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DBT

Dubuque Bank & Trust Portfolio holdings

AUM $748M
1-Year Est. Return 12.31%
This Fund
S&P 500
This Quarter Est. Return
-7.31%
1 Year Est. Return
+12.31%
3 Year Est. Return
+24.01%
5 Year Est. Return
+39.84%
10 Year Est. Return
+150.03%
AUM
$466M
AUM Growth
-$70.8M
Cap. Flow
-$28.9M
Cap. Flow %
-6.2%
Top 10 Hldgs %
34.56%
Holding
672
New
48
Increased
136
Reduced
161
Closed
73

Top Buys

Rank Stock Value
1
ADX icon
Adams Diversified Equity Fund
ADX
+$4.41M
2
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$1.52M
3
ECL icon
Ecolab
ECL
+$1.47M
4
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$1.24M
5
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$1.17M

Top Sells

Rank Stock Value
1
FLXS icon
Flexsteel Industries
FLXS
+$10.8M
2
VIS icon
Vanguard Industrials ETF
VIS
+$5.72M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$2.49M
4
AIG icon
American International
AIG
+$2.13M
5
BAC icon
Bank of America
BAC
+$1.98M

Sector Composition

Rank Sector Weight
1 Financials 24.73%
2 Healthcare 10.1%
3 Technology 8.61%
4 Industrials 6.17%
5 Consumer Discretionary 4.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYG icon
376
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$16K ﹤0.01%
195
+150
+333% +$13K
SPHD icon
377
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.34B
$16K ﹤0.01%
511
– –
XPH icon
378
State Street SPDR S&P Pharmaceuticals ETF
XPH
$476M
$16K ﹤0.01%
350
– –
GMCR
379
DELISTED
KEURIG GREEN MTN INC
GMCR
$16K ﹤0.01%
300
– –
CSQ icon
380
Calamos Strategic Total Return Fund
CSQ
$3.23B
$15K ﹤0.01%
1,621
-933
-37% -$9.62K
ETV
381
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.71B
$15K ﹤0.01%
1,078
– –
EWA icon
382
iShares MSCI Australia ETF
EWA
$1.39B
$15K ﹤0.01%
825
– –
NFG icon
383
National Fuel Gas
NFG
$7.82B
$15K ﹤0.01%
300
– –
PH icon
384
Parker-Hannifin
PH
$123B
$15K ﹤0.01%
150
– –
RSPS icon
385
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$248M
$15K ﹤0.01%
695
– –
VOD icon
386
Vodafone
VOD
$36.3B
$15K ﹤0.01%
486
+357
+277% +$12.7K
WM icon
387
Waste Management
WM
$90.6B
$15K ﹤0.01%
300
-371
-55% -$18.5K
ARMH
388
DELISTED
ARM HOLDINGS PLC ADS
ARMH
$15K ﹤0.01%
350
– –
DBL
389
DoubleLine Opportunistic Credit Fund
DBL
$278M
$14K ﹤0.01%
547
– –
EFG icon
390
iShares MSCI EAFE Growth ETF
EFG
$16.6B
$14K ﹤0.01%
218
– –
ETSY icon
391
Etsy
ETSY
$7.75B
$14K ﹤0.01%
1,000
– –
IYW icon
392
iShares US Technology ETF
IYW
$23.6B
$14K ﹤0.01%
556
– –
RSPD icon
393
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
$317M
$14K ﹤0.01%
510
– –
SPDW icon
394
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$40.2B
$14K ﹤0.01%
560
– –
SE
395
DELISTED
Spectra Energy Corp Wi
SE
$14K ﹤0.01%
517
-2,460
-83% -$71.6K
OSG
396
Octave Specialty Group
OSG
$243M
$13K ﹤0.01%
887
– –
BGY icon
397
BlackRock Enhanced International Dividend Trust
BGY
$524M
$13K ﹤0.01%
2,150
– –
CAT icon
398
Caterpillar
CAT
$375B
$13K ﹤0.01%
200
+67
+50% +$5.13K
CXW icon
399
CoreCivic
CXW
$2.96B
$13K ﹤0.01%
443
– –
EDF
400
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$167M
$13K ﹤0.01%
1,110
– –
14 15
16
17 18

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WWM
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Dubuque Bank & Trust's Q3 2015 Portfolio in Review

As of Q3 2015, Dubuque Bank & Trust held 672 positions worth $466M, down 13% from $537M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Dubuque Bank & Trust withdrew a net $28.9M in Q3 2015, closing 73 positions and reducing 161 holdings. Its most notable exit was Flexsteel Industries, an estimated $10.8M position sold in full.

By sector, the portfolio is most concentrated in Financials at 25% of assets, up from 24% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Dubuque Bank & Trust opened a new position in Cohen & Steers REIT and Preferred and Income Fund worth $1.22M.

  • Dubuque Bank & Trust's largest Q3 2015 buy was Cohen & Steers REIT and Preferred and Income Fund: 70,354 shares worth $1.22M.
  • Dubuque Bank & Trust added most to Adams Diversified Equity Fund in Q3 2015, an estimated $4.41M increase.
  • Dubuque Bank & Trust's biggest Q3 2015 reduction was Vanguard Industrials ETF, cutting an estimated $5.72M.
  • Dubuque Bank & Trust fully exited Flexsteel Industries in Q3 2015, selling an estimated $10.8M.
  • Dubuque Bank & Trust's ten largest holdings make up 35% of its $466M portfolio in Q3 2015.
  • Dubuque Bank & Trust opened 48 new positions and closed 73 in Q3 2015.
  • Dubuque Bank & Trust's portfolio value fell 13% quarter-over-quarter to $466M.

Based on Dubuque Bank & Trust's 13F filing for Q3 2015, filed 13 Nov 2015.