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DAM

DLD Asset Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 4.68%
This Fund
S&P 500
This Quarter Est. Return
+2.16%
1 Year Est. Return
+4.68%
3 Year Est. Return
+8.24%
5 Year Est. Return
+32.95%
10 Year Est. Return
–
AUM
$1.37B
AUM Growth
-$70.2M
Cap. Flow
-$836M
Cap. Flow %
-61.1%
Top 10 Hldgs %
49.95%
Holding
193
New
49
Increased
21
Reduced
8
Closed
62

Top Buys

Rank Stock Value
1
GLTA.U
Galata Acquisition Corp. Units, each consisting of one class A ordinary share and one-half of one warrant
GLTA.U
+$12.4M
2
STMP
Stamps.com, Inc.
STMP
+$10.3M
3
XEC
CIMAREX ENERGY CO
XEC
+$8.05M
4
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$6.69M
5
KSU
Kansas City Southern
KSU
+$5.6M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$22.1M
2
PRAH
PRA Health Sciences, Inc.
PRAH
+$18.3M
3
PFPT
Proofpoint, Inc.
PFPT
+$12.2M
4
RCL icon
Royal Caribbean
RCL
+$11M
5
MXIM
Maxim Integrated Products
MXIM
+$8.95M

Sector Composition

Rank Sector Weight
1 Financials 3.98%
2 Healthcare 2.61%
3 Technology 2.53%
4 Communication Services 2.28%
5 Industrials 2.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RLMD icon
126
CALL
Relmada Therapeutics
RLMD
$549M
– –
-22,800
Closed -$729K
RLMD icon
127
PUT
Relmada Therapeutics
RLMD
$549M
– –
-30,600
Closed -$978K
SRPT icon
128
PUT
Sarepta Therapeutics
SRPT
$1.63B
– –
-10,000
Closed -$778K
STE icon
129
Steris
STE
$22.4B
– –
-3,152
Closed -$650K
STEM icon
130
PUT
Stem
STEM
$47.7M
– –
-1,250
Closed -$902K
AMPS
131
DELISTED
Altus Power
AMPS
– –
-75,000
Closed -$728K
LEV.WS
132
CALL
DELISTED
The Lion Electric Company Redeemable Warrants, each whole warrant entitles the holder to purchase one Common Share at a price of $11.50 per share
LEV.WS
– –
-167,442
Closed -$1.09M
SAVE
133
PUT
DELISTED
Spirit Airlines, Inc.
SAVE
– –
-525,000
Closed -$16M
MTBL
134
CALL
DELISTED
Moatable, Inc. American Depositary Share (each representing forty-five (45) Class A Ordinary Shares)
MTBL
– –
-588,000
Closed -$704K
FATH
135
DELISTED
Fathom Digital Manufacturing Corporation
FATH
– –
-2,400
Closed -$467K
ISEE
136
CALL
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
– –
-30,000
Closed -$189K
ATCO
137
PUT
DELISTED
Atlas Corp.
ATCO
– –
-348,300
Closed -$4.96M
WPCB
138
DELISTED
Warburg Pincus Capital Corporation I-B
WPCB
– –
-72,000
Closed -$730K
ANAC
139
DELISTED
Arctos NorthStar Acquisition Corp.
ANAC
– –
-72,000
Closed -$701K
FTAA
140
DELISTED
FTAC Athena Acquisition Corp. Class A Ordinary Share
FTAA
– –
-72,000
Closed -$710K
LGAC
141
DELISTED
Lazard Growth Acquisition Corp. I Ordinary Shares
LGAC
– –
-50,000
Closed -$489K
GSQD
142
DELISTED
G Squared Ascend I Inc.
GSQD
– –
-48,000
Closed -$474K
DLCA
143
DELISTED
Deep Lake Capital Acquisition Corp. Class A Ordinary Shares
DLCA
– –
-72,000
Closed -$697K
CORZ
144
DELISTED
Core Scientific, Inc. Common Stock
CORZ
– –
-44,000
Closed -$433K
GIIXU
145
DELISTED
Gores Holdings VIII, Inc. Unit
GIIXU
– –
-75,000
Closed -$753K
TSPQ.U
146
DELISTED
TCW Special Purpose Acquisition Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
TSPQ.U
– –
-54,000
Closed -$538K
LGV.U
147
DELISTED
Longview Acquisition Corp. II Units, each consisting of one share of Class A Common Stock and one-fifth of one redeemable Warrant
LGV.U
– –
-75,000
Closed -$756K
HTPA
148
DELISTED
Highland Transcend Partners I Corp.
HTPA
– –
-50,000
Closed -$486K
AUS.WS
149
CALL
DELISTED
Austerlitz Acquisition Corporation I Warrants, each whole Warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
AUS.WS
– –
-18,749
Closed -$23K
WBT
150
DELISTED
Welbilt, Inc.
WBT
– –
-70,000
Closed -$1.62M
3 4 5
6
7

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DLD Asset Management's Q3 2021 Portfolio in Review

As of Q3 2021, DLD Asset Management held 193 positions worth $1.37B, down 4.9% from $1.44B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

DLD Asset Management withdrew a net $836M in Q3 2021, closing 62 positions and reducing 8 holdings. Its most notable exit was Alexion Pharmaceuticals, an estimated $22.1M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4% of assets, up from 3% a quarter earlier, followed by Healthcare and Technology.

Against the trend, DLD Asset Management opened a new position in Galata Acquisition Corp. Units, each consisting of one class A ordinary share and one-half of one warrant worth $12.4M.

  • DLD Asset Management's largest Q3 2021 buy was Galata Acquisition Corp. Units, each consisting of one class A ordinary share and one-half of one warrant: 1,237,500 shares worth $12.4M.
  • DLD Asset Management added most to Athene Holding Ltd. Class A Common Shares in Q3 2021, an estimated $6.69M increase.
  • DLD Asset Management's biggest Q3 2021 reduction was IHS Markit Ltd. Common Shares, cutting an estimated $1.67M.
  • DLD Asset Management fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $22.1M.
  • DLD Asset Management's ten largest holdings make up 50% of its $1.37B portfolio in Q3 2021.
  • DLD Asset Management opened 49 new positions and closed 62 in Q3 2021.
  • DLD Asset Management's portfolio value fell 4.9% quarter-over-quarter to $1.37B.

Based on DLD Asset Management's 13F filing for Q3 2021, filed 12 Nov 2021.