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DAM

DLD Asset Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 4.68%
This Fund
S&P 500
This Quarter Est. Return
+2.16%
1 Year Est. Return
+4.68%
3 Year Est. Return
+8.24%
5 Year Est. Return
+32.95%
10 Year Est. Return
–
AUM
$1.37B
AUM Growth
-$70.2M
Cap. Flow
-$836M
Cap. Flow %
-61.1%
Top 10 Hldgs %
49.95%
Holding
193
New
49
Increased
21
Reduced
8
Closed
62

Top Buys

Rank Stock Value
1
GLTA.U
Galata Acquisition Corp. Units, each consisting of one class A ordinary share and one-half of one warrant
GLTA.U
+$12.4M
2
STMP
Stamps.com, Inc.
STMP
+$10.3M
3
XEC
CIMAREX ENERGY CO
XEC
+$8.05M
4
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$6.69M
5
KSU
Kansas City Southern
KSU
+$5.6M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$22.1M
2
PRAH
PRA Health Sciences, Inc.
PRAH
+$18.3M
3
PFPT
Proofpoint, Inc.
PFPT
+$12.2M
4
RCL icon
Royal Caribbean
RCL
+$11M
5
MXIM
Maxim Integrated Products
MXIM
+$8.95M

Sector Composition

Rank Sector Weight
1 Financials 3.98%
2 Healthcare 2.61%
3 Technology 2.53%
4 Communication Services 2.28%
5 Industrials 2.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MBAC.WS
101
CALL
DELISTED
M3-Brigade Acquisition II Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
MBAC.WS
$335K 0.02%
250,000
-83,333
-25% -$93.3K
GKOS icon
102
Glaukos
GKOS
$8.8B
$241K 0.02%
+5,000
New +$277K
COCHW icon
103
CALL
Envoy Medical Warrant
COCHW
$540K
$235K 0.02%
366,666
-24,999
-6% -$20.3K
FACA.WS
104
CALL
DELISTED
Figure Acquisition Corp. I Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
FACA.WS
$228K 0.02%
217,375
– –
VTIQ
105
DELISTED
VectoIQ Acquisition Corp. II Class A Common Stock
VTIQ
$214K 0.02%
22,000
– –
OKLO
106
Oklo
OKLO
$6.97B
$197K 0.01%
+20,000
New +$197K
SPOK icon
107
Spok Holdings
SPOK
$229M
$102K 0.01%
+10,000
New +$89.8K
SEEL
108
DELISTED
Seelos Therapeutics, Inc. Common Stock
SEEL
$60K ﹤0.01%
+7
New +$60.2K
GNW icon
109
Genworth Financial
GNW
$3.81B
$38K ﹤0.01%
10,000
– –
ALRM icon
110
PUT
Alarm.com
ALRM
$2.73B
– –
-89,000
Closed -$7.55M
BIIB icon
111
CALL
Biogen
BIIB
$29.8B
– –
-20,100
Closed -$6.96M
CNI icon
112
CALL
Canadian National Railway
CNI
$78.1B
– –
-50,000
Closed -$5.28M
CNK icon
113
PUT
Cinemark Holdings
CNK
$4.06B
– –
-342,500
Closed -$7.52M
CP icon
114
PUT
Canadian Pacific Kansas City
CP
$81.7B
– –
-70,000
Closed -$5.38M
FLR icon
115
PUT
Fluor
FLR
$6.93B
– –
-50,000
Closed -$885K
FRGE
116
DELISTED
Forge Global Holdings
FRGE
– –
-5,000
Closed -$733K
LBTYA icon
117
Liberty Global Class A
LBTYA
$3.5B
– –
-17,151
Closed -$466K
LCII icon
118
PUT
LCI Industries
LCII
$2.64B
– –
-37,500
Closed -$4.93M
MPC icon
119
Marathon Petroleum
MPC
$89.8B
– –
-10,000
Closed -$604K
MSTR icon
120
PUT
Strategy Inc
MSTR
$35.6B
– –
-35,000
Closed -$2.33M
PANW icon
121
PUT
Palo Alto Networks
PANW
$261B
– –
-66,000
Closed -$4.08M
PL icon
122
Planet Labs
PL
$7.19B
– –
-96,000
Closed -$938K
RCL icon
123
CALL
Royal Caribbean
RCL
$85.8B
– –
-30,000
Closed -$2.56M
RCL icon
124
Royal Caribbean
RCL
$85.8B
– –
-129,000
Closed -$11M
RCL icon
125
PUT
Royal Caribbean
RCL
$85.8B
– –
-10,000
Closed -$853K
3 4
5
6 7

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DLD Asset Management's Q3 2021 Portfolio in Review

As of Q3 2021, DLD Asset Management held 193 positions worth $1.37B, down 4.9% from $1.44B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

DLD Asset Management withdrew a net $836M in Q3 2021, closing 62 positions and reducing 8 holdings. Its most notable exit was Alexion Pharmaceuticals, an estimated $22.1M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4% of assets, up from 3% a quarter earlier, followed by Healthcare and Technology.

Against the trend, DLD Asset Management opened a new position in Galata Acquisition Corp. Units, each consisting of one class A ordinary share and one-half of one warrant worth $12.4M.

  • DLD Asset Management's largest Q3 2021 buy was Galata Acquisition Corp. Units, each consisting of one class A ordinary share and one-half of one warrant: 1,237,500 shares worth $12.4M.
  • DLD Asset Management added most to Athene Holding Ltd. Class A Common Shares in Q3 2021, an estimated $6.69M increase.
  • DLD Asset Management's biggest Q3 2021 reduction was IHS Markit Ltd. Common Shares, cutting an estimated $1.67M.
  • DLD Asset Management fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $22.1M.
  • DLD Asset Management's ten largest holdings make up 50% of its $1.37B portfolio in Q3 2021.
  • DLD Asset Management opened 49 new positions and closed 62 in Q3 2021.
  • DLD Asset Management's portfolio value fell 4.9% quarter-over-quarter to $1.37B.

Based on DLD Asset Management's 13F filing for Q3 2021, filed 12 Nov 2021.