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DRW Securities Portfolio holdings

AUM $7.21B
1-Year Est. Return 20.54%
This Fund
S&P 500
This Quarter Est. Return
+1.23%
1 Year Est. Return
+20.54%
3 Year Est. Return
+87.88%
5 Year Est. Return
+88.87%
10 Year Est. Return
+277.95%
AUM
$1.47B
AUM Growth
-$187M
Cap. Flow
-$209M
Cap. Flow %
-14.21%
Top 10 Hldgs %
93.91%
Holding
118
New
43
Increased
8
Reduced
15
Closed
37

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$5.57M
2
QLD icon
ProShares Ultra QQQ
QLD
+$5.3M
3
BND icon
Vanguard Total Bond Market
BND
+$5.19M
4
TZA icon
Direxion Daily Small Cap Bear 3x ETF
TZA
+$2.9M
5
SDS icon
ProShares UltraShort S&P500
SDS
+$2.84M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$89.7M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$14.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$12.9M
4
MA icon
Mastercard
MA
+$9.78M
5
XIV
VelocityShares Daily Inverse VIX Short Term ETN
XIV
+$9.42M

Sector Composition

Rank Sector Weight
1 Financials 0.36%
2 Healthcare 0.28%
3 Industrials 0.16%
4 Technology 0.03%
5 Consumer Staples 0.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SSO icon
101
ProShares Ultra S&P500
SSO
$7.82B
– –
-468,184
Closed -$3.88M
TBF icon
102
ProShares Short 20+ Year Treasury ETF
TBF
$84.9M
– –
-27,047
Closed -$569K
UPRO icon
103
ProShares UltraPro S&P 500
UPRO
$5.1B
– –
-109,152
Closed -$1.21M
V icon
104
Visa
V
$677B
– –
-110,800
Closed -$8.22M
V icon
105
PUT
Visa
V
$677B
– –
-110,800
Closed -$8.22M
VOO icon
106
Vanguard S&P 500 ETF
VOO
$968B
– –
-73,832
Closed -$14.2M
PCI
107
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
– –
-11,000
Closed -$210K
AGN
108
CALL
DELISTED
Allergan plc
AGN
– –
-10,000
Closed -$2.31M
INF
109
DELISTED
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC.
INF
– –
-10,000
Closed -$132K
CPL
110
CALL
DELISTED
CPFL Energia S.A.
CPL
– –
-29,300
Closed -$377K
CTRL
111
DELISTED
Control4 Corporation
CTRL
– –
-85,100
Closed -$694K
EVHC
112
CALL
DELISTED
Envision Healthcare Holdings Inc
EVHC
– –
-9,686
Closed -$736K
JIVE
113
DELISTED
Jive Software, Inc.
JIVE
– –
-104,952
Closed -$395K
YDKN
114
CALL
DELISTED
Yadkin Financial Corporation
YDKN
– –
-12,600
Closed -$316K
AMSG
115
CALL
DELISTED
Amsurg Corp
AMSG
– –
-11,300
Closed -$876K
PCO
116
DELISTED
Pendrell Corporation - Class A
PCO
– –
-50
Closed -$25K
WPG
117
CALL
DELISTED
Washington Prime Group Inc.
WPG
– –
-8,311
Closed -$837K
GOLD
118
DELISTED
Randgold Resources Ltd
GOLD
– –
-1,831
Closed -$205K
1 2 3 4
5

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FPP
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UB
UMB Bank Kansas City, Missouri $7.16B AUM 20.88% 1-Year Est. Return
TSC
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FPA
First Pacific Advisors El Segundo, California $7.14B AUM 21.51% 1-Year Est. Return
SC
Saturna Capital Bellingham, Washington $7.13B AUM 35.47% 1-Year Est. Return
GLF
Groupe la Francaise Paris, France $7.29B AUM 37.28% 1-Year Est. Return
SIMG
Stephens Investment Management Group Houston, Texas $7.3B AUM 41.96% 1-Year Est. Return

DRW Securities's Q3 2016 Portfolio in Review

As of Q3 2016, DRW Securities held 118 positions worth $1.47B, down 11% from $1.66B the previous quarter. Its ten largest holdings account for 94% of the portfolio.

DRW Securities withdrew a net $209M in Q3 2016, closing 37 positions and reducing 15 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $89.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 0.36% of assets, down from 1.4% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, DRW Securities opened a new position in iShares 0-1 Year Treasury Bond ETF worth $5.57M.

  • DRW Securities's largest Q3 2016 buy was iShares 0-1 Year Treasury Bond ETF: 50,444 shares worth $5.57M.
  • DRW Securities added most to Direxion Daily Small Cap Bear 3x ETF in Q3 2016, an estimated $2.9M increase.
  • DRW Securities's biggest Q3 2016 reduction was VelocityShares Daily Inverse VIX Short Term ETN, cutting an estimated $9.42M.
  • DRW Securities fully exited State Street SPDR S&P 500 ETF Trust in Q3 2016, selling an estimated $89.7M.
  • DRW Securities's ten largest holdings make up 94% of its $1.47B portfolio in Q3 2016.
  • DRW Securities opened 43 new positions and closed 37 in Q3 2016.
  • DRW Securities's portfolio value fell 11% quarter-over-quarter to $1.47B.

Based on DRW Securities's 13F filing for Q3 2016, filed 14 Nov 2016.