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Dean Investment Associates Portfolio holdings

AUM $710M
1-Year Est. Return 22.02%
This Fund
S&P 500
This Quarter Est. Return
+5.9%
1 Year Est. Return
+22.02%
3 Year Est. Return
+46.93%
5 Year Est. Return
+63.66%
10 Year Est. Return
+163.57%
AUM
$382M
AUM Growth
+$31.8M
Cap. Flow
+$14.6M
Cap. Flow %
3.81%
Top 10 Hldgs %
16.06%
Holding
227
New
12
Increased
146
Reduced
59
Closed
8

Top Buys

Rank Stock Value
1
AZZ icon
AZZ Inc
AZZ
+$3.16M
2
ARRS
ARRIS International plc Ordinary Shares
ARRS
+$883K
3
AGN
Allergan Inc
AGN
+$871K
4
ORCL icon
Oracle
ORCL
+$834K
5
INN
Summit Hotel Properties
INN
+$777K

Top Sells

Rank Stock Value
1
BGC
General Cable Corporation
BGC
+$2.35M
2
EE
El Paso Electric Company
EE
+$1.76M
3
CST
CST Brands, Inc.
CST
+$977K
4
KLIC icon
Kulicke & Soffa
KLIC
+$921K
5
MOS icon
The Mosaic Company
MOS
+$799K

Sector Composition

Rank Sector Weight
1 Financials 21.79%
2 Industrials 17.34%
3 Healthcare 9.75%
4 Energy 8.93%
5 Consumer Discretionary 8.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TLI
1
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
$7.73M 2.02%
622,784
+8,609
+1% +$108K
TYY
2
DELISTED
TORTOISE ENERGY CAPITAL CORP
TYY
$7.4M 1.93%
234,268
+3,136
+1% +$103K
JPM icon
3
JPMorgan Chase
JPM
$929B
$6.48M 1.69%
125,317
-923
-0.7% -$49.5K
CXT icon
4
Crane NXT
CXT
$2.99B
$6.11M 1.6%
285,430
+8,870
+3% +$188K
AZZ icon
5
AZZ Inc
AZZ
$4.29B
$5.95M 1.56%
142,171
+81,976
+136% +$3.16M
AFL icon
6
Aflac
AFL
$65.8B
$5.86M 1.53%
188,974
-1,084
-0.6% -$32.6K
JNJ icon
7
Johnson & Johnson
JNJ
$644B
$5.54M 1.45%
63,845
-236
-0.4% -$21.2K
BLK icon
8
Blackrock
BLK
$170B
$5.49M 1.44%
20,276
-31
-0.2% -$8.42K
XOM icon
9
ExxonMobil
XOM
$649B
$5.46M 1.43%
63,501
-520
-0.8% -$46.9K
GE icon
10
GE Aerospace
GE
$367B
$5.39M 1.41%
47,053
-131
-0.3% -$15K
MET icon
11
MetLife
MET
$62.4B
$5.33M 1.39%
127,330
-1,864
-1% -$80.3K
STT icon
12
State Street
STT
$49.1B
$5.29M 1.38%
80,453
-1,092
-1% -$74.7K
CSCO icon
13
Cisco
CSCO
$451B
$5.26M 1.38%
224,616
-984
-0.4% -$24.4K
CVX icon
14
Chevron
CVX
$382B
$5.08M 1.33%
41,840
-100
-0.2% -$12.3K
CVS icon
15
CVS Health
CVS
$136B
$4.92M 1.29%
86,634
-1,464
-2% -$87.2K
PH icon
16
Parker-Hannifin
PH
$120B
$4.89M 1.28%
44,939
-444
-1% -$45.7K
MAN icon
17
ManpowerGroup
MAN
$2.63B
$4.65M 1.22%
63,925
-892
-1% -$59.7K
FDX icon
18
FedEx
FDX
$73.3B
$4.54M 1.19%
39,786
-523
-1% -$56.4K
BNY
19
Bank of New York Mellon
BNY
$105B
$4.54M 1.19%
150,262
-2,105
-1% -$64.6K
GL icon
20
Globe Life
GL
$13.9B
$4.45M 1.16%
92,169
-828
-0.9% -$38.9K
INN
21
Summit Hotel Properties
INN
$766M
$4.35M 1.14%
473,679
+80,258
+20% +$777K
DIS icon
22
Walt Disney
DIS
$171B
$4.29M 1.12%
66,607
-381
-0.6% -$24.4K
PEP icon
23
PepsiCo
PEP
$197B
$4.29M 1.12%
53,951
-717
-1% -$58.9K
EHC icon
24
Encompass Health
EHC
$11.3B
$4.23M 1.11%
154,055
-1,714
-1% -$44K
MSFT icon
25
Microsoft
MSFT
$2.94T
$4.17M 1.09%
125,414
-1,489
-1% -$49K
1
2 3 4 5

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Dean Investment Associates's Q3 2013 Portfolio in Review

As of Q3 2013, Dean Investment Associates held 227 positions worth $382M, up 9.1% from $351M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Dean Investment Associates deployed $14.6M of net new capital in Q3 2013, opening 12 new positions and adding to 146 existing holdings. Its largest new stake was Allergan Inc: 9,698 shares worth $877K.

By sector, the portfolio is most concentrated in Financials at 22% of assets, down from 22% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was El Paso Electric Company, an estimated $1.76M trimmed.

  • Dean Investment Associates's largest Q3 2013 buy was Allergan Inc: 9,698 shares worth $877K.
  • Dean Investment Associates added most to AZZ Inc in Q3 2013, an estimated $3.16M increase.
  • Dean Investment Associates's biggest Q3 2013 reduction was El Paso Electric Company, cutting an estimated $1.76M.
  • Dean Investment Associates fully exited General Cable Corporation in Q3 2013, selling an estimated $2.35M.
  • Dean Investment Associates's ten largest holdings make up 16% of its $382M portfolio in Q3 2013.
  • Dean Investment Associates opened 12 new positions and closed 8 in Q3 2013.
  • Dean Investment Associates's portfolio value rose 9.1% quarter-over-quarter to $382M.

Based on Dean Investment Associates's 13F filing for Q3 2013, filed 12 Nov 2013.