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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+23.69%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$112B
AUM Growth
+$14.1B
Cap. Flow
-$10.3B
Cap. Flow %
-9.21%
Top 10 Hldgs %
11.45%
Holding
4,343
New
563
Increased
1,352
Reduced
1,508
Closed
477

Top Buys

Rank Stock Value
1
SNAP icon
Snap
SNAP
+$362M
2
LMT icon
Lockheed Martin
LMT
+$361M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$354M
4
FIS icon
Fidelity National Information Services
FIS
+$354M
5
BSX icon
Boston Scientific
BSX
+$337M

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$559M
2
AMD icon
Advanced Micro Devices
AMD
+$558M
3
BA icon
Boeing
BA
+$530M
4
LOW icon
Lowe's Companies
LOW
+$525M
5
BABA icon
Alibaba
BABA
+$420M

Sector Composition

Rank Sector Weight
1 Technology 14.94%
2 Consumer Discretionary 10.41%
3 Healthcare 9.22%
4 Communication Services 7.29%
5 Financials 6.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAOI icon
2426
Applied Optoelectronics
AAOI
$9.41B
$2.04M ﹤0.01%
240,047
+116,354
+94% +$1.06M
RHP icon
2427
CALL
Ryman Hospitality Properties
RHP
$9.09B
$2.03M ﹤0.01%
+30,000
New +$1.61M
CBOE icon
2428
CALL
Cboe Global Markets
CBOE
$32.3B
$2.03M ﹤0.01%
+22,000
New +$1.93M
STEL
2429
DELISTED
Stellar Bancorp
STEL
$2.03M ﹤0.01%
79,444
-2,359
-3% -$50.9K
IFFT
2430
DELISTED
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
$2.02M ﹤0.01%
+50,000
New +$2.08M
CIEN icon
2431
PUT
Ciena
CIEN
$55.8B
$2.02M ﹤0.01%
+38,300
New +$1.7M
PAHC icon
2432
Phibro Animal Health
PAHC
$1.47B
$2.02M ﹤0.01%
104,005
+23,568
+29% +$434K
ZION icon
2433
PUT
Zions Bancorporation
ZION
$9.96B
$2.02M ﹤0.01%
46,500
– –
RDS.B
2434
PUT
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$2.02M ﹤0.01%
60,000
-21,400
-26% -$637K
MSPR
2435
DELISTED
MSP Recovery Inc
MSPR
$2.02M ﹤0.01%
+46
New +$1.98M
TEN
2436
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$2.01M ﹤0.01%
189,875
+170,271
+869% +$1.61M
LOPE icon
2437
Grand Canyon Education
LOPE
$3.9B
$2M ﹤0.01%
21,525
+3,964
+23% +$338K
LEVI icon
2438
CALL
Levi Strauss
LEVI
$8.16B
$2M ﹤0.01%
99,700
+49,700
+99% +$889K
MYE icon
2439
Myers Industries
MYE
$1.25B
$2M ﹤0.01%
95,993
-30,425
-24% -$506K
INN
2440
Summit Hotel Properties
INN
$656M
$1.99M ﹤0.01%
+221,184
New +$1.64M
SSP icon
2441
E.W. Scripps
SSP
$295M
$1.99M ﹤0.01%
129,994
+15,177
+13% +$187K
DSPG
2442
DELISTED
DSP Group Inc
DSPG
$1.99M ﹤0.01%
119,692
+934
+0.8% +$14.4K
ECHO
2443
DELISTED
Echo Global Logistics, Inc.
ECHO
$1.99M ﹤0.01%
74,007
-47,711
-39% -$1.34M
NOG icon
2444
Northern Oil and Gas
NOG
$2.78B
$1.98M ﹤0.01%
+226,381
New +$1.4M
PVG
2445
DELISTED
PRETIUM RESOURCES INC.
PVG
$1.98M ﹤0.01%
172,533
-772,532
-82% -$9.3M
FND icon
2446
CALL
Floor & Decor
FND
$5.73B
$1.98M ﹤0.01%
+21,300
New +$1.78M
VTR icon
2447
Ventas
VTR
$48.2B
$1.98M ﹤0.01%
40,275
-16,774
-29% -$775K
CGC
2448
PUT
Canopy Growth
CGC
$472M
$1.97M ﹤0.01%
8,000
– –
CVET
2449
DELISTED
Covetrus, Inc. Common Stock
CVET
$1.97M ﹤0.01%
68,577
+19,224
+39% +$519K
HTBK
2450
DELISTED
Heritage Commerce
HTBK
$1.97M ﹤0.01%
221,858
-30,569
-12% -$248K
96 97
98
99 100

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David Shaw's Q4 2020 Portfolio in Review

As of Q4 2020, David Shaw held 4,343 positions worth $112B, up 14% from $97.7B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

David Shaw withdrew a net $10.3B in Q4 2020, closing 477 positions and reducing 1,508 holdings. Its most notable exit was iShares Gold Trust, an estimated $217M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, David Shaw opened a new position in Snowflake worth $147M.

  • David Shaw's largest Q4 2020 buy was Snowflake: 523,721 shares worth $147M.
  • David Shaw added most to Snap in Q4 2020, an estimated $362M increase.
  • David Shaw's biggest Q4 2020 reduction was Tesla, cutting an estimated $559M.
  • David Shaw fully exited iShares Gold Trust in Q4 2020, selling an estimated $217M.
  • David Shaw's ten largest holdings make up 11% of its $112B portfolio in Q4 2020.
  • David Shaw opened 563 new positions and closed 477 in Q4 2020.
  • David Shaw's portfolio value rose 14% quarter-over-quarter to $112B.

Based on D.E. Shaw & Co's 13F filing for Q4 2020, filed 16 Feb 2021.