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DAM

DLD Asset Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 4.68%
This Fund
S&P 500
This Quarter Est. Return
+2.16%
1 Year Est. Return
+4.68%
3 Year Est. Return
+8.24%
5 Year Est. Return
+32.95%
10 Year Est. Return
–
AUM
$1.37B
AUM Growth
-$70.2M
Cap. Flow
-$836M
Cap. Flow %
-61.1%
Top 10 Hldgs %
49.95%
Holding
193
New
49
Increased
21
Reduced
8
Closed
62

Top Buys

Rank Stock Value
1
GLTA.U
Galata Acquisition Corp. Units, each consisting of one class A ordinary share and one-half of one warrant
GLTA.U
+$12.4M
2
STMP
Stamps.com, Inc.
STMP
+$10.3M
3
XEC
CIMAREX ENERGY CO
XEC
+$8.05M
4
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$6.69M
5
KSU
Kansas City Southern
KSU
+$5.6M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$22.1M
2
PRAH
PRA Health Sciences, Inc.
PRAH
+$18.3M
3
PFPT
Proofpoint, Inc.
PFPT
+$12.2M
4
RCL icon
Royal Caribbean
RCL
+$11M
5
MXIM
Maxim Integrated Products
MXIM
+$8.95M

Sector Composition

Rank Sector Weight
1 Financials 3.98%
2 Healthcare 2.61%
3 Technology 2.53%
4 Communication Services 2.28%
5 Industrials 2.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACTDU
151
DELISTED
ArcLight Clean Transition Corp. II Unit
ACTDU
– –
-48,000
Closed -$489K
MIC
152
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
– –
-120,000
Closed -$4.59M
DISCK
153
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
– –
-50,000
Closed -$1.45M
DMYQ.WS
154
CALL
DELISTED
dMY Technology Group, Inc. IV Redeemable warrants, each whole warrant exercisable for one share of C
DMYQ.WS
– –
-19,200
Closed -$27K
MDP
155
DELISTED
Meredith Corporation
MDP
– –
-40,000
Closed -$1.74M
STEM.WS
156
CALL
DELISTED
Stem, Inc. Warrants, each whole warrant exercisable for one share of Common Stock at an exercise pri
STEM.WS
– –
-557,081
Closed -$13.2M
PFPT
157
DELISTED
Proofpoint, Inc.
PFPT
– –
-70,344
Closed -$12.2M
QTS
158
DELISTED
QTS REALTY TRUST, INC.
QTS
– –
-70,000
Closed -$5.41M
EXFO
159
DELISTED
EXFO INC.
EXFO
– –
-100,000
Closed -$595K
MXIM
160
DELISTED
Maxim Integrated Products
MXIM
– –
-84,948
Closed -$8.95M
MMAC
161
DELISTED
MMA Capital Holdings, Inc. Common Stock
MMAC
– –
-7,500
Closed -$204K
TLND
162
DELISTED
Talend S.A. American Depositary Shares
TLND
– –
-80,000
Closed -$5.25M
HOME
163
DELISTED
At Home Group Inc.
HOME
– –
-200,000
Closed -$7.37M
ALXN
164
DELISTED
Alexion Pharmaceuticals
ALXN
– –
-120,497
Closed -$22.1M
CNST
165
DELISTED
Constellation Pharmaceuticals, Inc.
CNST
– –
-150,000
Closed -$5.07M
WTRE
166
DELISTED
Watford Holdings Ltd. Common Shares
WTRE
– –
-32,906
Closed -$1.15M
PRAH
167
DELISTED
PRA Health Sciences, Inc.
PRAH
– –
-110,739
Closed -$18.3M
VER
168
DELISTED
VEREIT, Inc.
VER
– –
-125,000
Closed -$5.74M
KNL
169
DELISTED
Knoll, Inc.
KNL
– –
-100,000
Closed -$2.6M
GRA
170
DELISTED
W.R. Grace & Co.
GRA
– –
-110,922
Closed -$7.67M
CBB
171
DELISTED
Cincinnati Bell Inc.
CBB
– –
-270,565
Closed -$4.17M
3 4 5 6
7

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DLD Asset Management's Q3 2021 Portfolio in Review

As of Q3 2021, DLD Asset Management held 193 positions worth $1.37B, down 4.9% from $1.44B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

DLD Asset Management withdrew a net $836M in Q3 2021, closing 62 positions and reducing 8 holdings. Its most notable exit was Alexion Pharmaceuticals, an estimated $22.1M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4% of assets, up from 3% a quarter earlier, followed by Healthcare and Technology.

Against the trend, DLD Asset Management opened a new position in Galata Acquisition Corp. Units, each consisting of one class A ordinary share and one-half of one warrant worth $12.4M.

  • DLD Asset Management's largest Q3 2021 buy was Galata Acquisition Corp. Units, each consisting of one class A ordinary share and one-half of one warrant: 1,237,500 shares worth $12.4M.
  • DLD Asset Management added most to Athene Holding Ltd. Class A Common Shares in Q3 2021, an estimated $6.69M increase.
  • DLD Asset Management's biggest Q3 2021 reduction was IHS Markit Ltd. Common Shares, cutting an estimated $1.67M.
  • DLD Asset Management fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $22.1M.
  • DLD Asset Management's ten largest holdings make up 50% of its $1.37B portfolio in Q3 2021.
  • DLD Asset Management opened 49 new positions and closed 62 in Q3 2021.
  • DLD Asset Management's portfolio value fell 4.9% quarter-over-quarter to $1.37B.

Based on DLD Asset Management's 13F filing for Q3 2021, filed 12 Nov 2021.