Dialectic Capital Management’s Eagle Point Credit Company ECC Stock Holding History

Dialectic Capital Management’s Portfolio ECC Stock Details ECC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-60,000	Closed	-$966K	–	94
2016 Q2	$966K	Buy	+60,000	New	+$1.03M	0.32%	61
2015 Q3	–	Sell	-18,000	Closed	-$364K	–	156
2015 Q2	$364K	Sell	18,000 -8,500	-32%	-$176K	0.11%	155
2015 Q1	$557K	Sell	26,500 -46,000	-63%	-$958K	0.1%	187
2014 Q4	$1.46M	Buy	+72,500	New	+$1.47M	0.27%	129

Other funds holding ECC

SPC

Stone Point Capital Greenwich, Connecticut $21.9M AUM 47.18% 1-Year Est. Return

MWP

MYCIO Wealth Partners Philadelphia, Pennsylvania $502M AUM 11.65% 1-Year Est. Return

FCH

Freestone Capital Holdings Seattle, Washington $3.3B AUM 21.14% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Bard Associates Chicago, Illinois $398M AUM 54.32% 1-Year Est. Return

California Public Employees Retirement System Sacramento, California $162B AUM 25.78% 1-Year Est. Return

Caprock Group Boise, Idaho $4.12B AUM

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

BRWA

B. Riley Wealth Advisors Boca Raton, Florida $1.87B AUM 37.01% 1-Year Est. Return

EWM

Evercore Wealth Management New York $6.36B AUM 20.35% 1-Year Est. Return

Dialectic Capital Management's ECC Position: Q3 2016 in Review

Dialectic Capital Management sold out of Eagle Point Credit Company (ECC) in Q3 2016, closing a stake of 60,000 shares — an estimated $966K sold.

Dialectic Capital Management first reported a position in ECC in Q4 2014 and held it in 4 quarters. The position peaked at $1.46M in Q4 2014. 18 funds tracked by Wall St. Rank hold ECC as of Q3 2016.

Dialectic Capital Management reported no remaining Eagle Point Credit Company position as of Q3 2016 after selling out during the quarter.
Dialectic Capital Management sold 60,000 Eagle Point Credit Company shares in Q3 2016, an estimated $966K.
Dialectic Capital Management first reported a position in Eagle Point Credit Company in Q4 2014 and held it in 4 quarters.
Dialectic Capital Management's Eagle Point Credit Company position peaked at $1.46M in Q4 2014.
18 funds tracked by Wall St. Rank held Eagle Point Credit Company as of Q3 2016.

Based on Dialectic Capital Management's 13F filing for Q3 2016, filed 14 Nov 2016.