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DBT

Dubuque Bank & Trust Portfolio holdings

AUM $748M
1-Year Est. Return 12.31%
This Fund
S&P 500
This Quarter Est. Return
-7.31%
1 Year Est. Return
+12.31%
3 Year Est. Return
+24.01%
5 Year Est. Return
+39.84%
10 Year Est. Return
+150.03%
AUM
$466M
AUM Growth
-$70.8M
Cap. Flow
-$28.9M
Cap. Flow %
-6.2%
Top 10 Hldgs %
34.56%
Holding
672
New
48
Increased
136
Reduced
161
Closed
73

Top Buys

Rank Stock Value
1
ADX icon
Adams Diversified Equity Fund
ADX
+$4.41M
2
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$1.52M
3
ECL icon
Ecolab
ECL
+$1.47M
4
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$1.24M
5
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$1.17M

Top Sells

Rank Stock Value
1
FLXS icon
Flexsteel Industries
FLXS
+$10.8M
2
VIS icon
Vanguard Industrials ETF
VIS
+$5.72M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$2.49M
4
AIG icon
American International
AIG
+$2.13M
5
BAC icon
Bank of America
BAC
+$1.98M

Sector Composition

Rank Sector Weight
1 Financials 24.73%
2 Healthcare 10.1%
3 Technology 8.61%
4 Industrials 6.17%
5 Consumer Discretionary 4.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLY icon
326
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.6B
$29K 0.01%
+786
New +$30.2K
SIVB
327
DELISTED
SVB Financial Group
SIVB
$29K 0.01%
+247
New +$33.1K
EOS
328
Eaton Vance Enhance Equity Income Fund II
EOS
$1.13B
$27K 0.01%
2,164
– –
SJNK icon
329
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.89B
$27K 0.01%
1,000
– –
BCS.PRD.CL
330
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$27K 0.01%
1,059
– –
NFLX icon
331
Netflix
NFLX
$299B
$26K 0.01%
+2,500
New +$26.8K
NW.PRC.CL
332
DELISTED
Natwest Bank Ads Series C
NW.PRC.CL
$26K 0.01%
1,000
– –
BIT icon
333
BlackRock Multi-Sector Income Trust
BIT
$698M
$25K 0.01%
1,589
– –
FIBK icon
334
First Interstate BancSystem
FIBK
$3.69B
$25K 0.01%
900
– –
SR icon
335
Spire
SR
$4.72B
$25K 0.01%
460
– –
TDIV icon
336
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.18B
$25K 0.01%
1,017
– –
GPOR
337
DELISTED
Gulfport Energy Corp.
GPOR
$25K 0.01%
830
– –
BCC icon
338
Boise Cascade
BCC
$2.69B
$24K 0.01%
+938
New +$29.9K
UAA icon
339
Under Armour
UAA
$2.84B
$24K 0.01%
504
– –
URBN icon
340
Urban Outfitters
URBN
$6.35B
$24K 0.01%
821
– –
ETP
341
DELISTED
Energy Transfer Partners, L.P.
ETP
$24K 0.01%
820
– –
LBTYK icon
342
Liberty Global Class C
LBTYK
$3.53B
$23K ﹤0.01%
657
-48
-7% -$1.94K
TBF icon
343
ProShares Short 20+ Year Treasury ETF
TBF
$87.9M
$23K ﹤0.01%
922
– –
INGR icon
344
Ingredion
INGR
$6.27B
$22K ﹤0.01%
250
– –
PSEC icon
345
Prospect Capital
PSEC
$1.07B
$22K ﹤0.01%
3,128
+11
+0.4% +$82
RNRG icon
346
Global X Renewable Energy Producers ETF
RNRG
$26M
$22K ﹤0.01%
+720
New +$26.9K
CDK
347
DELISTED
CDK Global, Inc.
CDK
$22K ﹤0.01%
466
-44
-9% -$2.23K
HYT icon
348
BlackRock Corporate High Yield Fund
HYT
$1.36B
$21K ﹤0.01%
2,151
– –
SYY icon
349
Sysco
SYY
$40.8B
$21K ﹤0.01%
540
+107
+25% +$4.08K
TUP
350
DELISTED
Tupperware Brands Corporation
TUP
$21K ﹤0.01%
426
– –
12 13
14
15 16

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Dubuque Bank & Trust's Q3 2015 Portfolio in Review

As of Q3 2015, Dubuque Bank & Trust held 672 positions worth $466M, down 13% from $537M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Dubuque Bank & Trust withdrew a net $28.9M in Q3 2015, closing 73 positions and reducing 161 holdings. Its most notable exit was Flexsteel Industries, an estimated $10.8M position sold in full.

By sector, the portfolio is most concentrated in Financials at 25% of assets, up from 24% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Dubuque Bank & Trust opened a new position in Cohen & Steers REIT and Preferred and Income Fund worth $1.22M.

  • Dubuque Bank & Trust's largest Q3 2015 buy was Cohen & Steers REIT and Preferred and Income Fund: 70,354 shares worth $1.22M.
  • Dubuque Bank & Trust added most to Adams Diversified Equity Fund in Q3 2015, an estimated $4.41M increase.
  • Dubuque Bank & Trust's biggest Q3 2015 reduction was Vanguard Industrials ETF, cutting an estimated $5.72M.
  • Dubuque Bank & Trust fully exited Flexsteel Industries in Q3 2015, selling an estimated $10.8M.
  • Dubuque Bank & Trust's ten largest holdings make up 35% of its $466M portfolio in Q3 2015.
  • Dubuque Bank & Trust opened 48 new positions and closed 73 in Q3 2015.
  • Dubuque Bank & Trust's portfolio value fell 13% quarter-over-quarter to $466M.

Based on Dubuque Bank & Trust's 13F filing for Q3 2015, filed 13 Nov 2015.