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DBT

Dubuque Bank & Trust Portfolio holdings

AUM $748M
1-Year Est. Return 12.31%
This Fund
S&P 500
This Quarter Est. Return
-7.31%
1 Year Est. Return
+12.31%
3 Year Est. Return
+24.01%
5 Year Est. Return
+39.84%
10 Year Est. Return
+150.03%
AUM
$466M
AUM Growth
-$70.8M
Cap. Flow
-$28.9M
Cap. Flow %
-6.2%
Top 10 Hldgs %
34.56%
Holding
672
New
48
Increased
136
Reduced
161
Closed
73

Top Buys

Rank Stock Value
1
ADX icon
Adams Diversified Equity Fund
ADX
+$4.41M
2
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$1.52M
3
ECL icon
Ecolab
ECL
+$1.47M
4
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$1.24M
5
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$1.17M

Top Sells

Rank Stock Value
1
FLXS icon
Flexsteel Industries
FLXS
+$10.8M
2
VIS icon
Vanguard Industrials ETF
VIS
+$5.72M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$2.49M
4
AIG icon
American International
AIG
+$2.13M
5
BAC icon
Bank of America
BAC
+$1.98M

Sector Composition

Rank Sector Weight
1 Financials 24.73%
2 Healthcare 10.1%
3 Technology 8.61%
4 Industrials 6.17%
5 Consumer Discretionary 4.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BCE icon
351
BCE
BCE
$20.3B
$20K ﹤0.01%
477
– –
MAR icon
352
Marriott International
MAR
$91.5B
$20K ﹤0.01%
300
– –
MFC icon
353
Manulife Financial
MFC
$74B
$20K ﹤0.01%
1,260
– –
OTTR icon
354
Otter Tail
OTTR
$3.79B
$20K ﹤0.01%
750
– –
ZTS icon
355
Zoetis
ZTS
$32.3B
$20K ﹤0.01%
+497
New +$23K
CB
356
DELISTED
CHUBB CORPORATION
CB
$20K ﹤0.01%
159
– –
CFFI icon
357
C&F Financial
CFFI
$273M
$19K ﹤0.01%
531
-7,939
-94% -$288K
EVT icon
358
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.13B
$19K ﹤0.01%
1,046
-1,448
-58% -$28.4K
GRPN icon
359
Groupon
GRPN
$1.05B
$19K ﹤0.01%
297
– –
LUMN icon
360
Lumen
LUMN
$6.65B
$19K ﹤0.01%
738
+252
+52% +$6.98K
BKCC
361
DELISTED
BlackRock Capital Investment Corporation
BKCC
$19K ﹤0.01%
2,157
– –
FLOT icon
362
iShares Floating Rate Bond ETF
FLOT
$10.3B
$18K ﹤0.01%
+350
New +$17.7K
FWONK icon
363
Liberty Media Series C
FWONK
$24.5B
$18K ﹤0.01%
729
– –
NJR icon
364
New Jersey Resources
NJR
$5.86B
$18K ﹤0.01%
600
– –
WPC icon
365
W.P. Carey
WPC
$16.6B
$18K ﹤0.01%
311
– –
AEE icon
366
Ameren
AEE
$30.3B
$17K ﹤0.01%
400
+300
+300% +$12.1K
BHC icon
367
Bausch Health
BHC
$2.62B
$17K ﹤0.01%
97
– –
NFJ
368
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.42B
$17K ﹤0.01%
1,352
– –
OGS icon
369
ONE Gas
OGS
$4.92B
$17K ﹤0.01%
375
– –
PDI icon
370
PIMCO Dynamic Income Fund
PDI
$7.35B
$17K ﹤0.01%
581
+4
+0.7% +$115
RQI icon
371
Cohen & Steers Quality Income Realty Fund
RQI
$1.7B
$17K ﹤0.01%
1,530
– –
RSPH icon
372
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$774M
$17K ﹤0.01%
1,210
– –
VAR
373
DELISTED
Varian Medical Systems, Inc.
VAR
$17K ﹤0.01%
265
– –
BKLN icon
374
Invesco Senior Loan ETF
BKLN
$6.78B
$16K ﹤0.01%
+700
New +$16.5K
EFV icon
375
iShares MSCI EAFE Value ETF
EFV
$29B
$16K ﹤0.01%
344
– –
13 14
15
16 17

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Dubuque Bank & Trust's Q3 2015 Portfolio in Review

As of Q3 2015, Dubuque Bank & Trust held 672 positions worth $466M, down 13% from $537M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Dubuque Bank & Trust withdrew a net $28.9M in Q3 2015, closing 73 positions and reducing 161 holdings. Its most notable exit was Flexsteel Industries, an estimated $10.8M position sold in full.

By sector, the portfolio is most concentrated in Financials at 25% of assets, up from 24% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Dubuque Bank & Trust opened a new position in Cohen & Steers REIT and Preferred and Income Fund worth $1.22M.

  • Dubuque Bank & Trust's largest Q3 2015 buy was Cohen & Steers REIT and Preferred and Income Fund: 70,354 shares worth $1.22M.
  • Dubuque Bank & Trust added most to Adams Diversified Equity Fund in Q3 2015, an estimated $4.41M increase.
  • Dubuque Bank & Trust's biggest Q3 2015 reduction was Vanguard Industrials ETF, cutting an estimated $5.72M.
  • Dubuque Bank & Trust fully exited Flexsteel Industries in Q3 2015, selling an estimated $10.8M.
  • Dubuque Bank & Trust's ten largest holdings make up 35% of its $466M portfolio in Q3 2015.
  • Dubuque Bank & Trust opened 48 new positions and closed 73 in Q3 2015.
  • Dubuque Bank & Trust's portfolio value fell 13% quarter-over-quarter to $466M.

Based on Dubuque Bank & Trust's 13F filing for Q3 2015, filed 13 Nov 2015.