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DBT

Dubuque Bank & Trust Portfolio holdings

AUM $748M
1-Year Est. Return 12.31%
This Fund
S&P 500
This Quarter Est. Return
-7.31%
1 Year Est. Return
+12.31%
3 Year Est. Return
+24.01%
5 Year Est. Return
+39.84%
10 Year Est. Return
+150.03%
AUM
$466M
AUM Growth
-$70.8M
Cap. Flow
-$28.9M
Cap. Flow %
-6.2%
Top 10 Hldgs %
34.56%
Holding
672
New
48
Increased
136
Reduced
161
Closed
73

Top Buys

Rank Stock Value
1
ADX icon
Adams Diversified Equity Fund
ADX
+$4.41M
2
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$1.52M
3
ECL icon
Ecolab
ECL
+$1.47M
4
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$1.24M
5
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$1.17M

Top Sells

Rank Stock Value
1
FLXS icon
Flexsteel Industries
FLXS
+$10.8M
2
VIS icon
Vanguard Industrials ETF
VIS
+$5.72M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$2.49M
4
AIG icon
American International
AIG
+$2.13M
5
BAC icon
Bank of America
BAC
+$1.98M

Sector Composition

Rank Sector Weight
1 Financials 24.73%
2 Healthcare 10.1%
3 Technology 8.61%
4 Industrials 6.17%
5 Consumer Discretionary 4.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HII icon
576
Huntington Ingalls Industries
HII
$12.9B
$1K ﹤0.01%
13
– –
KEYS icon
577
Keysight
KEYS
$54.5B
$1K ﹤0.01%
44
– –
KODK icon
578
Kodak
KODK
$822M
$1K ﹤0.01%
92
– –
LILAK icon
579
Liberty Latin America Class C
LILAK
$1.63B
$1K ﹤0.01%
+33
New +$1.12K
NAVI icon
580
Navient
NAVI
$789M
$1K ﹤0.01%
71
– –
PIPR icon
581
Piper Sandler
PIPR
$5.12B
$1K ﹤0.01%
104
– –
RY icon
582
Royal Bank of Canada
RY
$291B
$1K ﹤0.01%
10
– –
SLM icon
583
SLM Corp
SLM
$4.89B
$1K ﹤0.01%
71
– –
TKR icon
584
Timken Company
TKR
$9.56B
$1K ﹤0.01%
20
– –
TRX icon
585
TRX Gold Corp
TRX
$254M
$1K ﹤0.01%
3,000
– –
WBD icon
586
Warner Bros
WBD
$65.9B
$1K ﹤0.01%
29
– –
WEN icon
587
Wendy's
WEN
$1.4B
$1K ﹤0.01%
105
– –
WPM icon
588
Wheaton Precious Metals
WPM
$49.5B
$1K ﹤0.01%
100
– –
DISCK
589
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$1K ﹤0.01%
29
– –
PSV
590
DELISTED
Hermitage Offshore Services Ltd.
PSV
$1K ﹤0.01%
13
– –
CRC
591
DELISTED
California Resources Corporation
CRC
$1K ﹤0.01%
24
– –
ADBE icon
592
Adobe
ADBE
$99.5B
– –
-110
Closed -$9K
ALV icon
593
Autoliv
ALV
$9.02B
– –
-788
Closed -$66K
AOS icon
594
A.O. Smith
AOS
$8.17B
– –
-1,526
Closed -$55K
ASB icon
595
Associated Banc-Corp
ASB
$5.83B
– –
-2,856
Closed -$58K
ATRO icon
596
Astronics
ATRO
$3.43B
– –
-1,141
Closed -$44K
BPT
597
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
– –
-800
Closed -$49K
CLF icon
598
Cleveland-Cliffs
CLF
$6.57B
– –
-195
Closed -$1K
CMU
599
DELISTED
MFS High Yield Municipal Trust
CMU
– –
-18,650
Closed -$77K
CNK icon
600
Cinemark Holdings
CNK
$4.24B
– –
-1,245
Closed -$50K
22 23
24
25 26

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Dubuque Bank & Trust's Q3 2015 Portfolio in Review

As of Q3 2015, Dubuque Bank & Trust held 672 positions worth $466M, down 13% from $537M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Dubuque Bank & Trust withdrew a net $28.9M in Q3 2015, closing 73 positions and reducing 161 holdings. Its most notable exit was Flexsteel Industries, an estimated $10.8M position sold in full.

By sector, the portfolio is most concentrated in Financials at 25% of assets, up from 24% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Dubuque Bank & Trust opened a new position in Cohen & Steers REIT and Preferred and Income Fund worth $1.22M.

  • Dubuque Bank & Trust's largest Q3 2015 buy was Cohen & Steers REIT and Preferred and Income Fund: 70,354 shares worth $1.22M.
  • Dubuque Bank & Trust added most to Adams Diversified Equity Fund in Q3 2015, an estimated $4.41M increase.
  • Dubuque Bank & Trust's biggest Q3 2015 reduction was Vanguard Industrials ETF, cutting an estimated $5.72M.
  • Dubuque Bank & Trust fully exited Flexsteel Industries in Q3 2015, selling an estimated $10.8M.
  • Dubuque Bank & Trust's ten largest holdings make up 35% of its $466M portfolio in Q3 2015.
  • Dubuque Bank & Trust opened 48 new positions and closed 73 in Q3 2015.
  • Dubuque Bank & Trust's portfolio value fell 13% quarter-over-quarter to $466M.

Based on Dubuque Bank & Trust's 13F filing for Q3 2015, filed 13 Nov 2015.