We are live on ! Find out more
DS

DRW Securities Portfolio holdings

AUM $7.21B
1-Year Est. Return 20.54%
This Fund
S&P 500
This Quarter Est. Return
+1.23%
1 Year Est. Return
+20.54%
3 Year Est. Return
+87.88%
5 Year Est. Return
+88.87%
10 Year Est. Return
+277.95%
AUM
$1.47B
AUM Growth
-$187M
Cap. Flow
-$209M
Cap. Flow %
-14.21%
Top 10 Hldgs %
93.91%
Holding
118
New
43
Increased
8
Reduced
15
Closed
37

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$5.57M
2
QLD icon
ProShares Ultra QQQ
QLD
+$5.3M
3
BND icon
Vanguard Total Bond Market
BND
+$5.19M
4
TZA icon
Direxion Daily Small Cap Bear 3x ETF
TZA
+$2.9M
5
SDS icon
ProShares UltraShort S&P500
SDS
+$2.84M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$89.7M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$14.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$12.9M
4
MA icon
Mastercard
MA
+$9.78M
5
XIV
VelocityShares Daily Inverse VIX Short Term ETN
XIV
+$9.42M

Sector Composition

Rank Sector Weight
1 Financials 0.36%
2 Healthcare 0.28%
3 Industrials 0.16%
4 Technology 0.03%
5 Consumer Staples 0.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CYTK icon
76
Cytokinetics
CYTK
$11B
$92K 0.01%
+10,000
New +$104K
ICAD
77
DELISTED
iCAD Inc
ICAD
$63K ﹤0.01%
12,120
+100
+0.8% +$532
MSLI
78
DELISTED
Merus Labs International Inc.
MSLI
$56K ﹤0.01%
42,200
– –
PRZM
79
DELISTED
Prism Technologies Group, Inc
PRZM
$42K ﹤0.01%
200,000
– –
LTRX icon
80
Lantronix
LTRX
$236M
$33K ﹤0.01%
23,716
-201,284
-89% -$265K
FNJN
81
DELISTED
Finjan Holdings, Inc.
FNJN
$17K ﹤0.01%
+10,000
New +$17.4K
AB icon
82
CALL
AllianceBernstein
AB
$3.47B
– –
-24,700
Closed -$592K
ARDC
83
Are Dynamic Credit Allocation Fund
ARDC
$297M
– –
-16,300
Closed -$224K
CVSA
84
CALL
Covista Inc
CVSA
$3.94B
– –
-50,000
Closed -$892K
BIL icon
85
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.8B
– –
-21,484
Closed -$1.96M
CAG icon
86
CALL
Conagra Brands
CAG
$7.07B
– –
-21,717
Closed -$808K
CPRX
87
DELISTED
Catalyst Pharmaceutical
CPRX
– –
-237,200
Closed -$168K
DKS icon
88
CALL
Dick's Sporting Goods
DKS
$18.4B
– –
-199,900
Closed -$9.01M
HSY icon
89
CALL
Hershey
HSY
$35.4B
– –
-53,000
Closed -$6.01M
JD icon
90
CALL
JD.com
JD
$40.8B
– –
-493,900
Closed -$10.5M
MA icon
91
Mastercard
MA
$477B
– –
-111,100
Closed -$9.78M
MA icon
92
PUT
Mastercard
MA
$477B
– –
-111,100
Closed -$9.78M
MDLZ icon
93
CALL
Mondelez International
MDLZ
$77.7B
– –
-16,200
Closed -$737K
PARA
94
CALL
DELISTED
Paramount Global Class B
PARA
– –
-28,700
Closed -$1.56M
PCRX icon
95
Pacira BioSciences
PCRX
$1.02B
– –
-10,100
Closed -$341K
PHD
96
DELISTED
Pioneer Floating Rate Fund
PHD
– –
-14,619
Closed -$165K
PNR icon
97
CALL
Pentair
PNR
$10.2B
– –
-23,973
Closed -$938K
POST icon
98
CALL
Post Holdings
POST
$4.12B
– –
-30,866
Closed -$1.67M
QQQ icon
99
Invesco QQQ Trust
QQQ
$455B
– –
-120,169
Closed -$12.9M
SPY icon
100
State Street SPDR S&P 500 ETF Trust
SPY
$778B
– –
-415,051
Closed -$89.7M
1 2 3
4
5

Similar funds

CFG
Citizens Financial Group Providence, Rhode Island $7.19B AUM 23.93% 1-Year Est. Return
FPP
Findlay Park Partners London, United Kingdom $7.17B AUM 17.27% 1-Year Est. Return
UB
UMB Bank Kansas City, Missouri $7.16B AUM 20.88% 1-Year Est. Return
TSC
Two Seas Capital Rye, New York $7.15B AUM 169.27% 1-Year Est. Return
FPA
First Pacific Advisors El Segundo, California $7.14B AUM 21.51% 1-Year Est. Return
SC
Saturna Capital Bellingham, Washington $7.13B AUM 35.47% 1-Year Est. Return
GLF
Groupe la Francaise Paris, France $7.29B AUM 37.28% 1-Year Est. Return
SIMG
Stephens Investment Management Group Houston, Texas $7.3B AUM 41.96% 1-Year Est. Return

DRW Securities's Q3 2016 Portfolio in Review

As of Q3 2016, DRW Securities held 118 positions worth $1.47B, down 11% from $1.66B the previous quarter. Its ten largest holdings account for 94% of the portfolio.

DRW Securities withdrew a net $209M in Q3 2016, closing 37 positions and reducing 15 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $89.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 0.36% of assets, down from 1.4% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, DRW Securities opened a new position in iShares 0-1 Year Treasury Bond ETF worth $5.57M.

  • DRW Securities's largest Q3 2016 buy was iShares 0-1 Year Treasury Bond ETF: 50,444 shares worth $5.57M.
  • DRW Securities added most to Direxion Daily Small Cap Bear 3x ETF in Q3 2016, an estimated $2.9M increase.
  • DRW Securities's biggest Q3 2016 reduction was VelocityShares Daily Inverse VIX Short Term ETN, cutting an estimated $9.42M.
  • DRW Securities fully exited State Street SPDR S&P 500 ETF Trust in Q3 2016, selling an estimated $89.7M.
  • DRW Securities's ten largest holdings make up 94% of its $1.47B portfolio in Q3 2016.
  • DRW Securities opened 43 new positions and closed 37 in Q3 2016.
  • DRW Securities's portfolio value fell 11% quarter-over-quarter to $1.47B.

Based on DRW Securities's 13F filing for Q3 2016, filed 14 Nov 2016.