DRW Securities’s PIMCO Dynamic Credit and Mortgage Income Fund PCI Stock Holding History

DRW Securities’s Portfolio PCI Stock Details PCI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-11,000	Closed	-$210K	–	107
2016 Q2	$210K	Sell	11,000 -11,000	-50%	-$202K	0.01%	64
2016 Q1	$384K	Sell	22,000 -89,300	-80%	-$1.55M	0.02%	54
2015 Q4	$2.01M	Sell	111,300 -4,700	-4%	-$86.8K	0.2%	18
2015 Q3	$2.12M	Buy	116,000 +10,200	+10%	+$196K	0.23%	18
2015 Q2	$2.13M	Buy	105,800 +37,300	+54%	+$771K	0.23%	23
2015 Q1	$1.4M	Buy	+68,500	New	+$1.41M	0.22%	34

Other funds holding PCI

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

MGAM

McGowan Group Asset Management Dallas, Texas $785M AUM 15.71% 1-Year Est. Return

State of New Jersey Common Pension Fund D Trenton, New Jersey $25.9B AUM 26.38% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return

DRW Securities's PCI Position: Q3 2016 in Review

DRW Securities sold out of PIMCO Dynamic Credit and Mortgage Income Fund (PCI) in Q3 2016, closing a stake of 11,000 shares — an estimated $210K sold.

DRW Securities first reported a position in PCI in Q1 2015 and held it in 6 quarters. The position peaked at $2.13M in Q2 2015. 123 funds tracked by Wall St. Rank hold PCI as of Q3 2016.

DRW Securities reported no remaining PIMCO Dynamic Credit and Mortgage Income Fund position as of Q3 2016 after selling out during the quarter.
DRW Securities sold 11,000 PIMCO Dynamic Credit and Mortgage Income Fund shares in Q3 2016, an estimated $210K.
DRW Securities first reported a position in PIMCO Dynamic Credit and Mortgage Income Fund in Q1 2015 and held it in 6 quarters.
DRW Securities's PIMCO Dynamic Credit and Mortgage Income Fund position peaked at $2.13M in Q2 2015.
123 funds tracked by Wall St. Rank held PIMCO Dynamic Credit and Mortgage Income Fund as of Q3 2016.

Based on DRW Securities's 13F filing for Q3 2016, filed 14 Nov 2016.