Visa
V
$680B
$230K 0.14%
+999
New +$240K
ESGV icon
53
Vanguard ESG US Stock ETF
ESGV
$13.1B
$228K 0.14%
+3,028
New +$238K
VTI icon
54
Vanguard Total Stock Market ETF
VTI
$658B
$227K 0.14%
+1,069
New +$237K
CG icon
55
Carlyle Group
CG
$16.5B
$226K 0.14%
7,491
– –
IWD icon
56
iShares Russell 1000 Value ETF
IWD
$81.9B
$220K 0.13%
1,437
– –
LLY icon
57
Eli Lilly
LLY
$1.05T
$219K 0.13%
+407
New +$210K
MRK icon
58
Merck
MRK
$315B
$216K 0.13%
+2,087
New +$225K
CSCO icon
59
Cisco
CSCO
$444B
$211K 0.13%
+3,930
New +$212K
F icon
60
Ford
F
$57.1B
$133K 0.08%
+10,676
New +$139K
ACGL icon
61
Arch Capital
ACGL
$35.4B
– –
-6,028
Closed -$451K
BABA icon
62
Alibaba
BABA
$276B
– –
-5,576
Closed -$465K
BIL icon
63
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.8B
– –
-3,902
Closed -$358K
BUFD icon
64
FT Vest Fund of Deep Buffer ETFs
BUFD
$1.92B
– –
-28,024
Closed -$604K
BUFR icon
65
FT Vest Fund of Buffer ETFs
BUFR
$10B
– –
-20,940
Closed -$524K
CCJ icon
66
Cameco
CCJ
$37.4B
– –
-25,331
Closed -$794K
FIXD icon
67
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.27B
– –
-9,064
Closed -$400K
FMB icon
68
First Trust Managed Municipal ETF
FMB
$2.05B
– –
-104,661
Closed -$5.3M
FTSM icon
69
First Trust Enhanced Short Maturity ETF
FTSM
$6.5B
– –
-257,184
Closed -$15.3M
GSIE icon
70
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$5.86B
– –
-9,202
Closed -$288K
HYLS icon
71
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.64B
– –
-19,242
Closed -$763K
JPEM icon
72
JPMorgan Diversified Return Emerging Markets Equity ETF
JPEM
$378M
– –
-8,177
Closed -$413K
LDSF icon
73
First Trust Low Duration Strategic Focus ETF
LDSF
$162M
– –
-647,305
Closed -$11.9M
LMBS icon
74
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.36B
– –
-5,882
Closed -$280K
MCHP icon
75
Microchip Technology
MCHP
$44.1B
– –
-3,358
Closed -$301K
1 2
3
4

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FAFC
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MWP
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CWM
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EdgeRock Capital's Q3 2023 Portfolio in Review

As of Q3 2023, EdgeRock Capital held 82 positions worth $164M, down 20% from $206M the previous quarter. Its ten largest holdings account for 85% of the portfolio.

EdgeRock Capital withdrew a net $36.3M in Q3 2023, closing 22 positions and reducing 5 holdings. Its most notable exit was First Trust Enhanced Short Maturity ETF, an estimated $15.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.7% of assets, up from 4.4% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, EdgeRock Capital opened a new position in Invesco NASDAQ 100 ETF worth $22.6M.

  • EdgeRock Capital's largest Q3 2023 buy was Invesco NASDAQ 100 ETF: 153,186 shares worth $22.6M.
  • EdgeRock Capital added most to iShares Core S&P 500 ETF in Q3 2023, an estimated $11.7M increase.
  • EdgeRock Capital's biggest Q3 2023 reduction was Invesco QQQ Trust, cutting an estimated $29.8M.
  • EdgeRock Capital fully exited First Trust Enhanced Short Maturity ETF in Q3 2023, selling an estimated $15.3M.
  • EdgeRock Capital's ten largest holdings make up 85% of its $164M portfolio in Q3 2023.
  • EdgeRock Capital opened 19 new positions and closed 22 in Q3 2023.
  • EdgeRock Capital's portfolio value fell 20% quarter-over-quarter to $164M.

Based on EdgeRock Capital's 13F filing for Q3 2023, filed 14 Nov 2023.