DAM

DLD Asset Management Portfolio holdings

AUM $844M
This Quarter Return
+1.99%
1 Year Return
+2.69%
3 Year Return
+14.51%
5 Year Return
+47.59%
10 Year Return
–
AUM
$1.26B
AUM Growth
+$1.26B
Cap. Flow
-$30.4M
Cap. Flow %
-2.42%
Top 10 Hldgs %
54.47%
Holding
191
New
34
Increased
13
Reduced
5
Closed
39

Top Buys

1
GLTA.U
Galata Acquisition Corp. Units, each consisting of one class A ordinary share and one-half of one warrant
GLTA.U
$12.4M
2
STMP
Stamps.com, Inc.
STMP
$10.7M
3
XEC
CIMAREX ENERGY CO
XEC
$10.1M
4
ATH
Athene Holding Ltd. Class A Common Shares
ATH
$6.92M
5
KSU
Kansas City Southern
KSU
$5.44M

Top Sells

1
ALXN
Alexion Pharmaceuticals Inc
ALXN
$22.1M
2
PRAH
PRA Health Sciences, Inc.
PRAH
$18.3M
3
PFPT
Proofpoint, Inc.
PFPT
$12.2M
4
RCL icon
Royal Caribbean
RCL
$11M
5
MXIM
Maxim Integrated Products
MXIM
$8.95M

Sector Composition

1 Financials 4.34%
2 Healthcare 2.85%
3 Technology 2.76%
4 Industrials 2.4%
5 Communication Services 2.18%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MXIM
151
DELISTED
Maxim Integrated Products
MXIM
– –
-84,948
Closed -$8.95M
MMAC
152
DELISTED
MMA Capital Holdings, Inc. Common Stock
MMAC
– –
-7,500
Closed -$204K
TLND
153
DELISTED
Talend S.A. American Depositary Shares
TLND
– –
-80,000
Closed -$5.25M
HOME
154
DELISTED
At Home Group Inc.
HOME
– –
-200,000
Closed -$7.37M
ALXN
155
DELISTED
Alexion Pharmaceuticals Inc
ALXN
– –
-120,497
Closed -$22.1M
CNST
156
DELISTED
Constellation Pharmaceuticals, Inc.
CNST
– –
-150,000
Closed -$5.07M
WTRE
157
DELISTED
Watford Holdings Ltd. Common Shares
WTRE
– –
-32,906
Closed -$1.15M
PRAH
158
DELISTED
PRA Health Sciences, Inc.
PRAH
– –
-110,739
Closed -$18.3M
VER
159
DELISTED
VEREIT, Inc.
VER
– –
-125,000
Closed -$5.74M
KNL
160
DELISTED
Knoll, Inc.
KNL
– –
-100,000
Closed -$2.6M
MBAC.WS
161
DELISTED
M3-Brigade Acquisition II Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
MBAC.WS
– –
0
– –
GRA
162
DELISTED
W.R. Grace & Co.
GRA
– –
-110,922
Closed -$7.67M
CBB
163
DELISTED
Cincinnati Bell Inc.
CBB
– –
-270,565
Closed -$4.17M
3 4 5 6
7