Dialectic Capital Management’s Five Oaks Investment Corp. OAKS Stock Holding History

Dialectic Capital Management’s Portfolio OAKS Stock Details OAKS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-41,206	Closed	-$344K	–	214
2015 Q2	$344K	Buy	41,206 +18,806	+84%	+$190K	0.1%	161
2015 Q1	$239K	Sell	22,400 -107,600	-83%	-$1.18M	0.04%	208
2014 Q4	$1.4M	Sell	130,000 -57,522	-31%	-$631K	0.26%	134
2014 Q3	$1.97M	Buy	187,522 +47,522	+34%	+$530K	0.46%	79
2014 Q2	$1.58M	Buy	+140,000	New	+$1.64M	0.5%	72

Other funds holding OAKS

Renaissance Technologies New York $72.6B AUM 54.88% 1-Year Est. Return

Wolverine Asset Management Chicago, Illinois $11.4B AUM 5.65% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

PRCM

Pine River Capital Management Minnetonka, Minnesota $32.9M AUM 4.47% 1-Year Est. Return

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

Dialectic Capital Management's OAKS Position: Q3 2015 in Review

Dialectic Capital Management sold out of Five Oaks Investment Corp. (OAKS) in Q3 2015, closing a stake of 41,206 shares — an estimated $344K sold.

Dialectic Capital Management first reported a position in OAKS in Q2 2014 and held it in 5 quarters. The position peaked at $1.97M in Q3 2014. 26 funds tracked by Wall St. Rank hold OAKS as of Q3 2015.

Dialectic Capital Management reported no remaining Five Oaks Investment Corp. position as of Q3 2015 after selling out during the quarter.
Dialectic Capital Management sold 41,206 Five Oaks Investment Corp. shares in Q3 2015, an estimated $344K.
Dialectic Capital Management first reported a position in Five Oaks Investment Corp. in Q2 2014 and held it in 5 quarters.
Dialectic Capital Management's Five Oaks Investment Corp. position peaked at $1.97M in Q3 2014.
26 funds tracked by Wall St. Rank held Five Oaks Investment Corp. as of Q3 2015.

Based on Dialectic Capital Management's 13F filing for Q3 2015, filed 16 Nov 2015.