Dialectic Capital Management’s RCS CAPITAL CORPORATION CLASS A COM RCAP Stock Holding History

Dialectic Capital Management’s Portfolio RCAP Stock Details RCAP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-30,000	Closed	-$367K	–	292
2014 Q4	$367K	Buy	+30,000	New	+$427K	0.07%	189
2014 Q3	–	Sell	-20,000	Closed	-$425K	–	227
2014 Q2	$425K	Buy	20,000 +13,912	+229%	+$412K	0.13%	136
2014 Q1	$237K	Buy	+6,088	New	+$147K	0.08%	154

Other funds holding RCAP

LCG

Luxor Capital Group New York $2.52B AUM 29.31% 1-Year Est. Return

RCMC

Rubric Capital Management (Connecticut) Stamford, Connecticut $6.44M AUM 43.01% 1-Year Est. Return

Millennium Management New York $276B AUM 44.8% 1-Year Est. Return

Nokota Management New York $165M AUM

Citadel Advisors Miami, Florida $875B AUM 40.91% 1-Year Est. Return

Alyeska Investment Group Chicago, Illinois $38.9B AUM 28.51% 1-Year Est. Return

Boston Partners Boston, Massachusetts $113B AUM 38.87% 1-Year Est. Return

Point72 Asset Management Stamford, Connecticut $90.7B AUM 77.13% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

LCM

Lakewood Capital Management New York $1.94B AUM 9.49% 1-Year Est. Return

Dialectic Capital Management's RCAP Position: Q1 2015 in Review

Dialectic Capital Management sold out of RCS CAPITAL CORPORATION CLASS A COM (RCAP) in Q1 2015, closing a stake of 30,000 shares — an estimated $367K sold.

Dialectic Capital Management first reported a position in RCAP in Q1 2014 and held it in 3 quarters. The position peaked at $425K in Q2 2014. 100 funds tracked by Wall St. Rank hold RCAP as of Q1 2015.

Dialectic Capital Management reported no remaining RCS CAPITAL CORPORATION CLASS A COM position as of Q1 2015 after selling out during the quarter.
Dialectic Capital Management sold 30,000 RCS CAPITAL CORPORATION CLASS A COM shares in Q1 2015, an estimated $367K.
Dialectic Capital Management first reported a position in RCS CAPITAL CORPORATION CLASS A COM in Q1 2014 and held it in 3 quarters.
Dialectic Capital Management's RCS CAPITAL CORPORATION CLASS A COM position peaked at $425K in Q2 2014.
100 funds tracked by Wall St. Rank held RCS CAPITAL CORPORATION CLASS A COM as of Q1 2015.

Based on Dialectic Capital Management's 13F filing for Q1 2015, filed 15 May 2015.