Dialectic Capital Management’s Ares Capital ARCC Stock Holding History

Dialectic Capital Management’s Portfolio ARCC Stock Details ARCC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-35,000	Closed	-$497K	–	87
2016 Q2	$497K	Buy	+35,000	New	+$519K	0.16%	83
2015 Q2	–	Sell	-79,500	Closed	-$1.36M	–	181
2015 Q1	$1.36M	Sell	79,500 -80,500	-50%	-$1.34M	0.24%	122
2014 Q4	$2.5M	Buy	160,000 +15,000	+10%	+$239K	0.47%	69
2014 Q3	$2.34M	Buy	145,000 +135,000	+1,350%	+$2.28M	0.55%	62
2014 Q2	$178K	Buy	+10,000	New	+$172K	0.06%	153
2014 Q1	–	Sell	-40,000	Closed	-$711K	–	161
2013 Q4	$711K	Sell	40,000 -60,000	-60%	-$1.06M	0.23%	121
2013 Q3	$1.73M	Buy	100,000 +74,700	+295%	+$1.31M	0.4%	82
2013 Q2	$435K	Buy	+25,300	New	+$441K	0.06%	166

Other funds holding ARCC

TIM

Thornburg Investment Management Santa Fe, New Mexico $10.5B AUM 30.38% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

VNIM

Vaughan Nelson Investment Management Houston, Texas $11.3B AUM 53% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

State of New Jersey Common Pension Fund D Trenton, New Jersey $29.3B AUM 38.15% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

DFG

Delphi Financial Group Wilmington, Delaware $202M AUM 21.25% 1-Year Est. Return

Dialectic Capital Management's ARCC Position: Q3 2016 in Review

Dialectic Capital Management sold out of Ares Capital (ARCC) in Q3 2016, closing a stake of 35,000 shares — an estimated $497K sold.

Dialectic Capital Management first reported a position in ARCC in Q2 2013 and held it in 8 quarters. The position peaked at $2.5M in Q4 2014. 345 funds tracked by Wall St. Rank hold ARCC as of Q3 2016.

Dialectic Capital Management reported no remaining Ares Capital position as of Q3 2016 after selling out during the quarter.
Dialectic Capital Management sold 35,000 Ares Capital shares in Q3 2016, an estimated $497K.
Dialectic Capital Management first reported a position in Ares Capital in Q2 2013 and held it in 8 quarters.
Dialectic Capital Management's Ares Capital position peaked at $2.5M in Q4 2014.
345 funds tracked by Wall St. Rank held Ares Capital as of Q3 2016.

Based on Dialectic Capital Management's 13F filing for Q3 2016, filed 14 Nov 2016.