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DBT

Dubuque Bank & Trust Portfolio holdings

AUM $748M
1-Year Est. Return 12.31%
This Fund
S&P 500
This Quarter Est. Return
+2.27%
1 Year Est. Return
+12.31%
3 Year Est. Return
+24.01%
5 Year Est. Return
+39.84%
10 Year Est. Return
+150.03%
AUM
$526M
AUM Growth
+$20.1M
Cap. Flow
+$7.9M
Cap. Flow %
1.5%
Top 10 Hldgs %
43.92%
Holding
456
New
62
Increased
100
Reduced
72
Closed
41

Top Buys

Rank Stock Value
1
VGK icon
Vanguard FTSE Europe ETF
VGK
+$6.23M
2
M icon
Macy's
M
+$5.93M
3
KBR icon
KBR
KBR
+$4.08M
4
S
Sprint Corporation
S
+$3.04M
5
BRCM
BROADCOM CORP CL-A
BRCM
+$2.92M

Top Sells

Rank Stock Value
1
HTLF
Heartland Financial USA, Inc.
HTLF
+$10.9M
2
FON
SPRINT CORP FON COM
FON
+$5.7M
3
HAR
Harman International Industries
HAR
+$5.53M
4
SNPS icon
Synopsys
SNPS
+$4.34M
5
VFH icon
Vanguard Financials ETF
VFH
+$4.03M

Sector Composition

Rank Sector Weight
1 Financials 16.13%
2 Technology 7.83%
3 Healthcare 5.7%
4 Industrials 3.81%
5 Consumer Staples 2.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EOG icon
401
EOG Resources
EOG
$79.2B
– –
-100
Closed -$7K
EUM icon
402
ProShares Trust Short MSCI Emerging Markets
EUM
$9.65M
– –
-1,870
Closed -$111K
FAX
403
DELISTED
abrdn Asia-Pacific Income Fund
FAX
– –
-157
Closed -$6K
GFI icon
404
Gold Fields
GFI
$29B
– –
-2,000
Closed -$11K
GSG icon
405
iShares S&P GSCI Commodity-Indexed Trust
GSG
$998M
– –
-700
Closed -$22K
HRL icon
406
Hormel Foods
HRL
$13.8B
– –
-200
Closed -$4K
IEF icon
407
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
– –
-1,285
Closed -$132K
LUMN icon
408
Lumen
LUMN
$6.57B
– –
-26
Closed -$1K
MOS icon
409
The Mosaic Company
MOS
$7.03B
– –
-36,987
Closed -$1.99M
MPT
410
Medical Properties Trust
MPT
$2.77B
– –
-350
Closed -$5K
NEM icon
411
Newmont
NEM
$98.7B
– –
-4,480
Closed -$134K
NOK icon
412
Nokia
NOK
$51B
– –
-95,585
Closed -$358K
NWPX icon
413
NWPX Infrastructure Inc
NWPX
$1.19B
– –
-100
Closed -$3K
PNR icon
414
Pentair
PNR
$10.4B
– –
-16
Closed -$1K
PNW icon
415
Pinnacle West Capital
PNW
$12.2B
– –
-136
Closed -$8K
QQQ icon
416
Invesco QQQ Trust
QQQ
$453B
– –
-50
Closed -$4K
SBSW icon
417
Sibanye-Stillwater
SBSW
$6.26B
– –
-530
Closed -$1K
SUSA icon
418
iShares ESG Optimized MSCI USA ETF
SUSA
$4.01B
– –
-15,920
Closed -$539K
TEL icon
419
TE Connectivity
TEL
$59.6B
– –
-47
Closed -$2K
VFH icon
420
Vanguard Financials ETF
VFH
$13.5B
– –
-100,990
Closed -$4.03M
VVR icon
421
Invesco Senior Income Trust
VVR
$457M
– –
-3,150
Closed -$17K
XLY icon
422
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.6B
– –
-1,920
Closed -$54K
FLG
423
Flagstar Bank National Association
FLG
$5.93B
– –
-33
Closed -$1K
ERF
424
DELISTED
Enerplus Corporation
ERF
– –
-302
Closed -$4K
QUMU
425
DELISTED
Qumu Corp.
QUMU
– –
-134,064
Closed -$1.12M
14 15 16
17
18

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Dubuque Bank & Trust's Q3 2013 Portfolio in Review

As of Q3 2013, Dubuque Bank & Trust held 456 positions worth $526M, up 4% from $506M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Dubuque Bank & Trust's Q3 2013 filing shows 62 new, 100 increased, 72 reduced and 41 closed positions. Its largest new stake was Vanguard FTSE Europe ETF: 119,125 shares worth $6.49M. The largest sale was Heartland Financial USA, Inc., an estimated $10.9M.

By sector, the portfolio is most concentrated in Financials at 16% of assets, down from 18% a quarter earlier, followed by Technology and Healthcare.

  • Dubuque Bank & Trust's largest Q3 2013 buy was Vanguard FTSE Europe ETF: 119,125 shares worth $6.49M.
  • Dubuque Bank & Trust added most to Macy's in Q3 2013, an estimated $5.93M increase.
  • Dubuque Bank & Trust's biggest Q3 2013 reduction was Heartland Financial USA, Inc., cutting an estimated $10.9M.
  • Dubuque Bank & Trust fully exited SPRINT CORP FON COM in Q3 2013, selling an estimated $5.7M.
  • Dubuque Bank & Trust's ten largest holdings make up 44% of its $526M portfolio in Q3 2013.
  • Dubuque Bank & Trust opened 62 new positions and closed 41 in Q3 2013.
  • Dubuque Bank & Trust's portfolio value rose 4% quarter-over-quarter to $526M.

Based on Dubuque Bank & Trust's 13F filing for Q3 2013, filed 31 Oct 2013.