DCM
OAKS

Dialectic Capital Management’s Five Oaks Investment Corp. OAKS Stock Holding History

Dialectic Capital Management’s Portfolio OAKS Stock Details OAKS Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q3 		– Sell
-41,206
Closed -$344K – 214
2015
Q2 		$344K Buy
41,206
+18,806
+84% +$190K 0.1% 161
2015
Q1 		$239K Sell
22,400
-107,600
-83% -$1.18M 0.04% 208
2014
Q4 		$1.4M Sell
130,000
-57,522
-31% -$631K 0.26% 134
2014
Q3 		$1.97M Buy
187,522
+47,522
+34% +$530K 0.46% 79
2014
Q2 		$1.58M Buy
+140,000
New +$1.64M 0.5% 72

Other funds holding OAKS

Renaissance Technologies
Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return
WAM
Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return
Fidelity Investments
Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
BFA
BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return
PRCM
Pine River Capital Management Minnetonka, Minnesota $32.9M AUM 4.47% 1-Year Est. Return
LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return
BIT
BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return
Two Sigma Advisers
Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return