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DLD Asset Management Portfolio holdings

AUM $1.51B Turnover 51.11%
1-Year Est. Return 5.32%
This Fund
S&P 500
This Quarter Est. Return
+2.16%
1 Year Est. Return
+5.32%
3 Year Est. Return
+10.27%
5 Year Est. Return
+32.59%
10 Year Est. Return
–
AUM
$1.37B
AUM Growth
-$70.2M
Cap. Flow
-$805M
Cap. Flow %
-58.83%
Top 10 Hldgs %
49.95%
Holding
193
New
49
Increased
21
Reduced
8
Closed
62
Avg Time Held Equity + Options
0.3 years
Top 10 Avg Time Held Equity + Options
0.3 years
Top 20 Avg Time Held Equity + Options
0.4 years
Avg Time Held Equity only
0.3 years
Top 10 Avg Time Held Equity only
0.3 years
Top 20 Avg Time Held Equity only
0.5 years

Top Buys

Rank Stock Value
1
GLTA.U
Galata Acquisition Corp. Units, each consisting of one class A ordinary share and one-half of one warrant
GLTA.U
+$12.4M
2
STMP
Stamps.com, Inc.
STMP
+$10.3M
3
XEC
CIMAREX ENERGY CO
XEC
+$8.05M
4
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$6.69M
5
KSU
Kansas City Southern
KSU
+$5.6M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$22.1M
2
PRAH
PRA Health Sciences, Inc.
PRAH
+$18.3M
3
PFPT
Proofpoint, Inc.
PFPT
+$12.2M
4
RCL icon
Royal Caribbean
RCL
+$11M
5
MXIM
Maxim Integrated Products
MXIM
+$8.95M

