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DBT

Dubuque Bank & Trust Portfolio holdings

AUM $748M
1-Year Est. Return 12.31%
This Fund
S&P 500
This Quarter Est. Return
-7.31%
1 Year Est. Return
+12.31%
3 Year Est. Return
+24.01%
5 Year Est. Return
+39.84%
10 Year Est. Return
+150.03%
AUM
$466M
AUM Growth
-$70.8M
Cap. Flow
-$28.9M
Cap. Flow %
-6.2%
Top 10 Hldgs %
34.56%
Holding
672
New
48
Increased
136
Reduced
161
Closed
73

Top Buys

Rank Stock Value
1
ADX icon
Adams Diversified Equity Fund
ADX
+$4.41M
2
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$1.52M
3
ECL icon
Ecolab
ECL
+$1.47M
4
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$1.24M
5
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$1.17M

Top Sells

Rank Stock Value
1
FLXS icon
Flexsteel Industries
FLXS
+$10.8M
2
VIS icon
Vanguard Industrials ETF
VIS
+$5.72M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$2.49M
4
AIG icon
American International
AIG
+$2.13M
5
BAC icon
Bank of America
BAC
+$1.98M

Sector Composition

Rank Sector Weight
1 Financials 24.73%
2 Healthcare 10.1%
3 Technology 8.61%
4 Industrials 6.17%
5 Consumer Discretionary 4.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCHP icon
501
Microchip Technology
MCHP
$40.3B
$5K ﹤0.01%
232
– –
PGX icon
502
Invesco Preferred ETF
PGX
$3.81B
$5K ﹤0.01%
+341
New +$4.99K
SKYY icon
503
First Trust Cloud Computing ETF
SKYY
$2.86B
$5K ﹤0.01%
+192
New +$5.66K
SWBI icon
504
Smith & Wesson
SWBI
$651M
$5K ﹤0.01%
390
– –
TEVA icon
505
Teva Pharmaceuticals
TEVA
$40.8B
$5K ﹤0.01%
90
– –
TRI icon
506
Thomson Reuters
TRI
$42.8B
$5K ﹤0.01%
+115
New +$5.24K
NUAN
507
DELISTED
Nuance Communications, Inc.
NUAN
$5K ﹤0.01%
347
– –
MXIM
508
DELISTED
Maxim Integrated Products
MXIM
$5K ﹤0.01%
139
-1,760
-93% -$58.3K
BRCM
509
DELISTED
BROADCOM CORP CL-A
BRCM
$5K ﹤0.01%
91
– –
APH icon
510
Amphenol
APH
$198B
$4K ﹤0.01%
320
– –
AVNS
511
DELISTED
Avanos Medical
AVNS
$4K ﹤0.01%
150
-9
-6% -$314
BR icon
512
Broadridge
BR
$17.8B
$4K ﹤0.01%
65
– –
CNC icon
513
Centene
CNC
$30.7B
$4K ﹤0.01%
144
– –
DBC icon
514
Invesco DB Commodity Index Tracking Fund
DBC
$1.69B
$4K ﹤0.01%
284
– –
PVH icon
515
PVH
PVH
$4B
$4K ﹤0.01%
39
– –
SCHE icon
516
Schwab Emerging Markets Equity ETF
SCHE
$12.6B
$4K ﹤0.01%
194
– –
VOT icon
517
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.2B
$4K ﹤0.01%
46
– –
WMB icon
518
Williams Companies
WMB
$87.5B
$4K ﹤0.01%
114
– –
WSR
519
DELISTED
Whitestone REIT
WSR
$4K ﹤0.01%
367
-42,878
-99% -$528K
CPAY icon
520
Corpay
CPAY
$25B
$4K ﹤0.01%
31
– –
MRO
521
DELISTED
Marathon Oil Corporation
MRO
$4K ﹤0.01%
254
– –
XLNX
522
DELISTED
Xilinx Inc
XLNX
$4K ﹤0.01%
98
– –
NBL
523
DELISTED
Noble Energy, Inc.
NBL
$4K ﹤0.01%
120
– –
NTT
524
DELISTED
Nippon Telegraph & Telephone
NTT
$4K ﹤0.01%
+125
New +$4.68K
A icon
525
Agilent Technologies
A
$39.1B
$3K ﹤0.01%
88
– –
19 20
21
22 23

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Dubuque Bank & Trust's Q3 2015 Portfolio in Review

As of Q3 2015, Dubuque Bank & Trust held 672 positions worth $466M, down 13% from $537M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Dubuque Bank & Trust withdrew a net $28.9M in Q3 2015, closing 73 positions and reducing 161 holdings. Its most notable exit was Flexsteel Industries, an estimated $10.8M position sold in full.

By sector, the portfolio is most concentrated in Financials at 25% of assets, up from 24% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Dubuque Bank & Trust opened a new position in Cohen & Steers REIT and Preferred and Income Fund worth $1.22M.

  • Dubuque Bank & Trust's largest Q3 2015 buy was Cohen & Steers REIT and Preferred and Income Fund: 70,354 shares worth $1.22M.
  • Dubuque Bank & Trust added most to Adams Diversified Equity Fund in Q3 2015, an estimated $4.41M increase.
  • Dubuque Bank & Trust's biggest Q3 2015 reduction was Vanguard Industrials ETF, cutting an estimated $5.72M.
  • Dubuque Bank & Trust fully exited Flexsteel Industries in Q3 2015, selling an estimated $10.8M.
  • Dubuque Bank & Trust's ten largest holdings make up 35% of its $466M portfolio in Q3 2015.
  • Dubuque Bank & Trust opened 48 new positions and closed 73 in Q3 2015.
  • Dubuque Bank & Trust's portfolio value fell 13% quarter-over-quarter to $466M.

Based on Dubuque Bank & Trust's 13F filing for Q3 2015, filed 13 Nov 2015.