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DA

Drake & Associates Portfolio holdings

AUM $594M
1-Year Est. Return 16.71%
This Fund
S&P 500
This Quarter Est. Return
-3.01%
1 Year Est. Return
+16.71%
3 Year Est. Return
+47.93%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$221M
AUM Growth
-$2.9M
Cap. Flow
+$4.28M
Cap. Flow %
1.94%
Top 10 Hldgs %
67.38%
Holding
78
New
4
Increased
39
Reduced
24
Closed
6

Top Buys

Rank Stock Value
1
LYB icon
LyondellBasell Industries
LYB
+$543K
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$498K
3
ACN icon
Accenture
ACN
+$498K
4
FBND icon
Fidelity Total Bond ETF
FBND
+$471K
5
LIN icon
Linde
LIN
+$394K

Top Sells

Rank Stock Value
1
DUK icon
Duke Energy
DUK
+$341K
2
EXLS icon
EXL Service
EXLS
+$341K
3
GE icon
GE Aerospace
GE
+$266K
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$253K
5
GIS icon
General Mills
GIS
+$234K

Sector Composition

Rank Sector Weight
1 Miscellaneous 88.37%
2 Technology 2.92%
3 Healthcare 1.65%
4 Industrials 1.57%
5 Financials 1.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FBND icon
1
Fidelity Total Bond ETF
FBND
$28B
$20.2M 9.15%
463,579
+10,529
+2% +$471K
FIXD icon
2
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.22B
$17.5M 7.92%
415,885
+11,487
+3% +$498K
IUSV icon
3
iShares Core S&P US Value ETF
IUSV
$28B
$16.6M 7.51%
222,327
+2,902
+1% +$228K
FEX icon
4
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.6B
$15.5M 7%
190,572
+3,874
+2% +$327K
MGK icon
5
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.6B
$15.3M 6.94%
337,420
+515
+0.2% +$24.3K
JAAA icon
6
Janus Henderson AAA CLO ETF
JAAA
$30B
$14M 6.35%
278,710
+5,746
+2% +$288K
IJH icon
7
iShares Core S&P Mid-Cap ETF
IJH
$124B
$13.6M 6.18%
273,575
+4,840
+2% +$254K
ACWI icon
8
iShares MSCI ACWI ETF
ACWI
$33.3B
$13.1M 5.95%
142,174
+2,458
+2% +$236K
SRLN icon
9
State Street Blackstone Senior Loan ETF
SRLN
$5.48B
$11.9M 5.41%
284,865
+5,743
+2% +$240K
IOO icon
10
iShares Global 100 ETF
IOO
$9.36B
$11M 4.97%
149,797
+1,914
+1% +$145K
TIP icon
11
iShares TIPS Bond ETF
TIP
$15B
$10.5M 4.75%
101,192
+1,986
+2% +$210K
BUFR icon
12
FT Vest Fund of Buffer ETFs
BUFR
$10.4B
$8.11M 3.67%
331,073
+6,844
+2% +$172K
AVUV icon
13
Avantis US Small Cap Value ETF
AVUV
$31.3B
$7.67M 3.48%
98,456
+2,441
+3% +$196K
QQQ icon
14
Invesco QQQ Trust
QQQ
$489B
$6.52M 2.95%
18,192
+232
+1% +$86K
GLD icon
15
SPDR Gold Trust
GLD
$149B
$5.82M 2.64%
33,931
+590
+2% +$105K
DBEM icon
16
Xtrackers MSCI Emerging Markets Hedged Equity ETF
DBEM
$109M
$4.46M 2.02%
203,534
+6,145
+3% +$139K
AAPL icon
17
Apple
AAPL
$4.67T
$2.09M 0.95%
12,230
-1,256
-9% -$230K
NVDA icon
18
NVIDIA
NVDA
$5.25T
$1.5M 0.68%
34,570
-1,110
-3% -$49.7K
STIP icon
19
iShares 0-5 Year TIPS Bond ETF
STIP
$16B
$1.18M 0.54%
12,195
+522
+4% +$50.7K
MSFT icon
20
Microsoft
MSFT
$3.81T
$1.17M 0.53%
3,716
-324
-8% -$107K
ABBV icon
21
AbbVie
ABBV
$451B
$1.07M 0.49%
7,197
-298
-4% -$43.7K
AMZN icon
22
Amazon
AMZN
$2.87T
$1.07M 0.49%
8,435
+77
+0.9% +$10.3K
LLY icon
23
Eli Lilly
LLY
$1.05T
$956K 0.43%
1,780
+24
+1% +$12.4K
COST icon
24
Costco
COST
$419B
$926K 0.42%
1,639
+185
+13% +$102K
LIN icon
25
Linde
LIN
$226B
$814K 0.37%
2,187
+1,035
+90% +$394K
1
2 3 4

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Drake & Associates's Q3 2023 Portfolio in Review

As of Q3 2023, Drake & Associates held 78 positions worth $221M, down 1.3% from $224M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Drake & Associates's Q3 2023 filing shows 4 new, 39 increased, 24 reduced and 6 closed positions. Its largest new stake was LyondellBasell Industries: 5,644 shares worth $534K. The largest sale was Duke Energy, an estimated $341K.

By sector, the portfolio is most concentrated in Miscellaneous at 88% of assets, down from 89% a quarter earlier, followed by Technology and Healthcare.

  • Drake & Associates's largest Q3 2023 buy was LyondellBasell Industries: 5,644 shares worth $534K.
  • Drake & Associates added most to First Trust Smith Opportunistic Fixed Income ETF in Q3 2023, an estimated $498K increase.
  • Drake & Associates's biggest Q3 2023 reduction was GE Aerospace, cutting an estimated $266K.
  • Drake & Associates fully exited Duke Energy in Q3 2023, selling an estimated $341K.
  • Drake & Associates's ten largest holdings make up 67% of its $221M portfolio in Q3 2023.
  • Drake & Associates opened 4 new positions and closed 6 in Q3 2023.
  • Drake & Associates's portfolio value fell 1.3% quarter-over-quarter to $221M.

Based on Drake & Associates's 13F filing for Q3 2023, filed 24 Oct 2023.