Sector Composition

Rank Sector Weight
1 Miscellaneous 79.87%
2 Technology 4.89%
3 Financials 4.31%
4 Healthcare 2.61%
5 Communication Services 2.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
STFC
26
DELISTED
State Auto Financial Corp
STFC
$5.12M 0.37%
+100,485
New +$4.76M
2021 Q3
0 quarters
SCPL
27
DELISTED
SciPlay Corporation Class A Common Stock
SCPL
$4.97M 0.36%
+240,000
New +$4.24M
2021 Q3
0 quarters
BKNG icon
28
PUT
Booking.com
BKNG
$123B
$4.75M 0.35%
50,000
+25,000
+100% +$2.24M
2021 Q2
1 quarter
LUV icon
29
PUT
Southwest Airlines
LUV
$19.4B
$4.11M 0.3%
+80,000
New +$4.04M
2021 Q3
0 quarters
CIT
30
DELISTED
CIT Group Inc.
CIT
$3.85M 0.28%
74,077
-8,307
-10% -$425K
2021 Q2
1 quarter
WBD icon
31
DELISTED
Warner Bros
WBD
$3.81M 0.28%
+150,000
New +$4.22M
2021 Q3
0 quarters
MRVI icon
32
Maravai LifeSciences
MRVI
$1.02B
$3.68M 0.27%
+75,000
New +$3.66M
2021 Q3
0 quarters
VRM icon
33
PUT
Vroom Inc
VRM
$45.5M
$3.64M 0.27%
+2,063
New +$5.25M
2021 Q3
0 quarters
KDP icon
34
CALL
Keurig Dr Pepper
KDP
$46.8B
$3.46M 0.25%
+101,200
New +$3.54M
2021 Q3
0 quarters
CSOD
35
DELISTED
Cornerstone OnDemand, Inc.
CSOD
$3.44M 0.25%
+60,000
New +$3.25M
2021 Q3
0 quarters
SCR
36
DELISTED
Score Media and Gaming Inc. Class A Subordinate Voting Shares
SCR
$3.42M 0.25%
+100,000
New +$2.76M
2021 Q3
0 quarters
ICPT
37
PUT
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$3.35M 0.24%
+225,200
New +$3.6M
2021 Q3
0 quarters
MNR icon
38
DELISTED
Monmouth Real Estate Investment Corp
MNR
$3.17M 0.23%
170,000
+30,000
+21% +$568K
2021 Q1
2 quarters
STL
39
DELISTED
Sterling Bancorp
STL
$3.11M 0.23%
124,510
+74,510
+149% +$1.69M
2021 Q2
1 quarter
MCHP icon
40
PUT
Microchip Technology
MCHP
$40.1B
$3.07M 0.22%
40,000
– –
2021 Q2
1 quarter
ITMR
41
DELISTED
Itamar Medical Ltd. American Depository Shares
ITMR
$3.02M 0.22%
+100,000
New +$2.21M
2021 Q3
0 quarters
MSON
42
DELISTED
Misonix Inc
MSON
$2.78M 0.2%
+110,000
New +$2.72M
2021 Q3
0 quarters
TGNA icon
43
DELISTED
TEGNA Inc
TGNA
$2.76M 0.2%
+140,000
New +$2.54M
2021 Q3
0 quarters
HOUS icon
44
PUT
DELISTED
Anywhere Real Estate
HOUS
$2.63M 0.19%
+150,000
New +$2.64M
2021 Q3
0 quarters
VCRA
45
PUT
DELISTED
VOCERA COMMUNICATIONS, INC.
VCRA
$2.56M 0.19%
+56,000
New +$2.5M
2021 Q3
0 quarters
ANAT
46
DELISTED
American National Group, Inc. Common Stock
ANAT
$2.49M 0.18%
+13,164
New +$2.34M
2021 Q3
0 quarters
MTN icon
47
Vail Resorts
MTN
$5.38B
$2.35M 0.17%
7,039
+639
+10% +$197K
2021 Q2
1 quarter
ESXB
48
DELISTED
Community Bankers Trust Corporation
ESXB
$2M 0.15%
175,612
+25,612
+17% +$276K
2021 Q2
1 quarter
IMAX icon
49
PUT
IMAX
IMAX
$2.79B
$1.9M 0.14%
100,000
+50,000
+100% +$830K
2021 Q1
2 quarters
OCDX
50
DELISTED
Ortho Clinical Diagnostics Holdings plc Ordinary Shares
OCDX
$1.85M 0.14%
+100,000
New +$2.01M
2021 Q3
0 quarters
1
2
3 4 5

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AWA
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SC
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HCM
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NB
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WFA
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RIM
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AU
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DLD Asset Management's Q3 2021 Portfolio in Review

As of Q3 2021, DLD Asset Management held 193 positions worth $1.37B, down 4.9% from $1.44B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

DLD Asset Management withdrew a net $805M in Q3 2021, closing 62 positions and reducing 8 holdings. Its most notable exit was Alexion Pharmaceuticals, an estimated $22.1M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 80% of assets, up from 77% a quarter earlier, followed by Technology and Financials.

Against the trend, DLD Asset Management opened a new position in Galata Acquisition Corp. Units, each consisting of one class A ordinary share and one-half of one warrant worth $12.4M.

  • DLD Asset Management's largest Q3 2021 buy was Galata Acquisition Corp. Units, each consisting of one class A ordinary share and one-half of one warrant: 1,237,500 shares worth $12.4M.
  • DLD Asset Management added most to Athene Holding Ltd. Class A Common Shares in Q3 2021, an estimated $6.69M increase.
  • DLD Asset Management's biggest Q3 2021 reduction was IHS Markit Ltd. Common Shares, cutting an estimated $1.67M.
  • DLD Asset Management fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $22.1M.
  • DLD Asset Management's ten largest holdings make up 50% of its $1.37B portfolio in Q3 2021.
  • DLD Asset Management opened 49 new positions and closed 62 in Q3 2021.
  • DLD Asset Management's portfolio value fell 4.9% quarter-over-quarter to $1.37B.

Based on DLD Asset Management's 13F filing for Q3 2021, filed 12 Nov 2021.