Deerfield Management’s TRACON Pharmaceuticals, Inc. Common Stock TCON Stock Holding History

Deerfield Management’s Portfolio TCON Stock Details TCON Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-338	Closed	-$296K	–	104
2016 Q2	$296K	Sell	338 -1,647	-83%	-$2.18M	0.01%	103
2016 Q1	$2.78M	Sell	1,985 -440	-18%	-$626K	0.12%	85
2015 Q4	$4.48M	Hold	2,425	–	–	0.18%	86
2015 Q3	$4.74M	Hold	2,425	–	–	0.18%	90
2015 Q2	$5.5M	Hold	2,425	–	–	0.18%	91
2015 Q1	$6.81M	Buy	+2,425	New	+$6.37M	0.22%	76

Other funds holding TCON

NEA Management Company Timonium, Maryland $1.59B AUM 234.06% 1-Year Est. Return

Eventide Asset Management Boston, Massachusetts $7.48B AUM 104.76% 1-Year Est. Return

QVT Financial New York $1.7B AUM 173.77% 1-Year Est. Return

WSA

Wall Street Associates Lajolla, California $151M AUM 30.3% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Candriam SCA Strassen, Luxembourg, Luxembourg $22.5B AUM 50.38% 1-Year Est. Return

ClariVest Asset Management San Diego, California $980M AUM 60.89% 1-Year Est. Return

Bridgeway Capital Management Houston, Texas $5.69B AUM 60.64% 1-Year Est. Return

Jacobs Levy Equity Management Florham Park, New Jersey $27.8B AUM 46.46% 1-Year Est. Return

SII Investments Appleton, Wisconsin $965M AUM 15.44% 1-Year Est. Return

Deerfield Management's TCON Position: Q3 2016 in Review

Deerfield Management sold out of TRACON Pharmaceuticals, Inc. Common Stock (TCON) in Q3 2016, closing a stake of 338 shares — an estimated $296K sold.

Deerfield Management first reported a position in TCON in Q1 2015 and held it in 6 quarters. The position peaked at $6.81M in Q1 2015. 25 funds tracked by Wall St. Rank hold TCON as of Q3 2016.

Deerfield Management reported no remaining TRACON Pharmaceuticals, Inc. Common Stock position as of Q3 2016 after selling out during the quarter.
Deerfield Management sold 338 TRACON Pharmaceuticals, Inc. Common Stock shares in Q3 2016, an estimated $296K.
Deerfield Management first reported a position in TRACON Pharmaceuticals, Inc. Common Stock in Q1 2015 and held it in 6 quarters.
Deerfield Management's TRACON Pharmaceuticals, Inc. Common Stock position peaked at $6.81M in Q1 2015.
25 funds tracked by Wall St. Rank held TRACON Pharmaceuticals, Inc. Common Stock as of Q3 2016.

Based on Deerfield Management's 13F filing for Q3 2016, filed 14 Nov 2016.