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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+11.47%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$73.3B
AUM Growth
+$10.6B
Cap. Flow
+$1.7B
Cap. Flow %
2.32%
Top 10 Hldgs %
13%
Holding
4,972
New
721
Increased
1,786
Reduced
1,518
Closed
549

Top Buys

Rank Stock Value
1
BAC icon
Bank of America
BAC
+$327M
2
NFLX icon
Netflix
NFLX
+$275M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$219M
4
C icon
Citigroup
C
+$211M
5
MRK icon
Merck
MRK
+$201M

Top Sells

Rank Stock Value
1
DELL
DELL INC
DELL
+$558M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$259M
3
META icon
Meta Platforms (Facebook)
META
+$252M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$252M
5
IBM icon
IBM
IBM
+$184M

Sector Composition

Rank Sector Weight
1 Miscellaneous 43.88%
2 Financials 7.49%
3 Technology 7.17%
4 Consumer Discretionary 7.02%
5 Healthcare 6.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EPAM icon
2451
EPAM Systems
EPAM
$5.82B
$2.14M ﹤0.01%
+61,215
New +$2.19M
INVA icon
2452
CALL
Innoviva
INVA
$1.51B
$2.14M ﹤0.01%
74,460
– –
CIE
2453
PUT
DELISTED
Cobalt International Energy, Inc
CIE
$2.13M ﹤0.01%
+8,647
New +$2.7M
PHLT
2454
DELISTED
Performant Healthcare Inc
PHLT
$2.13M ﹤0.01%
207,023
+17,313
+9% +$175K
SNDK
2455
CALL
DELISTED
SANDISK CORP
SNDK
$2.13M ﹤0.01%
30,200
+25,400
+529% +$1.71M
ALOG
2456
CALL
DELISTED
Analogic Corp
ALOG
$2.13M ﹤0.01%
24,000
– –
SPSC icon
2457
SPS Commerce
SPSC
$3.03B
$2.12M ﹤0.01%
65,008
+15,368
+31% +$523K
AFSI
2458
CALL
DELISTED
AmTrust Financial Services, Inc.
AFSI
$2.12M ﹤0.01%
129,800
– –
YOKU
2459
CALL
DELISTED
YOUKU TUDOU INC.(CAYMAN ISLS)
YOKU
$2.12M ﹤0.01%
+70,000
New +$2.01M
YOKU
2460
PUT
DELISTED
YOUKU TUDOU INC.(CAYMAN ISLS)
YOKU
$2.12M ﹤0.01%
70,000
+20,000
+40% +$574K
DGIT
2461
DELISTED
DIGITAL GENERATION INC COM STK (DE)
DGIT
$2.12M ﹤0.01%
+166,363
New +$2.05M
BEE
2462
DELISTED
STRATEGIC HOTELS & RESORTS, INC
BEE
$2.12M ﹤0.01%
223,903
+202,991
+971% +$1.8M
DFS
2463
CALL
DELISTED
Discover Financial Services
DFS
$2.12M ﹤0.01%
37,800
-56,000
-60% -$2.94M
ARG
2464
PUT
DELISTED
Airgas Inc
ARG
$2.11M ﹤0.01%
+18,900
New +$2.06M
TOL icon
2465
CALL
Toll Brothers
TOL
$13.4B
$2.11M ﹤0.01%
57,100
– –
IDTI
2466
DELISTED
Integrated Device Technology I
IDTI
$2.11M ﹤0.01%
206,818
+95,603
+86% +$951K
PERY
2467
DELISTED
Perry Ellis International Inc
PERY
$2.11M ﹤0.01%
133,431
+115,768
+655% +$1.96M
VCRA
2468
DELISTED
VOCERA COMMUNICATIONS, INC.
VCRA
$2.11M ﹤0.01%
134,906
+43,250
+47% +$739K
STLD icon
2469
Steel Dynamics
STLD
$33.8B
$2.1M ﹤0.01%
107,605
+7,970
+8% +$146K
IFF icon
2470
International Flavors & Fragrances
IFF
$22.2B
$2.1M ﹤0.01%
24,402
-43,830
-64% -$3.72M
GSS
2471
DELISTED
Golden Star Resources Ltd.
GSS
$2.1M ﹤0.01%
953,285
-318,065
-25% -$739K
HL icon
2472
PUT
Hecla Mining
HL
$14.4B
$2.09M ﹤0.01%
680,000
+80,000
+13% +$242K
HMSY
2473
DELISTED
HMS Holdings Corp.
HMSY
$2.09M ﹤0.01%
92,077
-43,150
-32% -$934K
NOA
2474
North American Construction
NOA
$364M
$2.09M ﹤0.01%
359,807
-49,831
-12% -$283K
QMCO icon
2475
Quantum Corp
QMCO
$928M
$2.08M ﹤0.01%
10,853
+2,000
+23% +$409K
97 98
99
100 101

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David Shaw's Q4 2013 Portfolio in Review

As of Q4 2013, David Shaw held 4,972 positions worth $73.3B, up 17% from $62.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

David Shaw's Q4 2013 filing shows 721 new, 1,786 increased, 1,518 reduced and 549 closed positions. Its largest new stake was Allegion: 2,233,249 shares worth $98.7M. The largest sale was DELL INC, an estimated $558M.

By sector, the portfolio is most concentrated in Miscellaneous at 44% of assets, down from 46% a quarter earlier, followed by Financials and Technology.

  • David Shaw's largest Q4 2013 buy was Allegion: 2,233,249 shares worth $98.7M.
  • David Shaw added most to Bank of America in Q4 2013, an estimated $327M increase.
  • David Shaw's biggest Q4 2013 reduction was Meta Platforms (Facebook), cutting an estimated $252M.
  • David Shaw fully exited DELL INC in Q4 2013, selling an estimated $558M.
  • David Shaw's ten largest holdings make up 13% of its $73.3B portfolio in Q4 2013.
  • David Shaw opened 721 new positions and closed 549 in Q4 2013.
  • David Shaw's portfolio value rose 17% quarter-over-quarter to $73.3B.

Based on D.E. Shaw & Co's 13F filing for Q4 2013, filed 14 Feb 2014.