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DBT

Dubuque Bank & Trust Portfolio holdings

AUM $748M
1-Year Est. Return 12.31%
This Fund
S&P 500
This Quarter Est. Return
-7.31%
1 Year Est. Return
+12.31%
3 Year Est. Return
+24.01%
5 Year Est. Return
+39.84%
10 Year Est. Return
+150.03%
AUM
$466M
AUM Growth
-$70.8M
Cap. Flow
-$28.9M
Cap. Flow %
-6.2%
Top 10 Hldgs %
34.56%
Holding
672
New
48
Increased
136
Reduced
161
Closed
73

Top Buys

Rank Stock Value
1
ADX icon
Adams Diversified Equity Fund
ADX
+$4.41M
2
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$1.52M
3
ECL icon
Ecolab
ECL
+$1.47M
4
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$1.24M
5
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$1.17M

Top Sells

Rank Stock Value
1
FLXS icon
Flexsteel Industries
FLXS
+$10.8M
2
VIS icon
Vanguard Industrials ETF
VIS
+$5.72M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$2.49M
4
AIG icon
American International
AIG
+$2.13M
5
BAC icon
Bank of America
BAC
+$1.98M

Sector Composition

Rank Sector Weight
1 Financials 24.73%
2 Healthcare 10.1%
3 Technology 8.61%
4 Industrials 6.17%
5 Consumer Discretionary 4.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMLC icon
401
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.79B
$13K ﹤0.01%
+374
New +$13.7K
GD icon
402
General Dynamics
GD
$104B
$13K ﹤0.01%
91
– –
EXD
403
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
$13K ﹤0.01%
1,103
– –
SIAL
404
DELISTED
SIGMA - ALDRICH CORP
SIAL
$13K ﹤0.01%
92
-355
-79% -$49.5K
SHPG
405
DELISTED
Shire pic
SHPG
$13K ﹤0.01%
62
– –
ALLE icon
406
Allegion
ALLE
$13.4B
$12K ﹤0.01%
200
– –
BEN icon
407
Franklin Resources
BEN
$17.6B
$12K ﹤0.01%
333
– –
BLV icon
408
Vanguard Long-Term Bond ETF
BLV
$5.71B
$12K ﹤0.01%
129
– –
ETW
409
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.03B
$12K ﹤0.01%
1,084
+9
+0.8% +$105
PII icon
410
Polaris
PII
$3.82B
$12K ﹤0.01%
96
-851
-90% -$116K
TYG
411
Tortoise Energy Infrastructure Corp
TYG
$1.09B
$12K ﹤0.01%
111
– –
WR
412
DELISTED
Westar Energy Inc
WR
$12K ﹤0.01%
300
– –
AFL icon
413
Aflac
AFL
$64.9B
$11K ﹤0.01%
380
– –
CLX icon
414
Clorox
CLX
$11.6B
$11K ﹤0.01%
93
– –
CSX icon
415
CSX Corp
CSX
$93.4B
$11K ﹤0.01%
1,200
-3,327
-73% -$32.6K
GNTX icon
416
Gentex
GNTX
$4.97B
$11K ﹤0.01%
692
– –
HOG icon
417
Harley-Davidson
HOG
$2.58B
$11K ﹤0.01%
200
– –
IAU icon
418
iShares Gold Trust
IAU
$62.9B
$11K ﹤0.01%
500
– –
LUV icon
419
Southwest Airlines
LUV
$22B
$11K ﹤0.01%
300
– –
MPC icon
420
Marathon Petroleum
MPC
$92.4B
$11K ﹤0.01%
244
– –
NTRS icon
421
Northern Trust
NTRS
$33.3B
$11K ﹤0.01%
160
-80
-33% -$5.88K
OMC icon
422
Omnicom Group
OMC
$21.6B
$11K ﹤0.01%
170
– –
SCZ icon
423
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.4B
$11K ﹤0.01%
240
– –
PIV
424
DELISTED
PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX
PIV
$11K ﹤0.01%
506
– –
ETP
425
DELISTED
Energy Transfer Partners L.p.
ETP
$11K ﹤0.01%
262
+4
+2% +$194
15 16
17
18 19

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Dubuque Bank & Trust's Q3 2015 Portfolio in Review

As of Q3 2015, Dubuque Bank & Trust held 672 positions worth $466M, down 13% from $537M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Dubuque Bank & Trust withdrew a net $28.9M in Q3 2015, closing 73 positions and reducing 161 holdings. Its most notable exit was Flexsteel Industries, an estimated $10.8M position sold in full.

By sector, the portfolio is most concentrated in Financials at 25% of assets, up from 24% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Dubuque Bank & Trust opened a new position in Cohen & Steers REIT and Preferred and Income Fund worth $1.22M.

  • Dubuque Bank & Trust's largest Q3 2015 buy was Cohen & Steers REIT and Preferred and Income Fund: 70,354 shares worth $1.22M.
  • Dubuque Bank & Trust added most to Adams Diversified Equity Fund in Q3 2015, an estimated $4.41M increase.
  • Dubuque Bank & Trust's biggest Q3 2015 reduction was Vanguard Industrials ETF, cutting an estimated $5.72M.
  • Dubuque Bank & Trust fully exited Flexsteel Industries in Q3 2015, selling an estimated $10.8M.
  • Dubuque Bank & Trust's ten largest holdings make up 35% of its $466M portfolio in Q3 2015.
  • Dubuque Bank & Trust opened 48 new positions and closed 73 in Q3 2015.
  • Dubuque Bank & Trust's portfolio value fell 13% quarter-over-quarter to $466M.

Based on Dubuque Bank & Trust's 13F filing for Q3 2015, filed 13 Nov 2015.