DRW Securities’s LPL Financial LPLA Stock Holding History

DRW Securities’s Portfolio LPLA Stock Details LPLA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	–	Sell	-1,330	Closed	-$400K	–	1259
2026 Q1	$400K	Buy	1,330 +464	+54%	+$156K	0.01%	729
2025 Q4	$309K	Buy	+866	New	+$306K	0.01%	656
2024 Q4	–	Sell	-20,080	Closed	-$4.67M	–	711
2024 Q3	$4.67M	Buy	20,080 +680	+4%	+$153K	0.13%	95
2024 Q2	$5.42M	Buy	+19,400	New	+$5.27M	0.21%	79
2023 Q3	–	Sell	-6,500	Closed	-$1.41M	–	414
2023 Q2	$1.41M	Buy	+6,500	New	+$1.3M	0.03%	127

Other funds holding LPLA

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Dodge & Cox San Francisco, California $191B AUM 17.5% 1-Year Est. Return

Boston Partners Boston, Massachusetts $113B AUM 38.87% 1-Year Est. Return

Jupiter Topco New York $245B AUM

Vanguard Portfolio Management Malvern, Pennsylvania $2.22T AUM

Vanguard Capital Management Malvern, Pennsylvania $4.68T AUM

Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return

Samlyn Capital New York $6.14B AUM 42.05% 1-Year Est. Return

Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

DRW Securities's LPLA Position: Q2 2026 in Review

DRW Securities sold out of LPL Financial (LPLA) in Q2 2026, closing a stake of 1,330 shares — an estimated $400K sold.

DRW Securities first reported a position in LPLA in Q2 2023 and held it in 5 quarters. The position peaked at $5.42M in Q2 2024. 765 funds tracked by Wall St. Rank hold LPLA as of Q2 2026.

DRW Securities reported no remaining LPL Financial position as of Q2 2026 after selling out during the quarter.
DRW Securities sold 1,330 LPL Financial shares in Q2 2026, an estimated $400K.
DRW Securities first reported a position in LPL Financial in Q2 2023 and held it in 5 quarters.
DRW Securities's LPL Financial position peaked at $5.42M in Q2 2024.
765 funds tracked by Wall St. Rank held LPL Financial as of Q2 2026.

Based on DRW Securities's 13F filing for Q2 2026, filed 14 Aug 2026.