Dialectic Capital Management’s TriplePoint Venture Growth BDC TPVG Stock Holding History

Dialectic Capital Management’s Portfolio TPVG Stock Details TPVG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-13,436	Closed	-$158K	–	86
2016 Q4	$158K	Sell	13,436 -126,564	-90%	-$1.48M	0.09%	74
2016 Q3	$1.48M	Sell	140,000 -81,681	-37%	-$914K	0.92%	32
2016 Q2	$2.35M	Sell	221,681 -19,621	-8%	-$206K	0.78%	29
2016 Q1	$2.53M	Buy	241,302 +8,672	+4%	+$89.3K	1.19%	16
2015 Q4	$2.78M	Buy	232,630 +25,910	+13%	+$295K	0.8%	32
2015 Q3	$2.1M	Buy	206,720 +20,320	+11%	+$248K	0.68%	38
2015 Q2	$2.51M	Sell	186,400 -8,600	-4%	-$120K	0.75%	31
2015 Q1	$2.75M	Buy	+195,000	New	+$2.84M	0.48%	58
2014 Q4	–	Sell	-48,642	Closed	-$711K	–	231
2014 Q3	$711K	Buy	48,642 +18,642	+62%	+$287K	0.17%	136
2014 Q2	$492K	Sell	30,000 -7,000	-19%	-$108K	0.16%	130
2014 Q1	$601K	Buy	+37,000	New	+$591K	0.2%	127

Other funds holding TPVG

ClearBridge Investments

ClearBridge Investments New York $115B AUM 24.78% 1-Year Est. Return

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

Ares Management Los Angeles, California $1.52B AUM 12.97% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Putnam Investments Boston, Massachusetts $75.7B AUM 34.45% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

AllianceBernstein

AllianceBernstein Nashville, Tennessee $309B AUM 23.92% 1-Year Est. Return

Manulife (Manufacturers Life Insurance)

Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada $116B AUM 26.37% 1-Year Est. Return