Dubuque Bank & Trust’s C&F Financial CFFI Stock Holding History

Dubuque Bank & Trust’s Portfolio CFFI Stock Details CFFI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-145	Closed	-$7K	–	637
2017 Q2	$7K	Sell	145 -386	-73%	-$18.6K	﹤0.01%	487
2017 Q1	$25K	Hold	531	–	–	0.01%	391
2016 Q4	$26K	Hold	531	–	–	﹤0.01%	303
2016 Q3	$23K	Hold	531	–	–	﹤0.01%	304
2016 Q2	$24K	Hold	531	–	–	﹤0.01%	319
2016 Q1	$20K	Hold	531	–	–	﹤0.01%	336
2015 Q4	$21K	Hold	531	–	–	﹤0.01%	381
2015 Q3	$19K	Sell	531 -7,939	-94%	-$288K	﹤0.01%	357
2015 Q2	$314K	Sell	8,470 -210	-2%	-$7.49K	0.06%	186
2015 Q1	$303K	Sell	8,680 -85,830	-91%	-$3.11M	0.05%	172
2014 Q4	$3.76M	Buy	94,510 +8,815	+10%	+$323K	0.6%	44
2014 Q3	$2.85M	Buy	85,695 +40,018	+88%	+$1.38M	0.47%	57
2014 Q2	$1.64M	Buy	+45,677	New	+$1.54M	0.26%	69

Other funds holding CFFI

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Davenport & Co Richmond, Virginia $20.4B AUM 18.11% 1-Year Est. Return

BCM

BHZ Capital Management San Jose, California $88M AUM 9.79% 1-Year Est. Return

Dubuque Bank & Trust's CFFI Position: Q3 2017 in Review

Dubuque Bank & Trust sold out of C&F Financial (CFFI) in Q3 2017, closing a stake of 145 shares — an estimated $7K sold.

Dubuque Bank & Trust first reported a position in CFFI in Q2 2014 and held it in 13 quarters. The position peaked at $3.76M in Q4 2014. 52 funds tracked by Wall St. Rank hold CFFI as of Q3 2017.

Dubuque Bank & Trust reported no remaining C&F Financial position as of Q3 2017 after selling out during the quarter.
Dubuque Bank & Trust sold 145 C&F Financial shares in Q3 2017, an estimated $7K.
Dubuque Bank & Trust first reported a position in C&F Financial in Q2 2014 and held it in 13 quarters.
Dubuque Bank & Trust's C&F Financial position peaked at $3.76M in Q4 2014.
52 funds tracked by Wall St. Rank held C&F Financial as of Q3 2017.

Based on Dubuque Bank & Trust's 13F filing for Q3 2017, filed 13 Oct 2017.