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DBT

Dubuque Bank & Trust Portfolio holdings

AUM $748M
1-Year Est. Return 12.31%
This Fund
S&P 500
This Quarter Est. Return
-7.31%
1 Year Est. Return
+12.31%
3 Year Est. Return
+24.01%
5 Year Est. Return
+39.84%
10 Year Est. Return
+150.03%
AUM
$466M
AUM Growth
-$70.8M
Cap. Flow
-$28.9M
Cap. Flow %
-6.2%
Top 10 Hldgs %
34.56%
Holding
672
New
48
Increased
136
Reduced
161
Closed
73

Top Buys

Rank Stock Value
1
ADX icon
Adams Diversified Equity Fund
ADX
+$4.41M
2
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$1.52M
3
ECL icon
Ecolab
ECL
+$1.47M
4
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$1.24M
5
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$1.17M

Top Sells

Rank Stock Value
1
FLXS icon
Flexsteel Industries
FLXS
+$10.8M
2
VIS icon
Vanguard Industrials ETF
VIS
+$5.72M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$2.49M
4
AIG icon
American International
AIG
+$2.13M
5
BAC icon
Bank of America
BAC
+$1.98M

Sector Composition

Rank Sector Weight
1 Financials 24.73%
2 Healthcare 10.1%
3 Technology 8.61%
4 Industrials 6.17%
5 Consumer Discretionary 4.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HTLF
1
DELISTED
Heartland Financial USA, Inc.
HTLF
$63.7M 13.66%
1,755,545
+1,013
+0.1% +$37.3K
DXJ icon
2
WisdomTree Japan Hedged Equity Fund
DXJ
$7.21B
$18.9M 4.05%
388,464
-14,606
-4% -$790K
IWM icon
3
iShares Russell 2000 ETF
IWM
$81.6B
$14.9M 3.2%
136,655
-13,499
-9% -$1.6M
DBEU icon
4
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$767M
$13.4M 2.88%
537,894
-18,712
-3% -$498K
EZU icon
5
iShare MSCI Eurozone ETF
EZU
$9.53B
$10.2M 2.19%
298,049
-20,687
-6% -$765K
SPY icon
6
State Street SPDR S&P 500 ETF Trust
SPY
$787B
$10M 2.14%
52,199
+1,358
+3% +$275K
AAPL icon
7
Apple
AAPL
$4.79T
$8.16M 1.75%
295,780
-9,548
-3% -$280K
BAC icon
8
Bank of America
BAC
$432B
$7.8M 1.67%
500,516
-117,616
-19% -$1.98M
JPM icon
9
JPMorgan Chase
JPM
$926B
$7.64M 1.64%
125,287
-22,093
-15% -$1.45M
VZ icon
10
Verizon
VZ
$185B
$6.41M 1.37%
147,217
-11,665
-7% -$538K
BRK.B icon
11
Berkshire Hathaway Class B
BRK.B
$1.06T
$6.32M 1.35%
48,461
-18,164
-27% -$2.49M
VFH icon
12
Vanguard Financials ETF
VFH
$13.3B
$5.51M 1.18%
119,074
-21,228
-15% -$1.04M
CVS icon
13
CVS Health
CVS
$138B
$4.97M 1.07%
51,489
-2,792
-5% -$294K
GM icon
14
General Motors
GM
$74.3B
$4.59M 0.98%
152,872
-13,232
-8% -$405K
JCI icon
15
Johnson Controls International
JCI
$86.9B
$4.55M 0.98%
105,050
-76
-0.1% -$3.5K
WMT icon
16
Walmart Inc
WMT
$870B
$4.49M 0.96%
207,564
-13,068
-6% -$300K
AIG icon
17
American International
AIG
$41.5B
$4.42M 0.95%
77,806
-34,882
-31% -$2.13M
ADX icon
18
Adams Diversified Equity Fund
ADX
$3.23B
$4.27M 0.91%
334,710
+324,106
+3,056% +$4.41M
VHT icon
19
Vanguard Health Care ETF
VHT
$17.8B
$4.21M 0.9%
34,326
-7,942
-19% -$1.09M
INTC icon
20
Intel
INTC
$516B
$4.14M 0.89%
137,522
+26,425
+24% +$764K
GOOG icon
21
Alphabet (Google) Class C
GOOG
$4.17T
$4.03M 0.86%
126,760
+17,480
+16% +$537K
XLK icon
22
State Street Technology Select Sector SPDR ETF
XLK
$117B
$3.97M 0.85%
200,964
-41,838
-17% -$862K
VGT icon
23
Vanguard Information Technology ETF
VGT
$142B
$3.93M 0.84%
314,664
-137,512
-30% -$1.8M
M icon
24
Macy's
M
$6.4B
$3.9M 0.84%
76,018
-18,782
-20% -$1.18M
WBA
25
DELISTED
Walgreens Boots Alliance
WBA
$3.89M 0.83%
46,791
-15,436
-25% -$1.4M
1
2 3 4 5

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Dubuque Bank & Trust's Q3 2015 Portfolio in Review

As of Q3 2015, Dubuque Bank & Trust held 672 positions worth $466M, down 13% from $537M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Dubuque Bank & Trust withdrew a net $28.9M in Q3 2015, closing 73 positions and reducing 161 holdings. Its most notable exit was Flexsteel Industries, an estimated $10.8M position sold in full.

By sector, the portfolio is most concentrated in Financials at 25% of assets, up from 24% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Dubuque Bank & Trust opened a new position in Cohen & Steers REIT and Preferred and Income Fund worth $1.22M.

  • Dubuque Bank & Trust's largest Q3 2015 buy was Cohen & Steers REIT and Preferred and Income Fund: 70,354 shares worth $1.22M.
  • Dubuque Bank & Trust added most to Adams Diversified Equity Fund in Q3 2015, an estimated $4.41M increase.
  • Dubuque Bank & Trust's biggest Q3 2015 reduction was Vanguard Industrials ETF, cutting an estimated $5.72M.
  • Dubuque Bank & Trust fully exited Flexsteel Industries in Q3 2015, selling an estimated $10.8M.
  • Dubuque Bank & Trust's ten largest holdings make up 35% of its $466M portfolio in Q3 2015.
  • Dubuque Bank & Trust opened 48 new positions and closed 73 in Q3 2015.
  • Dubuque Bank & Trust's portfolio value fell 13% quarter-over-quarter to $466M.

Based on Dubuque Bank & Trust's 13F filing for Q3 2015, filed 13 Nov 2015.