Deutsche Bank’s OCATA THERAPEUTICS, INC. COMMON STOCK OCAT Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-11,546	Closed	-$95K	–	5588
2015 Q4	$95K	Sell	11,546 -12	-0.1%	-$80	﹤0.01%	4087
2015 Q3	$48K	Buy	11,558 +2,988	+35%	+$13K	﹤0.01%	4477
2015 Q2	$45K	Buy	+8,570	New	+$54.9K	﹤0.01%	4641