Dupont Capital Management’s Ladenburg Thalmann Financial Services Inc LTS Stock Holding History

Dupont Capital Management’s Portfolio LTS Stock Details LTS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-137,453	Closed	-$326K	–	1327
2019 Q3	$326K	Buy	+137,453	New	+$359K	0.01%	962
2019 Q2	–	Sell	-70,000	Closed	-$198K	–	1300
2019 Q1	$198K	Sell	70,000 -118,716	-63%	-$345K	﹤0.01%	1065
2018 Q4	$440K	Hold	188,716	–	–	0.01%	772
2018 Q3	$510K	Buy	188,716 +62,771	+50%	+$203K	0.01%	707
2018 Q2	$428K	Buy	+125,945	New	+$441K	0.01%	741

Other funds holding LTS

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

AAM

Alpine Associates Management Palm Beach, Florida $1.7B AUM 97.55% 1-Year Est. Return

BCM

Beryl Capital Management Redondo Beach, California $110M AUM 317.92% 1-Year Est. Return

Versor Investments New York $40.8M AUM 93.59% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Gabelli Funds Rye, New York $14.8B AUM 32.24% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Dupont Capital Management's LTS Position: Q4 2019 in Review

Dupont Capital Management sold out of Ladenburg Thalmann Financial Services Inc (LTS) in Q4 2019, closing a stake of 137,453 shares — an estimated $326K sold.

Dupont Capital Management first reported a position in LTS in Q2 2018 and held it in 5 quarters. The position peaked at $510K in Q3 2018. 99 funds tracked by Wall St. Rank hold LTS as of Q4 2019.

Dupont Capital Management reported no remaining Ladenburg Thalmann Financial Services Inc position as of Q4 2019 after selling out during the quarter.
Dupont Capital Management sold 137,453 Ladenburg Thalmann Financial Services Inc shares in Q4 2019, an estimated $326K.
Dupont Capital Management first reported a position in Ladenburg Thalmann Financial Services Inc in Q2 2018 and held it in 5 quarters.
Dupont Capital Management's Ladenburg Thalmann Financial Services Inc position peaked at $510K in Q3 2018.
99 funds tracked by Wall St. Rank held Ladenburg Thalmann Financial Services Inc as of Q4 2019.

Based on Dupont Capital Management's 13F filing for Q4 2019, filed 27 Jan 2020.