Dupont Capital Management’s Retail Opportunity Investments Corp. ROIC Stock Holding History

Dupont Capital Management’s Portfolio ROIC Stock Details ROIC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q3	–	Sell	-51,139	Closed	-$807K	–	1703
2022 Q2	$807K	Buy	51,139 +41,132	+411%	+$734K	0.04%	550
2022 Q1	$194K	Sell	10,007 -885	-8%	-$16.5K	0.01%	1062
2021 Q4	$213K	Sell	10,892 -35,744	-77%	-$658K	0.01%	1091
2021 Q3	$812K	Sell	46,636 -56,437	-55%	-$993K	0.03%	666
2021 Q2	$1.82M	Buy	103,073 +25,333	+33%	+$445K	0.04%	394
2021 Q1	$1.23M	Buy	77,740 +6,515	+9%	+$99.8K	0.03%	514
2020 Q4	$954K	Sell	71,225 -23,782	-25%	-$291K	0.02%	581
2020 Q3	$989K	Sell	95,007 -32,010	-25%	-$350K	0.02%	518
2020 Q2	$1.44M	Buy	+127,017	New	+$1.23M	0.03%	393
2019 Q3	–	Sell	-38,608	Closed	-$661K	–	1290
2019 Q2	$661K	Hold	38,608	–	–	0.02%	669
2019 Q1	$669K	Sell	38,608 -39,839	-51%	-$681K	0.02%	663
2018 Q4	$1.25M	Sell	78,447 -42,112	-35%	-$740K	0.03%	477
2018 Q3	$2.25M	Buy	120,559 +23,197	+24%	+$443K	0.05%	350
2018 Q2	$1.86M	Sell	97,362 -1,347	-1%	-$23.9K	0.04%	387
2018 Q1	$1.74M	Sell	98,709 -36,717	-27%	-$660K	0.04%	377
2017 Q4	$2.7M	Buy	135,426 +20,300	+18%	+$390K	0.06%	280
2017 Q3	$2.19M	Buy	115,126 +17,971	+18%	+$357K	0.05%	335
2017 Q2	$1.86M	Buy	97,155 +14,269	+17%	+$290K	0.04%	380
2017 Q1	$1.74M	Sell	82,886 -3,045	-4%	-$64.1K	0.04%	381
2016 Q4	$1.82M	Sell	85,931 -22,696	-21%	-$465K	0.04%	345
2016 Q3	$2.38M	Hold	108,627	–	–	0.05%	267
2016 Q2	$2.35M	Hold	108,627	–	–	0.05%	273
2016 Q1	$2.19M	Sell	108,627 -18,532	-15%	-$343K	0.05%	302
2015 Q4	$2.28M	Hold	127,159	–	–	0.05%	315
2015 Q3	$2.1M	Buy	127,159 +13,566	+12%	+$224K	0.05%	322
2015 Q2	$1.77M	Hold	113,593	–	–	0.04%	362
2015 Q1	$2.08M	Hold	113,593	–	–	0.04%	361
2014 Q4	$1.91M	Hold	113,593	–	–	0.04%	355
2014 Q3	$1.67M	Hold	113,593	–	–	0.03%	367
2014 Q2	$1.79M	Hold	113,593	–	–	0.03%	395
2014 Q1	$1.7M	Sell	113,593 -46,530	-29%	-$678K	0.03%	403
2013 Q4	$2.36M	Sell	160,123 -74,325	-32%	-$1.08M	0.04%	315
2013 Q3	$3.24M	Buy	+234,448	New	+$3.19M	0.06%	269

Other funds holding ROIC

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $3.38T AUM 44.17% 1-Year Est. Return

Jennison Associates New York $167B AUM 44.17% 1-Year Est. Return

Millennium Management New York $276B AUM 44.8% 1-Year Est. Return

Federated Hermes Pittsburgh, Pennsylvania $69.6B AUM 42.52% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return

AAMU

APG Asset Management US New York $14.3B AUM 16.79% 1-Year Est. Return

LBIM

Land & Buildings Investment Management Stamford, Connecticut $583M AUM 24.42% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Dupont Capital Management's ROIC Position: Q3 2022 in Review

Dupont Capital Management sold out of Retail Opportunity Investments Corp. (ROIC) in Q3 2022, closing a stake of 51,139 shares — an estimated $807K sold.

Dupont Capital Management first reported a position in ROIC in Q3 2013 and held it in 33 quarters. The position peaked at $3.24M in Q3 2013. 226 funds tracked by Wall St. Rank hold ROIC as of Q3 2022.

Dupont Capital Management reported no remaining Retail Opportunity Investments Corp. position as of Q3 2022 after selling out during the quarter.
Dupont Capital Management sold 51,139 Retail Opportunity Investments Corp. shares in Q3 2022, an estimated $807K.
Dupont Capital Management first reported a position in Retail Opportunity Investments Corp. in Q3 2013 and held it in 33 quarters.
Dupont Capital Management's Retail Opportunity Investments Corp. position peaked at $3.24M in Q3 2013.
226 funds tracked by Wall St. Rank held Retail Opportunity Investments Corp. as of Q3 2022.

Based on Dupont Capital Management's 13F filing for Q3 2022, filed 31 Oct 2022.