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DBT

Dubuque Bank & Trust Portfolio holdings

AUM $748M
1-Year Est. Return 12.31%
This Fund
S&P 500
This Quarter Est. Return
-7.31%
1 Year Est. Return
+12.31%
3 Year Est. Return
+24.01%
5 Year Est. Return
+39.84%
10 Year Est. Return
+150.03%
AUM
$466M
AUM Growth
-$70.8M
Cap. Flow
-$28.9M
Cap. Flow %
-6.2%
Top 10 Hldgs %
34.56%
Holding
672
New
48
Increased
136
Reduced
161
Closed
73

Top Buys

Rank Stock Value
1
ADX icon
Adams Diversified Equity Fund
ADX
+$4.41M
2
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$1.52M
3
ECL icon
Ecolab
ECL
+$1.47M
4
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$1.24M
5
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$1.17M

Top Sells

Rank Stock Value
1
FLXS icon
Flexsteel Industries
FLXS
+$10.8M
2
VIS icon
Vanguard Industrials ETF
VIS
+$5.72M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$2.49M
4
AIG icon
American International
AIG
+$2.13M
5
BAC icon
Bank of America
BAC
+$1.98M

Sector Composition

Rank Sector Weight
1 Financials 24.73%
2 Healthcare 10.1%
3 Technology 8.61%
4 Industrials 6.17%
5 Consumer Discretionary 4.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAH icon
426
Cardinal Health
CAH
$54.4B
$10K ﹤0.01%
+125
New +$10.4K
CPRI icon
427
Capri Holdings
CPRI
$1.85B
$10K ﹤0.01%
225
-1,434
-86% -$60.7K
FDS icon
428
Factset
FDS
$9.55B
$10K ﹤0.01%
62
– –
FFC
429
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$778M
$10K ﹤0.01%
535
– –
MDIV icon
430
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$429M
$10K ﹤0.01%
520
– –
MTW icon
431
Manitowoc
MTW
$513M
$10K ﹤0.01%
718
– –
PFG icon
432
Principal Financial Group
PFG
$24.6B
$10K ﹤0.01%
+210
New +$10.9K
SCHF icon
433
Schwab International Equity ETF
SCHF
$66.8B
$10K ﹤0.01%
746
– –
SIMO icon
434
Silicon Motion
SIMO
$8.65B
$10K ﹤0.01%
360
– –
QEP
435
DELISTED
QEP RESOURCES, INC.
QEP
$10K ﹤0.01%
800
– –
VQT
436
DELISTED
iPath S&P VEQTOR ETN
VQT
$10K ﹤0.01%
75
– –
RAI
437
DELISTED
Reynolds American Inc
RAI
$10K ﹤0.01%
232
– –
BHI
438
DELISTED
Baker Hughes
BHI
$10K ﹤0.01%
200
– –
WLH
439
DELISTED
WILLIAM LYON HOMES
WLH
$10K ﹤0.01%
500
– –
ADI icon
440
Analog Devices
ADI
$175B
$9K ﹤0.01%
165
– –
BUD icon
441
AB InBev
BUD
$166B
$9K ﹤0.01%
84
-831
-91% -$96.5K
FIS icon
442
Fidelity National Information Services
FIS
$23.4B
$9K ﹤0.01%
127
– –
FWONA icon
443
Liberty Media Series A
FWONA
$22.5B
$9K ﹤0.01%
384
– –
L icon
444
Loews
L
$24B
$9K ﹤0.01%
240
– –
PAYX icon
445
Paychex
PAYX
$42B
$9K ﹤0.01%
199
– –
SBAC icon
446
SBA Communications
SBAC
$19.1B
$9K ﹤0.01%
87
– –
SCHW
447
Charles Schwab
SCHW
$183B
$9K ﹤0.01%
300
-1,530
-84% -$49.1K
SHM icon
448
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.46B
$9K ﹤0.01%
+185
New +$8.99K
VTR icon
449
Ventas
VTR
$47.1B
$9K ﹤0.01%
+168
New +$11K
APC
450
DELISTED
Anadarko Petroleum
APC
$9K ﹤0.01%
154
– –
16 17
18
19 20

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Dubuque Bank & Trust's Q3 2015 Portfolio in Review

As of Q3 2015, Dubuque Bank & Trust held 672 positions worth $466M, down 13% from $537M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Dubuque Bank & Trust withdrew a net $28.9M in Q3 2015, closing 73 positions and reducing 161 holdings. Its most notable exit was Flexsteel Industries, an estimated $10.8M position sold in full.

By sector, the portfolio is most concentrated in Financials at 25% of assets, up from 24% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Dubuque Bank & Trust opened a new position in Cohen & Steers REIT and Preferred and Income Fund worth $1.22M.

  • Dubuque Bank & Trust's largest Q3 2015 buy was Cohen & Steers REIT and Preferred and Income Fund: 70,354 shares worth $1.22M.
  • Dubuque Bank & Trust added most to Adams Diversified Equity Fund in Q3 2015, an estimated $4.41M increase.
  • Dubuque Bank & Trust's biggest Q3 2015 reduction was Vanguard Industrials ETF, cutting an estimated $5.72M.
  • Dubuque Bank & Trust fully exited Flexsteel Industries in Q3 2015, selling an estimated $10.8M.
  • Dubuque Bank & Trust's ten largest holdings make up 35% of its $466M portfolio in Q3 2015.
  • Dubuque Bank & Trust opened 48 new positions and closed 73 in Q3 2015.
  • Dubuque Bank & Trust's portfolio value fell 13% quarter-over-quarter to $466M.

Based on Dubuque Bank & Trust's 13F filing for Q3 2015, filed 13 Nov 2015.