DRW Securities’s iShares US Financials ETF IYF Stock Holding History

DRW Securities’s Portfolio IYF Stock Details IYF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q1	–	Sell	-11,158	Closed	-$447K	–	190
2013 Q4	$447K	Buy	11,158 +4,538	+69%	+$175K	0.02%	126
2013 Q3	$255K	Sell	6,620 -91,152	-93%	-$3.38M	0.02%	125
2013 Q2	$3.5M	Buy	+97,772	New	+$3.45M	0.13%	31

Other funds holding IYF

AssetMark Inc Concord, California $58.2B AUM 22.78% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

TFA

Transamerica Financial Advisors St. Petersburg, Florida $1.18B AUM 31.24% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

AAS

Annex Advisory Services Brookfield, Wisconsin $5.86B AUM 21.83% 1-Year Est. Return

DRW Securities's IYF Position: Q1 2014 in Review

DRW Securities sold out of iShares US Financials ETF (IYF) in Q1 2014, closing a stake of 11,158 shares — an estimated $447K sold.

DRW Securities first reported a position in IYF in Q2 2013 and held it in 3 quarters. The position peaked at $3.5M in Q2 2013. 127 funds tracked by Wall St. Rank hold IYF as of Q1 2014.

DRW Securities reported no remaining iShares US Financials ETF position as of Q1 2014 after selling out during the quarter.
DRW Securities sold 11,158 iShares US Financials ETF shares in Q1 2014, an estimated $447K.
DRW Securities first reported a position in iShares US Financials ETF in Q2 2013 and held it in 3 quarters.
DRW Securities's iShares US Financials ETF position peaked at $3.5M in Q2 2013.
127 funds tracked by Wall St. Rank held iShares US Financials ETF as of Q1 2014.

Based on DRW Securities's 13F filing for Q1 2014, filed 16 May 2014.