DRW Securities’s NUVEEN PREMIUN INC MUN FUND NPI Stock Holding History

DRW Securities’s Portfolio NPI Stock Details NPI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-19,900	Closed	-$261K	–	126
2015 Q2	$261K	Sell	19,900 -10,057	-34%	-$136K	0.03%	90
2015 Q1	$420K	Buy	29,957 +8,100	+37%	+$114K	0.07%	62
2014 Q4	$303K	Sell	21,857 -5,575	-20%	-$76.4K	0.03%	88
2014 Q3	$368K	Sell	27,432 -1,068	-4%	-$14.4K	0.03%	53
2014 Q2	$387K	Hold	28,500	–	–	0.07%	78
2014 Q1	$374K	Sell	28,500 -7,544	-21%	-$98.3K	0.03%	82
2013 Q4	$444K	Buy	36,044 +24,000	+199%	+$296K	0.02%	128
2013 Q3	$151K	Buy	+12,044	New	+$150K	0.01%	143

Other funds holding NPI

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

OHA

Oak Hill Advisors New York $878M AUM 106.46% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

SCA

Samson Capital Advisors New York $228M AUM 0.84% 1-Year Est. Return

DRW Securities's NPI Position: Q3 2015 in Review

DRW Securities sold out of NUVEEN PREMIUN INC MUN FUND (NPI) in Q3 2015, closing a stake of 19,900 shares — an estimated $261K sold.

DRW Securities first reported a position in NPI in Q3 2013 and held it in 8 quarters. The position peaked at $444K in Q4 2013. 83 funds tracked by Wall St. Rank hold NPI as of Q3 2015.

DRW Securities reported no remaining NUVEEN PREMIUN INC MUN FUND position as of Q3 2015 after selling out during the quarter.
DRW Securities sold 19,900 NUVEEN PREMIUN INC MUN FUND shares in Q3 2015, an estimated $261K.
DRW Securities first reported a position in NUVEEN PREMIUN INC MUN FUND in Q3 2013 and held it in 8 quarters.
DRW Securities's NUVEEN PREMIUN INC MUN FUND position peaked at $444K in Q4 2013.
83 funds tracked by Wall St. Rank held NUVEEN PREMIUN INC MUN FUND as of Q3 2015.

Based on DRW Securities's 13F filing for Q3 2015, filed 16 Nov 2015.