Dean Capital Management’s Hope Bancorp HOPE Stock Holding History

Dean Capital Management’s Portfolio HOPE Stock Details HOPE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-145,967	Closed	-$3.2M	–	67
2016 Q4	$3.2M	Buy	145,967 +22,409	+18%	+$424K	2.53%	4
2016 Q3	$2.15M	Buy	123,558 +25,991	+27%	+$421K	2.23%	11
2016 Q2	$1.46M	Buy	97,567 +14,010	+17%	+$217K	2%	20
2016 Q1	$1.27M	Sell	83,557 -10,153	-11%	-$152K	1.76%	22
2015 Q4	$1.61M	Buy	93,710 +6,355	+7%	+$109K	2.2%	12
2015 Q3	$1.31M	Buy	87,355 +42,006	+93%	+$628K	1.83%	17
2015 Q2	$671K	Buy	45,349 +9,295	+26%	+$136K	0.98%	63
2015 Q1	$522K	Sell	36,054 -19,475	-35%	-$267K	1%	51
2014 Q4	$799K	Buy	55,529 +47,585	+599%	+$673K	1.55%	26
2014 Q3	$115K	Buy	7,944 +3,255	+69%	+$49K	1.57%	29
2014 Q2	$75K	Hold	4,689	–	–	0.83%	60
2014 Q1	$80K	Hold	4,689	–	–	0.96%	57
2013 Q4	$78K	Buy	4,689 +595	+15%	+$9.2K	0.92%	62
2013 Q3	$56K	Hold	4,094	–	–	0.84%	62
2013 Q2	$58K	Buy	+4,094	New	+$53K	0.93%	64

Other funds holding HOPE

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

Fuller & Thaler Asset Management San Mateo, California $36.7B AUM 74.15% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

VNIM

Vaughan Nelson Investment Management Houston, Texas $11.3B AUM 53% 1-Year Est. Return

Dean Capital Management's HOPE Position: Q1 2017 in Review

Dean Capital Management sold out of Hope Bancorp (HOPE) in Q1 2017, closing a stake of 145,967 shares — an estimated $3.2M sold.

Dean Capital Management first reported a position in HOPE in Q2 2013 and held it in 15 quarters. The position peaked at $3.2M in Q4 2016. 194 funds tracked by Wall St. Rank hold HOPE as of Q1 2017.

Dean Capital Management reported no remaining Hope Bancorp position as of Q1 2017 after selling out during the quarter.
Dean Capital Management sold 145,967 Hope Bancorp shares in Q1 2017, an estimated $3.2M.
Dean Capital Management first reported a position in Hope Bancorp in Q2 2013 and held it in 15 quarters.
Dean Capital Management's Hope Bancorp position peaked at $3.2M in Q4 2016.
194 funds tracked by Wall St. Rank held Hope Bancorp as of Q1 2017.

Based on Dean Capital Management's 13F filing for Q1 2017, filed 15 May 2017.