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DBT

Dubuque Bank & Trust Portfolio holdings

AUM $748M
1-Year Est. Return 12.31%
This Fund
S&P 500
This Quarter Est. Return
-7.31%
1 Year Est. Return
+12.31%
3 Year Est. Return
+24.01%
5 Year Est. Return
+39.84%
10 Year Est. Return
+150.03%
AUM
$466M
AUM Growth
-$70.8M
Cap. Flow
-$28.9M
Cap. Flow %
-6.2%
Top 10 Hldgs %
34.56%
Holding
672
New
48
Increased
136
Reduced
161
Closed
73

Top Buys

Rank Stock Value
1
ADX icon
Adams Diversified Equity Fund
ADX
+$4.41M
2
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$1.52M
3
ECL icon
Ecolab
ECL
+$1.47M
4
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$1.24M
5
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$1.17M

Top Sells

Rank Stock Value
1
FLXS icon
Flexsteel Industries
FLXS
+$10.8M
2
VIS icon
Vanguard Industrials ETF
VIS
+$5.72M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$2.49M
4
AIG icon
American International
AIG
+$2.13M
5
BAC icon
Bank of America
BAC
+$1.98M

Sector Composition

Rank Sector Weight
1 Financials 24.73%
2 Healthcare 10.1%
3 Technology 8.61%
4 Industrials 6.17%
5 Consumer Discretionary 4.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OSK icon
626
Oshkosh
OSK
$8.79B
– –
-200
Closed -$8K
PGR icon
627
Progressive
PGR
$123B
– –
-1,265
Closed -$35K
PMT
628
PennyMac Mortgage Investment
PMT
$822M
– –
-250
Closed -$4K
PPT
629
Franklin Premier Income Trust
PPT
$324M
– –
-795
Closed -$4K
QAI icon
630
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1.01B
– –
-5,259
Closed -$156K
QRVO icon
631
Qorvo
QRVO
$7.99B
– –
-63
Closed -$5K
RCI icon
632
Rogers Communications
RCI
$18.3B
– –
-13,799
Closed -$490K
RGA icon
633
Reinsurance Group of America
RGA
$15.5B
– –
-506
Closed -$48K
RIG icon
634
Transocean
RIG
$5.89B
$0 ﹤0.01%
27
– –
SDOG icon
635
ALPS Sector Dividend Dogs ETF
SDOG
$1.4B
$0 ﹤0.01%
1
– –
SNA icon
636
Snap-on
SNA
$21.2B
– –
-392
Closed -$62K
TDC icon
637
Teradata
TDC
$2.92B
$0 ﹤0.01%
10
-575
-98% -$18.4K
TRMB icon
638
Trimble
TRMB
$13.2B
– –
-3,200
Closed -$75K
URI icon
639
United Rentals
URI
$67.2B
– –
-985
Closed -$86K
VEA icon
640
Vanguard FTSE Developed Markets ETF
VEA
$229B
– –
-3,000
Closed -$119K
VYM icon
641
Vanguard High Dividend Yield ETF
VYM
$80.9B
– –
-367
Closed -$25K
XLU icon
642
State Street Utilities Select Sector SPDR ETF
XLU
$22.9B
– –
-1,112
Closed -$23K
ZBH icon
643
Zimmer Biomet
ZBH
$18.2B
– –
-52
Closed -$5K
MTUS icon
644
Metallus
MTUS
$838M
$0 ﹤0.01%
10
– –
KSM
645
DELISTED
DWS Strategic Municipal Income Trust
KSM
– –
-5,915
Closed -$76K
NM.PRG
646
DELISTED
NAVIOS MARITIME HOLDINGS INC. American Depositary Shares, each representing 1/100th of a 8.75% Series G Cummulative Redeemable Perpetual Preferred Stock, $0.0001 par value
NM.PRG
– –
-69,003
Closed -$1.4M
AAIC
647
DELISTED
Arlington Asset Investment Corp.
AAIC
– –
-2,000
Closed -$39K
JPS
648
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
– –
-1,100
Closed -$9K
MDLY
649
DELISTED
Medley Management Inc
MDLY
– –
-2,926
Closed -$346K
CCMP
650
DELISTED
CMC Materials, Inc. Common Stock
CCMP
– –
-683
Closed -$32K
23 24 25
26
27

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Dubuque Bank & Trust's Q3 2015 Portfolio in Review

As of Q3 2015, Dubuque Bank & Trust held 672 positions worth $466M, down 13% from $537M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Dubuque Bank & Trust withdrew a net $28.9M in Q3 2015, closing 73 positions and reducing 161 holdings. Its most notable exit was Flexsteel Industries, an estimated $10.8M position sold in full.

By sector, the portfolio is most concentrated in Financials at 25% of assets, up from 24% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Dubuque Bank & Trust opened a new position in Cohen & Steers REIT and Preferred and Income Fund worth $1.22M.

  • Dubuque Bank & Trust's largest Q3 2015 buy was Cohen & Steers REIT and Preferred and Income Fund: 70,354 shares worth $1.22M.
  • Dubuque Bank & Trust added most to Adams Diversified Equity Fund in Q3 2015, an estimated $4.41M increase.
  • Dubuque Bank & Trust's biggest Q3 2015 reduction was Vanguard Industrials ETF, cutting an estimated $5.72M.
  • Dubuque Bank & Trust fully exited Flexsteel Industries in Q3 2015, selling an estimated $10.8M.
  • Dubuque Bank & Trust's ten largest holdings make up 35% of its $466M portfolio in Q3 2015.
  • Dubuque Bank & Trust opened 48 new positions and closed 73 in Q3 2015.
  • Dubuque Bank & Trust's portfolio value fell 13% quarter-over-quarter to $466M.

Based on Dubuque Bank & Trust's 13F filing for Q3 2015, filed 13 Nov 2015.