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Dean Investment Associates Portfolio holdings

AUM $710M
1-Year Est. Return 22.02%
This Fund
S&P 500
This Quarter Est. Return
+5.9%
1 Year Est. Return
+22.02%
3 Year Est. Return
+46.93%
5 Year Est. Return
+63.67%
10 Year Est. Return
+163.57%
AUM
$382M
AUM Growth
+$31.8M
Cap. Flow
+$14.6M
Cap. Flow %
3.81%
Top 10 Hldgs %
16.06%
Holding
227
New
12
Increased
146
Reduced
59
Closed
8

Top Buys

Rank Stock Value
1
AZZ icon
AZZ Inc
AZZ
+$3.16M
2
ARRS
ARRIS International plc Ordinary Shares
ARRS
+$883K
3
AGN
Allergan Inc
AGN
+$871K
4
ORCL icon
Oracle
ORCL
+$834K
5
INN
Summit Hotel Properties
INN
+$777K

Top Sells

Rank Stock Value
1
BGC
General Cable Corporation
BGC
+$2.35M
2
EE
El Paso Electric Company
EE
+$1.76M
3
CST
CST Brands, Inc.
CST
+$977K
4
KLIC icon
Kulicke & Soffa
KLIC
+$921K
5
MOS icon
The Mosaic Company
MOS
+$799K

Sector Composition

Rank Sector Weight
1 Financials 21.79%
2 Industrials 17.34%
3 Healthcare 9.75%
4 Energy 8.93%
5 Consumer Discretionary 8.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CEC
101
DELISTED
CEC ENTERTAINMENT INC
CEC
$1.31M 0.34%
28,535
+2,950
+12% +$127K
KMG
102
DELISTED
KMG Chemicals Inc
KMG
$1.3M 0.34%
58,920
+5,715
+11% +$131K
BRK.B icon
103
Berkshire Hathaway Class B
BRK.B
$1.14T
$1.25M 0.33%
10,982
-275
-2% -$31.7K
TGI
104
DELISTED
Triumph Group
TGI
$1.24M 0.32%
17,603
+5,530
+46% +$426K
DCOM
105
DELISTED
Dime Community Bancshares
DCOM
$1.23M 0.32%
73,580
+7,760
+12% +$131K
HI
106
DELISTED
Hillenbrand
HI
$1.22M 0.32%
44,666
+2,925
+7% +$73.9K
COKE icon
107
Coca-Cola Consolidated
COKE
$12.4B
$1.19M 0.31%
190,500
+101,200
+113% +$644K
CSH
108
DELISTED
CASH AMERICA INTERNATIONAL INC
CSH
$1.19M 0.31%
57,976
+11,152
+24% +$222K
CHY
109
Calamos Convertible and High Income Fund
CHY
$1.07B
$1.18M 0.31%
94,490
– –
ITW icon
110
Illinois Tool Works
ITW
$83.9B
$1.18M 0.31%
15,485
-275
-2% -$20.1K
MMM icon
111
3M
MMM
$93.9B
$1.17M 0.31%
11,724
-181
-2% -$17.6K
UNH icon
112
UnitedHealth
UNH
$371B
$1.17M 0.31%
16,323
-348
-2% -$24.9K
ESGR
113
DELISTED
Enstar Group
ESGR
$1.15M 0.3%
8,385
+630
+8% +$88.1K
UBNK
114
DELISTED
UNITIED FINANCIAL BANCORP INC
UBNK
$1.14M 0.3%
70,680
+3,925
+6% +$63K
EME icon
115
Emcor
EME
$35.7B
$1.12M 0.29%
28,623
+3,040
+12% +$123K
RNP icon
116
Cohen & Steers REIT and Preferred and Income Fund
RNP
$980M
$1.11M 0.29%
71,510
– –
ITIC
117
Investors Title Co
ITIC
$540M
$1.09M 0.29%
14,574
+1,515
+12% +$112K
JCI icon
118
Johnson Controls International
JCI
$91.3B
$1.07M 0.28%
24,650
-339
-1% -$14.4K
R icon
119
Ryder
R
$9.98B
$1.07M 0.28%
17,935
+1,990
+12% +$119K
ELV icon
120
Elevance Health
ELV
$86.2B
$1.05M 0.27%
12,562
-222
-2% -$19K
HNT
121
DELISTED
HEALTH NET INC
HNT
$1.05M 0.27%
33,015
+2,120
+7% +$66.9K
OLN icon
122
Olin
OLN
$2.15B
$1.04M 0.27%
45,020
+5,015
+13% +$119K
VAR
123
DELISTED
Varian Medical Systems, Inc.
VAR
$1.01M 0.26%
15,394
-152
-1% -$9.63K
SIAL
124
DELISTED
SIGMA - ALDRICH CORP
SIAL
$996K 0.26%
11,675
-233
-2% -$19.6K
HOPE icon
125
Hope Bancorp
HOPE
$1.79B
$985K 0.26%
71,613
+8,595
+14% +$124K
3 4
5
6 7

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Dean Investment Associates's Q3 2013 Portfolio in Review

As of Q3 2013, Dean Investment Associates held 227 positions worth $382M, up 9.1% from $351M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Dean Investment Associates deployed $14.6M of net new capital in Q3 2013, opening 12 new positions and adding to 146 existing holdings. Its largest new stake was Allergan Inc: 9,698 shares worth $877K.

By sector, the portfolio is most concentrated in Financials at 22% of assets, down from 22% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was El Paso Electric Company, an estimated $1.76M trimmed.

  • Dean Investment Associates's largest Q3 2013 buy was Allergan Inc: 9,698 shares worth $877K.
  • Dean Investment Associates added most to AZZ Inc in Q3 2013, an estimated $3.16M increase.
  • Dean Investment Associates's biggest Q3 2013 reduction was El Paso Electric Company, cutting an estimated $1.76M.
  • Dean Investment Associates fully exited General Cable Corporation in Q3 2013, selling an estimated $2.35M.
  • Dean Investment Associates's ten largest holdings make up 16% of its $382M portfolio in Q3 2013.
  • Dean Investment Associates opened 12 new positions and closed 8 in Q3 2013.
  • Dean Investment Associates's portfolio value rose 9.1% quarter-over-quarter to $382M.

Based on Dean Investment Associates's 13F filing for Q3 2013, filed 12 Nov 2013.