DAM

DLD Asset Management Portfolio holdings

AUM $844M
1-Year Return 2.69%
This Quarter Return
+3.34%
1 Year Return
+2.69%
3 Year Return
+14.51%
5 Year Return
+47.59%
10 Year Return
–
AUM
$1.45B
AUM Growth
+$339M
Cap. Flow
-$292M
Cap. Flow %
-20.18%
Top 10 Hldgs %
44.84%
Holding
174
New
51
Increased
9
Reduced
9
Closed
34

Top Buys

1
GWPH
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$60.7M
2
RP
RealPage, Inc.
RP
$34.2M
3
CLGX
Corelogic, Inc.
CLGX
$30M
4
ALXN
Alexion Pharmaceuticals Inc
ALXN
$21.7M
5
PRSP
Perspecta Inc. Common Stock
PRSP
$16M

Top Sells

1
EV
Eaton Vance Corp.
EV
$90M
2
TIF
Tiffany & Co.
TIF
$46.5M
3
NGHC
National General Holdings Corp
NGHC
$41M
4
EIDX
Eidos Therapeutics, Inc. Common Stock
EIDX
$31.5M
5
DISCK
Discovery, Inc. Series C Common Stock
DISCK
$27.7M

Sector Composition

1 Healthcare 9.77%
2 Technology 8.51%
3 Communication Services 6.18%
4 Financials 4.7%
5 Consumer Discretionary 2.7%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MOTV.U
126
DELISTED
Motive Capital Corp Units, each consisting of one Class A ordinary share, and one-third of one redee
MOTV.U
– –
-300,000
Closed -$3.16M
MOTV.WS
127
DELISTED
Motive Capital Corp Warrants, each whole warrant exercisable for one Class A ordinary share at an ex
MOTV.WS
– –
0
– –
IIAC.U
128
DELISTED
Investindustrial Acquisition Corp. Units, each consisting of one Class A ordinary share and one-thir
IIAC.U
– –
-100,000
Closed -$1.03M
CBAH.U
129
DELISTED
CBRE Acquisition Holdings, Inc. SAIL securities, each consisting of one share of Class A common stoc
CBAH.U
– –
-300,000
Closed -$3.14M
CBAH.WS
130
DELISTED
CBRE Acquisition Holdings, Inc. Warrants, each whole warrant exercisable for one share of Class A co
CBAH.WS
– –
0
– –
SWBK.WS
131
DELISTED
Switchback II Corporation Warrants, exercisable for one share of Class A Ordinary Share
SWBK.WS
– –
0
– –
SNPR.WS
132
DELISTED
Tortoise Acquisition Corp. II Warrants, each whole warrant exercisable for one Class A ordinary shar
SNPR.WS
– –
0
– –
SNPR.U
133
DELISTED
Tortoise Acquisition Corp. II Units, each consisting of one Class A ordinary share and one-fourth of
SNPR.U
– –
-100,000
Closed -$1.13M
RMGBU
134
DELISTED
RMG Acquisition Corp. II Unit
RMGBU
– –
-100,000
Closed -$1.11M
FCACW
135
DELISTED
Falcon Capital Acquisition Corp. Warrant
FCACW
– –
0
– –
FCAC
136
DELISTED
Falcon Capital Acquisition Corp. Class A Common Stock
FCAC
– –
-150,000
Closed -$1.58M
WTRE
137
DELISTED
Watford Holdings Ltd. Common Shares
WTRE
– –
-141,366
Closed -$4.89M
TSIAU
138
DELISTED
TS Innovation Acquisitions Corp. Unit
TSIAU
– –
-300,000
Closed -$3.09M
CMD
139
DELISTED
Cantel Medical Corporation
CMD
– –
0
– –
ATAC.WS
140
DELISTED
Altimar Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A
ATAC.WS
– –
0
– –
ACIA
141
DELISTED
Acacia Communications, Inc. Common Stock
ACIA
– –
-100,000
Closed -$7.3M
EV
142
DELISTED
Eaton Vance Corp.
EV
– –
-1,325,284
Closed -$90M
OSB
143
DELISTED
Norbord Inc.
OSB
– –
-78,297
Closed -$4.3M
EIDX
144
DELISTED
Eidos Therapeutics, Inc. Common Stock
EIDX
– –
-239,762
Closed -$31.5M
WPX
145
DELISTED
WPX Energy, Inc.
WPX
– –
-1,002,098
Closed -$8.17M
TIF
146
DELISTED
Tiffany & Co.
TIF
– –
-353,372
Closed -$46.5M
BMY.RT
147
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
– –
-400,000
Closed -$276K
BMCH
148
DELISTED
BMC Stock Holdings, Inc
BMCH
– –
-172,988
Closed -$9.29M
NGHC
149
DELISTED
National General Holdings Corp
NGHC
– –
-1,200,240
Closed -$41M
TCF
150
DELISTED
TCF Financial Corporation Common Stock
TCF
– –
-40,000
Closed -$1.48M
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6
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