Dubuque Bank & Trust’s BlackRock TCP Capital TCPC Stock Holding History

Dubuque Bank & Trust’s Portfolio TCPC Stock Details TCPC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-36,220	Closed	-$407K	–	275
2020 Q4	$407K	Sell	36,220 -51,342	-59%	-$556K	0.05%	171
2020 Q3	$859K	Sell	87,562 -25,057	-22%	-$243K	0.13%	105
2020 Q2	$1.03M	Sell	112,619 -36,311	-24%	-$312K	0.16%	91
2020 Q1	$931K	Buy	148,930 +7,329	+5%	+$90.9K	0.18%	99
2019 Q4	$1.99M	Buy	141,601 +1,218	+0.9%	+$17K	0.3%	68
2019 Q3	$1.9M	Buy	140,383 +2,575	+2%	+$35.5K	0.31%	66
2019 Q2	$1.96M	Buy	137,808 +6,515	+5%	+$94.2K	0.32%	70
2019 Q1	$1.86M	Buy	131,293 +2,028	+2%	+$28.9K	0.3%	71
2018 Q4	$1.69M	Buy	+129,265	New	+$1.8M	0.3%	68

Other funds holding TCPC

Barings Charlotte, North Carolina $6.19B AUM 16.5% 1-Year Est. Return

Cliffwater Marina Del Rey, California $377M AUM 5.73% 1-Year Est. Return

SOMRS

State of Michigan Retirement System Lansing, Michigan $18.9B AUM 27.96% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return

Acadian Asset Management Boston, Massachusetts $70.5B AUM 36% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

CFG

CNO Financial Group Carmel, Indiana $174M AUM 1.66% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

Dubuque Bank & Trust's TCPC Position: Q1 2021 in Review

Dubuque Bank & Trust sold out of BlackRock TCP Capital (TCPC) in Q1 2021, closing a stake of 36,220 shares — an estimated $407K sold.

Dubuque Bank & Trust first reported a position in TCPC in Q4 2018 and held it in 9 quarters. The position peaked at $1.99M in Q4 2019. 112 funds tracked by Wall St. Rank hold TCPC as of Q1 2021.

Dubuque Bank & Trust reported no remaining BlackRock TCP Capital position as of Q1 2021 after selling out during the quarter.
Dubuque Bank & Trust sold 36,220 BlackRock TCP Capital shares in Q1 2021, an estimated $407K.
Dubuque Bank & Trust first reported a position in BlackRock TCP Capital in Q4 2018 and held it in 9 quarters.
Dubuque Bank & Trust's BlackRock TCP Capital position peaked at $1.99M in Q4 2019.
112 funds tracked by Wall St. Rank held BlackRock TCP Capital as of Q1 2021.

Based on Dubuque Bank & Trust's 13F filing for Q1 2021, filed 14 May 2021.