Dupont Capital Management’s Hope Bancorp HOPE Stock Holding History

Dupont Capital Management’s Portfolio HOPE Stock Details HOPE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-104,935	Closed	-$1.58M	–	658
2015 Q3	$1.58M	Buy	104,935 +14,118	+16%	+$211K	0.04%	378
2015 Q2	$1.34M	Hold	90,817	–	–	0.03%	397
2015 Q1	$1.31M	Hold	90,817	–	–	0.03%	420
2014 Q4	$1.31M	Hold	90,817	–	–	0.02%	430
2014 Q3	$1.32M	Hold	90,817	–	–	0.02%	402
2014 Q2	$1.45M	Hold	90,817	–	–	0.02%	428
2014 Q1	$1.56M	Hold	90,817	–	–	0.03%	423
2013 Q4	$1.51M	Buy	90,817 +4,363	+5%	+$67.4K	0.03%	424
2013 Q3	$1.19M	Hold	86,454	–	–	0.02%	462
2013 Q2	$1.23M	Buy	+86,454	New	+$1.12M	0.02%	446

Other funds holding HOPE

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Fuller & Thaler Asset Management San Mateo, California $29.7B AUM 43.33% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Pzena Investment Management New York $30.8B AUM 11.29% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Dupont Capital Management's HOPE Position: Q4 2015 in Review

Dupont Capital Management sold out of Hope Bancorp (HOPE) in Q4 2015, closing a stake of 104,935 shares — an estimated $1.58M sold.

Dupont Capital Management first reported a position in HOPE in Q2 2013 and held it in 10 quarters. The position peaked at $1.58M in Q3 2015. 181 funds tracked by Wall St. Rank hold HOPE as of Q4 2015.

Dupont Capital Management reported no remaining Hope Bancorp position as of Q4 2015 after selling out during the quarter.
Dupont Capital Management sold 104,935 Hope Bancorp shares in Q4 2015, an estimated $1.58M.
Dupont Capital Management first reported a position in Hope Bancorp in Q2 2013 and held it in 10 quarters.
Dupont Capital Management's Hope Bancorp position peaked at $1.58M in Q3 2015.
181 funds tracked by Wall St. Rank held Hope Bancorp as of Q4 2015.

Based on Dupont Capital Management's 13F filing for Q4 2015, filed 29 Jan 2016.