Dean Capital Management’s Hope Bancorp HOPE Stock Holding History

Dean Capital Management’s Portfolio HOPE Stock Details HOPE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-145,967	Closed	-$3.2M	–	67
2016 Q4	$3.2M	Buy	145,967 +22,409	+18%	+$424K	2.53%	4
2016 Q3	$2.15M	Buy	123,558 +25,991	+27%	+$421K	2.23%	11
2016 Q2	$1.46M	Buy	97,567 +14,010	+17%	+$217K	2%	20
2016 Q1	$1.27M	Sell	83,557 -10,153	-11%	-$152K	1.76%	22
2015 Q4	$1.61M	Buy	93,710 +6,355	+7%	+$109K	2.2%	12
2015 Q3	$1.31M	Buy	87,355 +42,006	+93%	+$628K	1.83%	17
2015 Q2	$671K	Buy	45,349 +9,295	+26%	+$136K	0.98%	63
2015 Q1	$522K	Sell	36,054 -19,475	-35%	-$267K	1%	51
2014 Q4	$799K	Buy	55,529 +47,585	+599%	+$673K	1.55%	26
2014 Q3	$115K	Buy	7,944 +3,255	+69%	+$49K	1.57%	29
2014 Q2	$75K	Hold	4,689	–	–	0.83%	60
2014 Q1	$80K	Hold	4,689	–	–	0.96%	57
2013 Q4	$78K	Buy	4,689 +595	+15%	+$9.2K	0.92%	62
2013 Q3	$56K	Hold	4,094	–	–	0.84%	62
2013 Q2	$58K	Buy	+4,094	New	+$53K	0.93%	64

Other funds holding HOPE

BlackRock New York $5.7T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Dimensional Fund Advisors

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

T. Rowe Price Associates

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Fuller & Thaler Asset Management

Fuller & Thaler Asset Management San Mateo, California $29.7B AUM 43.33% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Fidelity Investments

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

JP Morgan Chase

JP Morgan Chase New York $1.47T AUM 27.86% 1-Year Est. Return

Vaughan Nelson Investment Management Houston, Texas $9.96B AUM 41% 1-Year Est. Return