DAM

DLD Asset Management Portfolio holdings

AUM $844M
This Quarter Return
+3.15%
1 Year Return
+2.69%
3 Year Return
+14.51%
5 Year Return
+47.59%
10 Year Return
–
AUM
$1.55B
AUM Growth
+$1.55B
Cap. Flow
-$32.9M
Cap. Flow %
-2.12%
Top 10 Hldgs %
64.62%
Holding
121
New
23
Increased
14
Reduced
7
Closed
29

Top Buys

1
APC
Anadarko Petroleum
APC
$39.2M
2
STI
SunTrust Banks, Inc.
STI
$28.3M
3
WBC
WABCO HOLDINGS INC.
WBC
$21.1M
4
DATA
Tableau Software, Inc.
DATA
$21M
5
BPL
Buckeye Partners, L.P.
BPL
$16.4M

Top Sells

1
BIIB icon
Biogen
BIIB
$82M
2
AMGN icon
Amgen
AMGN
$53.2M
3
ULTI
Ultimate Software Group Inc
ULTI
$23.1M
4
TFC icon
Truist Financial
TFC
$22.1M
5
QCOM icon
Qualcomm
QCOM
$19.5M

Sector Composition

1 Technology 6.77%
2 Healthcare 5.39%
3 Communication Services 4.06%
4 Consumer Discretionary 3.52%
5 Industrials 3.47%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TVRD
76
Tvardi Therapeutics, Inc. Common Stock
TVRD
$280M
– –
0
– –
ITCI
77
DELISTED
Intra-Cellular Therapies Inc.
ITCI
– –
0
– –
KA
78
DELISTED
Kineta, Inc. Common Stock
KA
– –
0
– –
IMGN
79
DELISTED
Immunogen Inc
IMGN
– –
-1,186,300
Closed -$3.22M
ICPT
80
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
– –
0
– –
ENTXW
81
DELISTED
Entera Bio Ltd. Warrant
ENTXW
– –
0
– –
HSTO
82
DELISTED
Histogen Inc. Common Stock
HSTO
– –
0
– –
CHK
83
DELISTED
Chesapeake Energy Corporation
CHK
– –
-99,200
Closed -$308K
WCG
84
DELISTED
Wellcare Health Plans, Inc.
WCG
– –
-10,000
Closed -$2.7M
MDCO
85
DELISTED
Medicines Co
MDCO
– –
0
– –
AABA
86
DELISTED
Altaba Inc. Common Stock
AABA
– –
-250,000
Closed -$18.5M
LABL
87
DELISTED
Multi-Color Corp
LABL
– –
0
– –
SXCP
88
DELISTED
SunCoke Energy Partners, L.P.
SXCP
– –
-100,000
Closed -$1.25M
TIER
89
DELISTED
TIER REIT, Inc.
TIER
– –
-100,000
Closed -$2.87M
NITE
90
DELISTED
Nightstar Therapeutics plc American Depositary Shares
NITE
– –
-181,075
Closed -$4.59M
SIFI
91
DELISTED
SI Financial Group, Inc. NEW MD
SIFI
– –
-323,436
Closed -$4.18M
ULTI
92
DELISTED
Ultimate Software Group Inc
ULTI
– –
-70,000
Closed -$23.1M
USG
93
DELISTED
Usg
USG
– –
-420,000
Closed -$18.2M
ELLI
94
DELISTED
Ellie Mae Inc
ELLI
– –
-42,935
Closed -$4.24M
ARRS
95
DELISTED
ARRIS International plc Ordinary Shares
ARRS
– –
-270,900
Closed -$8.56M
IDTI
96
DELISTED
Integrated Device Technology I
IDTI
– –
-270,000
Closed -$13.2M
ZGNX
97
DELISTED
Zogenix, Inc.
ZGNX
– –
0
– –
NAVG
98
DELISTED
Navigators Group Inc
NAVG
– –
-106,478
Closed -$7.44M
ATTU
99
DELISTED
Attunity Ltd
ATTU
– –
-450,000
Closed -$10.6M
GG
100
DELISTED
Goldcorp Inc
GG
– –
-1,200,000
Closed -$13.7M
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