Deutsche Bank’s OCATA THERAPEUTICS, INC. COMMON STOCK OCAT Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-11,546	Closed	-$95K	–	4978
2015 Q4	$95K	Sell	11,546 -12	-0.1%	-$99	﹤0.01%	3876
2015 Q3	$48K	Buy	11,558 +2,988	+35%	+$12.4K	﹤0.01%	4174
2015 Q2	$45K	Buy	+8,570	New	+$45K	﹤0.01%	4299