Dialectic Capital Management’s RCS CAPITAL CORPORATION CLASS A COM RCAP Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-30,000	Closed	-$367K	–	255
2014 Q4	$367K	Buy	+30,000	New	+$367K	0.07%	111
2014 Q3	–	Sell	-20,000	Closed	-$425K	–	188
2014 Q2	$425K	Buy	20,000 +13,912	+229%	+$296K	0.13%	94
2014 Q1	$237K	Buy	+6,088	New	+$237K	0.08%	105