David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$453M |
| 2 |
Walt Disney
DIS
|
+$410M |
| 3 |
Bristol-Myers Squibb
BMY
|
+$386M |
| 4 |
GE Aerospace
GE
|
+$196M |
| 5 |
Dell
DELL
|
+$188M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Meta Platforms (Facebook)
META
|
+$374M |
| 2 |
PayPal
PYPL
|
+$289M |
| 3 |
EMC
EMC CORPORATION
EMC
|
+$278M |
| 4 |
Nike
NKE
|
+$227M |
| 5 |
Amgen
AMGN
|
+$217M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.54% |
| 2 | Healthcare | 11.42% |
| 3 | Financials | 9.58% |
| 4 | Consumer Discretionary | 9.33% |
| 5 | Communication Services | 7.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SBY
2451
DELISTED
Silver Bay Realty Trust Corp.
SBY
| $860K | ﹤0.01% |
49,053
+2,194
| +5% | +$40.1K |
|
|
FFIC
2452
DELISTED
Flushing Financial
FFIC
| $859K | ﹤0.01% |
36,217
-600
| -2% | -$13.4K |
|
2453
OceanFirst Financial
OCFC
$1.82B
| $857K | ﹤0.01% |
44,499
+19,479
| +78% | +$371K |
|
2454
PUT
Albemarle
ALB
$15.9B
| $855K | ﹤0.01% |
+10,000
| New | +$823K |
|
|
LDR
2455
DELISTED
Landauer Inc
LDR
| $855K | ﹤0.01% |
19,221
+7,767
| +68% | +$342K |
|
|
SE
2456
PUT
DELISTED
Spectra Energy Corp Wi
SE
| $855K | ﹤0.01% |
20,000
| – | – |
|
|
BATS
2457
DELISTED
Bats Global Markets, Inc.
BATS
| $853K | ﹤0.01% |
+28,525
| New | +$734K |
|
|
WBK
2458
DELISTED
Westpac Banking Corporation
WBK
| $853K | ﹤0.01% |
+37,517
| New | +$851K |
|
|
AMBR
2459
DELISTED
Amber Road Inc
AMBR
| $851K | ﹤0.01% |
88,220
+41,807
| +90% | +$399K |
|
|
QLTI
2460
DELISTED
QLT Inc
QLTI
| $851K | ﹤0.01% |
417,235
-29,457
| -7% | -$44K |
|
2461
Halozyme
HALO
$12.4B
| $850K | ﹤0.01% |
+70,391
| New | +$719K |
|
2462
PUT
Best Buy
BBY
$18B
| $848K | ﹤0.01% |
22,200
+14,000
| +171% | +$491K |
|
2463
PUT
Cleveland-Cliffs
CLF
$6.49B
| $848K | ﹤0.01% |
145,000
+120,000
| +480% | +$783K |
|
|
ISEE
2464
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
| $847K | ﹤0.01% |
18,364
+2,068
| +13% | +$117K |
|
2465
Bankunited
BKU
$3.31B
| $844K | ﹤0.01% |
27,931
-42,639
| -60% | -$1.31M |
|
2466
Gold Fields
GFI
$43.2B
| $844K | ﹤0.01% |
174,128
-418,542
| -71% | -$2.37M |
|
|
MFA
2467
MFA Financial
MFA
$894M
| $843K | ﹤0.01% |
28,185
-23,953
| -46% | -$726K |
|
|
GSUM
2468
DELISTED
Gridsum Holding Inc.
GSUM
| $843K | ﹤0.01% |
+50,000
| New | +$824K |
|
|
JUNO
2469
DELISTED
Juno Therapeutics, Inc.
JUNO
| $842K | ﹤0.01% |
28,045
+15,563
| +125% | +$484K |
|
2470
Deutsche Bank
DB
$72.8B
| $841K | ﹤0.01% |
71,950
-123,339
| -63% | -$1.51M |
|
2471
Silicom
SILC
$243M
| $841K | ﹤0.01% |
+20,311
| New | +$755K |
|
2472
CALL
MSCI
MSCI
$41.1B
| $839K | ﹤0.01% |
+10,000
| New | +$850K |
|
2473
PUT
Medtronic
MDT
$117B
| $838K | ﹤0.01% |
+9,700
| New | +$845K |
|
|
CHUY
2474
PUT
DELISTED
Chuy's Holdings, Inc. Common Stock
CHUY
| $838K | ﹤0.01% |
+30,000
| New | +$964K |
|
|
NEWS
2475
DELISTED
NewStar Financial, Inc.
NEWS
| $837K | ﹤0.01% |
86,249
-600
| -0.7% | -$5.95K |
|
Similar funds
David Shaw's Q3 2016 Portfolio in Review
As of Q3 2016, David Shaw held 3,773 positions worth $56.7B, up 4.5% from $54.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
David Shaw's Q3 2016 filing shows 448 new, 1,212 increased, 1,375 reduced and 429 closed positions. Its largest new stake was Dell: 13,808,231 shares worth $185M. The largest sale was Meta Platforms (Facebook), an estimated $374M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.
- David Shaw's largest Q3 2016 buy was Dell: 13,808,231 shares worth $185M.
- David Shaw added most to Apple in Q3 2016, an estimated $453M increase.
- David Shaw's biggest Q3 2016 reduction was Meta Platforms (Facebook), cutting an estimated $374M.
- David Shaw fully exited EMC CORPORATION in Q3 2016, selling an estimated $278M.
- David Shaw's ten largest holdings make up 10% of its $56.7B portfolio in Q3 2016.
- David Shaw opened 448 new positions and closed 429 in Q3 2016.
- David Shaw's portfolio value rose 4.5% quarter-over-quarter to $56.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2016, filed 14 Nov 2016.