EcoR1 Capital’s Advaxis Inc ADXS Stock Holding History

EcoR1 Capital’s Portfolio ADXS Stock Details ADXS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-6,187	Closed	-$751K	–	42
2016 Q2	$751K	Buy	+6,187	New	+$793K	0.3%	30

Other funds holding ADXS

Adage Capital Partners Boston, Massachusetts $71.3B AUM 56.8% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

Broadfin Capital New York $747M AUM 100.56% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

CAM

Cormorant Asset Management Boston, Massachusetts $1.95B AUM 773.9% 1-Year Est. Return

SCM

Sarissa Capital Management Greenwich, Connecticut $178M AUM 118.43% 1-Year Est. Return

Marshall Wace London, United Kingdom $127B AUM 46.06% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

EcoR1 Capital's ADXS Position: Q3 2016 in Review

EcoR1 Capital sold out of Advaxis Inc (ADXS) in Q3 2016, closing a stake of 6,187 shares — an estimated $751K sold.

EcoR1 Capital first reported a position in ADXS in Q2 2016 and held it in 1 quarter. The position peaked at $751K in Q2 2016. 100 funds tracked by Wall St. Rank hold ADXS as of Q3 2016.

EcoR1 Capital reported no remaining Advaxis Inc position as of Q3 2016 after selling out during the quarter.
EcoR1 Capital sold 6,187 Advaxis Inc shares in Q3 2016, an estimated $751K.
EcoR1 Capital first reported a position in Advaxis Inc in Q2 2016 and held it in 1 quarter.
EcoR1 Capital's Advaxis Inc position peaked at $751K in Q2 2016.
100 funds tracked by Wall St. Rank held Advaxis Inc as of Q3 2016.

Based on EcoR1 Capital's 13F filing for Q3 2016, filed 14 Nov 2016.