DRW Securities’s Great Elm Group GEG Stock Holding History

DRW Securities’s Portfolio GEG Stock Details GEG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-2,083	Closed	-$18K	–	86
2015 Q3	$18K	Buy	+2,083	New	+$18.4K	﹤0.01%	77
2015 Q1	–	Sell	-2,917	Closed	-$35K	–	119
2014 Q4	$35K	Sell	2,917 -10,416	-78%	-$178K	﹤0.01%	120
2014 Q3	$298K	Sell	13,333 -6,667	-33%	-$162K	0.03%	59
2014 Q2	$535K	Buy	+20,000	New	+$514K	0.1%	69

Other funds holding GEG

MCM

Mast Capital Management Boston, Massachusetts $68.6M AUM 19.35% 1-Year Est. Return

KCM

Kingdon Capital Management New York $911M AUM 51.11% 1-Year Est. Return

SRFM

Shannon River Fund Management New York $524M AUM 90.54% 1-Year Est. Return

Nokomis Capital Dallas, Texas $349M AUM 75.66% 1-Year Est. Return

ICM

ISZO Capital Management New York $2M AUM 35.61% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

AIC

AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

PGCM

Prescott Group Capital Management Tulsa, Oklahoma $1B AUM 51.95% 1-Year Est. Return

DRW Securities's GEG Position: Q4 2015 in Review

DRW Securities sold out of Great Elm Group (GEG) in Q4 2015, closing a stake of 2,083 shares — an estimated $18K sold.

DRW Securities first reported a position in GEG in Q2 2014 and held it in 4 quarters. The position peaked at $535K in Q2 2014. 44 funds tracked by Wall St. Rank hold GEG as of Q4 2015.

DRW Securities reported no remaining Great Elm Group position as of Q4 2015 after selling out during the quarter.
DRW Securities sold 2,083 Great Elm Group shares in Q4 2015, an estimated $18K.
DRW Securities first reported a position in Great Elm Group in Q2 2014 and held it in 4 quarters.
DRW Securities's Great Elm Group position peaked at $535K in Q2 2014.
44 funds tracked by Wall St. Rank held Great Elm Group as of Q4 2015.

Based on DRW Securities's 13F filing for Q4 2015, filed 16 Feb 2016.