David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
DELL
DELL INC
DELL
|
+$528M |
| 2 |
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
|
+$447M |
| 3 |
ONXX
ONYX PHARMACEUTICALS INC
ONXX
|
+$242M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$233M |
| 5 |
Meta Platforms (Facebook)
META
|
+$209M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$751M |
| 2 |
Pfizer
PFE
|
+$320M |
| 3 |
BMC
BMC SOFTWARE, INC
BMC
|
+$264M |
| 4 |
Visa
V
|
+$201M |
| 5 |
McDonald's
MCD
|
+$161M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.42% |
| 2 | Consumer Discretionary | 7% |
| 3 | Financials | 6.95% |
| 4 | Healthcare | 6.82% |
| 5 | Communication Services | 6.11% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
WLL
2451
DELISTED
Whiting Petroleum Corporation
WLL
| $1.91M | ﹤0.01% |
106
-194
| -65% | -$3.01M |
|
2452
CALL
SLM Corp
SLM
$5.03B
| $1.91M | ﹤0.01% |
214,047
+89,536
| +72% | +$781K |
|
|
PRE
2453
PUT
DELISTED
PARTNERRE LTD
PRE
| $1.9M | ﹤0.01% |
20,800
| – | – |
|
2454
CALL
Agnico Eagle Mines
AEM
$108B
| $1.9M | ﹤0.01% |
71,800
+30,000
| +72% | +$857K |
|
|
NFX
2455
CALL
DELISTED
Newfield Exploration
NFX
| $1.9M | ﹤0.01% |
69,400
| – | – |
|
|
FWM
2456
DELISTED
FAIRWAY GROUP HLDGS CORP CL A COM STK (DE)
FWM
| $1.9M | ﹤0.01% |
74,201
-25,799
| -26% | -$646K |
|
|
RTI
2457
DELISTED
RTI INTL METALS INC(HLDG CO)
RTI
| $1.9M | ﹤0.01% |
59,152
-53,792
| -48% | -$1.67M |
|
|
UNXL
2458
CALL
DELISTED
Uni-Pixel, Inc.
UNXL
| $1.89M | ﹤0.01% |
106,800
+39,800
| +59% | +$634K |
|
2459
PUT
Avery Dennison
AVY
$13.8B
| $1.89M | ﹤0.01% |
43,500
| – | – |
|
2460
PUT
Hartford Financial Services
HIG
$37.9B
| $1.89M | ﹤0.01% |
60,800
| – | – |
|
2461
CALL
Raymond James Financial
RJF
$34B
| $1.89M | ﹤0.01% |
68,100
-18,150
| -21% | -$524K |
|
2462
PUT
Hecla Mining
HL
$13.9B
| $1.88M | ﹤0.01% |
600,000
-50,000
| -8% | -$163K |
|
2463
PUT
Ciena
CIEN
$57.2B
| $1.88M | ﹤0.01% |
+75,400
| New | +$1.7M |
|
2464
Modine Manufacturing
MOD
$9.95B
| $1.88M | ﹤0.01% |
128,411
+27,174
| +27% | +$355K |
|
2465
IPG Photonics
IPGP
$3.16B
| $1.88M | ﹤0.01% |
33,337
+8,950
| +37% | +$524K |
|
|
ITC
2466
CALL
DELISTED
ITC HOLDINGS CORP
ITC
| $1.88M | ﹤0.01% |
60,000
| – | – |
|
2467
CALL
Extra Space Storage
EXR
$30.4B
| $1.88M | ﹤0.01% |
41,000
+20,000
| +95% | +$866K |
|
2468
SS&C Technologies
SSNC
$19.5B
| $1.87M | ﹤0.01% |
98,398
-35,964
| -27% | -$653K |
|
2469
CALL
UGI
UGI
$8.25B
| $1.87M | ﹤0.01% |
71,850
| – | – |
|
2470
Annaly Capital Management
NLY
$17.2B
| $1.87M | ﹤0.01% |
40,443
+25,655
| +173% | +$1.21M |
|
2471
CALL
Alaska Air
ALK
$4.8B
| $1.87M | ﹤0.01% |
59,800
| – | – |
|
|
SPNC
2472
DELISTED
Spectranetics Corp
SPNC
| $1.87M | ﹤0.01% |
111,318
+57,296
| +106% | +$999K |
|
|
BCOV
2473
DELISTED
Brightcove, Inc.
BCOV
| $1.86M | ﹤0.01% |
165,589
+94,664
| +133% | +$954K |
|
2474
CALL
Evercore
EVR
$11.2B
| $1.86M | ﹤0.01% |
+37,800
| New | +$1.74M |
|
|
MZTI
2475
The Marzetti Company
MZTI
$3.1B
| $1.86M | ﹤0.01% |
23,757
-2,196
| -8% | -$175K |
|
Similar funds
David Shaw's Q3 2013 Portfolio in Review
As of Q3 2013, David Shaw held 4,679 positions worth $62.7B, up 18% from $53.2B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
David Shaw's Q3 2013 filing shows 738 new, 1,785 increased, 1,270 reduced and 426 closed positions. Its largest new stake was Twenty-First Century Fox, Inc. Class B: 14,172,864 shares worth $473M. The largest sale was Apple, an estimated $751M.
By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 9.9% a quarter earlier, followed by Consumer Discretionary and Financials.
- David Shaw's largest Q3 2013 buy was Twenty-First Century Fox, Inc. Class B: 14,172,864 shares worth $473M.
- David Shaw added most to DELL INC in Q3 2013, an estimated $528M increase.
- David Shaw's biggest Q3 2013 reduction was Apple, cutting an estimated $751M.
- David Shaw fully exited BMC SOFTWARE, INC in Q3 2013, selling an estimated $264M.
- David Shaw's ten largest holdings make up 14% of its $62.7B portfolio in Q3 2013.
- David Shaw opened 738 new positions and closed 426 in Q3 2013.
- David Shaw's portfolio value rose 18% quarter-over-quarter to $62.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2013, filed 14 Nov 2013.