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DBT

Dubuque Bank & Trust Portfolio holdings

AUM $748M
1-Year Est. Return 12.31%
This Fund
S&P 500
This Quarter Est. Return
-0.18%
1 Year Est. Return
+12.31%
3 Year Est. Return
+24.01%
5 Year Est. Return
+41.55%
10 Year Est. Return
+153.43%
AUM
$894M
AUM Growth
-$6.25M
Cap. Flow
-$2.8M
Cap. Flow %
-0.31%
Top 10 Hldgs %
36.15%
Holding
289
New
14
Increased
69
Reduced
129
Closed
17

Top Buys

Rank Stock Value
1
VTV icon
Vanguard Morningstar Value ETF
VTV
+$4.2M
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$3.68M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.91M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$1.77M
5
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$1.66M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.76M
2
AAPL icon
Apple
AAPL
+$1.25M
3
MSFT icon
Microsoft
MSFT
+$985K
4
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$957K
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$907K

Sector Composition

Rank Sector Weight
1 Financials 17.1%
2 Technology 13.27%
3 Healthcare 6.78%
4 Consumer Discretionary 4.83%
5 Consumer Staples 4.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PGX icon
251
Invesco Preferred ETF
PGX
$3.79B
$202K 0.02%
13,410
– –
PYPL icon
252
PayPal
PYPL
$51.1B
$202K 0.02%
776
-275
-26% -$78K
TSM icon
253
TSMC
TSM
$2.19T
$201K 0.02%
1,802
– –
DNP icon
254
DNP Select Income Fund
DNP
$4.06B
$176K 0.02%
16,550
– –
UEC icon
255
Uranium Energy
UEC
$5.65B
$165K 0.02%
54,000
+10,000
+23% +$25.1K
ASX icon
256
ASE Group
ASX
$82.6B
$164K 0.02%
20,849
+877
+4% +$7.62K
JPS
257
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$145K 0.02%
14,825
– –
ET icon
258
Energy Transfer Partners
ET
$69.6B
$138K 0.02%
14,361
– –
NG icon
259
NovaGold Resources
NG
$3.24B
$138K 0.02%
20,000
– –
AG icon
260
First Majestic Silver
AG
$9.2B
$136K 0.02%
+12,000
New +$155K
AUY
261
DELISTED
Yamana Gold, Inc.
AUY
$119K 0.01%
30,020
– –
BCS icon
262
Barclays
BCS
$94.5B
$116K 0.01%
11,207
-2,130
-16% -$21.2K
EXK
263
Endeavour Silver
EXK
$2.83B
$110K 0.01%
27,000
+14,000
+108% +$67.1K
PMM
264
Franklin Managed Municipal Income Trust
PMM
$271M
$93K 0.01%
11,200
– –
FSM icon
265
Fortuna Silver Mines
FSM
$3.04B
$75K 0.01%
19,000
+5,000
+36% +$22.4K
ITUB icon
266
Itaú Unibanco
ITUB
$89.7B
$70K 0.01%
18,145
+1,984
+12% +$8.12K
HL icon
267
Hecla Mining
HL
$11.3B
$61K 0.01%
+11,015
New +$68.6K
PPT
268
Franklin Premier Income Trust
PPT
$329M
$56K 0.01%
12,170
– –
DS
269
DELISTED
Drive Shack Inc.
DS
$45K 0.01%
16,180
-8,105
-33% -$21.8K
ABEV icon
270
Ambev
ABEV
$46.7B
$30K ﹤0.01%
10,874
-14,538
-57% -$46K
AXU
271
DELISTED
Alexco Resource Corp
AXU
$26K ﹤0.01%
17,600
– –
USAS
272
Americas Gold and Silver
USAS
$1.69B
$16K ﹤0.01%
8,000
– –
AGG icon
273
iShares Core US Aggregate Bond ETF
AGG
$138B
– –
-5,844
Closed -$674K
BBD icon
274
Banco Bradesco
BBD
$37.5B
– –
-17,096
Closed -$80K
CHWY icon
275
Chewy
CHWY
$9.74B
– –
-6,750
Closed -$538K
8 9 10
11
12

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Dubuque Bank & Trust's Q3 2021 Portfolio in Review

As of Q3 2021, Dubuque Bank & Trust held 289 positions worth $894M, down 0.69% from $900M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Dubuque Bank & Trust's Q3 2021 filing shows 14 new, 69 increased, 129 reduced and 17 closed positions. Its largest new stake was Dimensional US Core Equity 2 ETF: 16,083 shares worth $427K. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.76M.

By sector, the portfolio is most concentrated in Financials at 17% of assets, down from 17% a quarter earlier, followed by Technology and Healthcare.

  • Dubuque Bank & Trust's largest Q3 2021 buy was Dimensional US Core Equity 2 ETF: 16,083 shares worth $427K.
  • Dubuque Bank & Trust added most to Vanguard Morningstar Value ETF in Q3 2021, an estimated $4.2M increase.
  • Dubuque Bank & Trust's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.76M.
  • Dubuque Bank & Trust fully exited iShares Core US Aggregate Bond ETF in Q3 2021, selling an estimated $674K.
  • Dubuque Bank & Trust's ten largest holdings make up 36% of its $894M portfolio in Q3 2021.
  • Dubuque Bank & Trust opened 14 new positions and closed 17 in Q3 2021.
  • Dubuque Bank & Trust's portfolio value fell 0.69% quarter-over-quarter to $894M.

Based on Dubuque Bank & Trust's 13F filing for Q3 2021, filed 9 Nov 2021.