Dialectic Capital Management’s TriplePoint Venture Growth BDC TPVG Stock Holding History

Dialectic Capital Management’s Portfolio TPVG Stock Details TPVG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-13,436	Closed	-$158K	–	86
2016 Q4	$158K	Sell	13,436 -126,564	-90%	-$1.48M	0.09%	74
2016 Q3	$1.48M	Sell	140,000 -81,681	-37%	-$914K	0.92%	32
2016 Q2	$2.35M	Sell	221,681 -19,621	-8%	-$206K	0.78%	29
2016 Q1	$2.53M	Buy	241,302 +8,672	+4%	+$89.3K	1.19%	16
2015 Q4	$2.78M	Buy	232,630 +25,910	+13%	+$295K	0.8%	32
2015 Q3	$2.1M	Buy	206,720 +20,320	+11%	+$248K	0.68%	38
2015 Q2	$2.51M	Sell	186,400 -8,600	-4%	-$120K	0.75%	31
2015 Q1	$2.75M	Buy	+195,000	New	+$2.84M	0.48%	58
2014 Q4	–	Sell	-48,642	Closed	-$711K	–	231
2014 Q3	$711K	Buy	48,642 +18,642	+62%	+$287K	0.17%	136
2014 Q2	$492K	Sell	30,000 -7,000	-19%	-$108K	0.16%	130
2014 Q1	$601K	Buy	+37,000	New	+$591K	0.2%	127

Other funds holding TPVG

ClearBridge Investments New York $121B AUM 27.52% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $5.97B AUM 5.11% 1-Year Est. Return

Ares Management Los Angeles, California $2.29B AUM 0.27% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Putnam Investments Boston, Massachusetts $75.7B AUM 34.45% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

AllianceBernstein Nashville, Tennessee $302B AUM 26.44% 1-Year Est. Return

Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada $128B AUM 35.83% 1-Year Est. Return

Dialectic Capital Management's TPVG Position: Q1 2017 in Review

Dialectic Capital Management sold out of TriplePoint Venture Growth BDC (TPVG) in Q1 2017, closing a stake of 13,436 shares — an estimated $158K sold.

Dialectic Capital Management first reported a position in TPVG in Q1 2014 and held it in 11 quarters. The position peaked at $2.78M in Q4 2015. 50 funds tracked by Wall St. Rank hold TPVG as of Q1 2017.

Dialectic Capital Management reported no remaining TriplePoint Venture Growth BDC position as of Q1 2017 after selling out during the quarter.
Dialectic Capital Management sold 13,436 TriplePoint Venture Growth BDC shares in Q1 2017, an estimated $158K.
Dialectic Capital Management first reported a position in TriplePoint Venture Growth BDC in Q1 2014 and held it in 11 quarters.
Dialectic Capital Management's TriplePoint Venture Growth BDC position peaked at $2.78M in Q4 2015.
50 funds tracked by Wall St. Rank held TriplePoint Venture Growth BDC as of Q1 2017.

Based on Dialectic Capital Management's 13F filing for Q1 2017, filed 11 May 2017.