David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$453M |
| 2 |
Walt Disney
DIS
|
+$410M |
| 3 |
Bristol-Myers Squibb
BMY
|
+$386M |
| 4 |
GE Aerospace
GE
|
+$196M |
| 5 |
Dell
DELL
|
+$188M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Meta Platforms (Facebook)
META
|
+$374M |
| 2 |
PayPal
PYPL
|
+$289M |
| 3 |
EMC
EMC CORPORATION
EMC
|
+$278M |
| 4 |
Nike
NKE
|
+$227M |
| 5 |
Amgen
AMGN
|
+$217M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.54% |
| 2 | Healthcare | 11.42% |
| 3 | Financials | 9.58% |
| 4 | Consumer Discretionary | 9.33% |
| 5 | Communication Services | 7.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
HIMX
2426
Himax Technologies
HIMX
$2.4B
| $893K | ﹤0.01% |
104,011
+69,230
| +199% | +$648K |
|
|
AIMC
2427
DELISTED
Altra Industrial Motion Corp
AIMC
| $892K | ﹤0.01% |
30,805
-3,019
| -9% | -$85.2K |
|
|
CTT
2428
DELISTED
CATCHMARK TIMBER TRUST, INC.
CTT
| $892K | ﹤0.01% |
76,282
+21,259
| +39% | +$251K |
|
|
JMEI
2429
DELISTED
Jumei International Holding Limited American depositary shares, each representing ten Class A ordina
JMEI
| $892K | ﹤0.01% |
15,248
+6,270
| +70% | +$299K |
|
|
BFX
2430
DELISTED
BowFlex Inc.
BFX
| $886K | ﹤0.01% |
38,983
-70,072
| -64% | -$1.49M |
|
2431
Chesapeake Utilities
CPK
$3.25B
| $885K | ﹤0.01% |
14,502
-14,262
| -50% | -$915K |
|
2432
Colliers International
CIGI
$5.4B
| $882K | ﹤0.01% |
21,000
+9,000
| +75% | +$367K |
|
2433
CALL
Copa Holdings
CPA
$5.99B
| $879K | ﹤0.01% |
+10,000
| New | +$759K |
|
|
TNAV
2434
DELISTED
Telenav Inc.
TNAV
| $877K | ﹤0.01% |
153,069
-6,312
| -4% | -$34.2K |
|
|
NVRO
2435
DELISTED
NEVRO CORP.
NVRO
| $876K | ﹤0.01% |
+8,392
| New | +$758K |
|
|
KRA
2436
DELISTED
Kraton Corporation
KRA
| $876K | ﹤0.01% |
24,999
+6,615
| +36% | +$212K |
|
2437
PUT
G-III Apparel Group
GIII
$1.41B
| $875K | ﹤0.01% |
+30,000
| New | +$1.18M |
|
2438
CALL
Protolabs
PRLB
$1.85B
| $875K | ﹤0.01% |
14,600
| – | – |
|
2439
PUT
Vodafone
VOD
$37.1B
| $875K | ﹤0.01% |
30,000
+10,000
| +50% | +$305K |
|
2440
Tyson Foods
TSN
$20.2B
| $872K | ﹤0.01% |
11,672
+7,441
| +176% | +$546K |
|
|
VVUS
2441
DELISTED
Vivus Inc
VVUS
| $872K | ﹤0.01% |
76,452
+8,474
| +12% | +$92.9K |
|
2442
Amphenol
APH
$196B
| $871K | ﹤0.01% |
+53,640
| New | +$815K |
|
|
SCG
2443
DELISTED
Scana
SCG
| $871K | ﹤0.01% |
12,029
-138,984
| -92% | -$10.2M |
|
2444
NETSCOUT
NTCT
$2.75B
| $869K | ﹤0.01% |
29,713
-53,848
| -64% | -$1.48M |
|
|
RESI
2445
DELISTED
Front Yard Residential Corporation Common Stock
RESI
| $869K | ﹤0.01% |
+79,686
| New | +$805K |
|
2446
Saic
SAIC
$5.38B
| $865K | ﹤0.01% |
12,466
-18,947
| -60% | -$1.2M |
|
|
LCI
2447
PUT
DELISTED
Lannett Company, Inc.
LCI
| $864K | ﹤0.01% |
8,125
-7,500
| -48% | -$916K |
|
2448
Phibro Animal Health
PAHC
$1.45B
| $863K | ﹤0.01% |
+31,736
| New | +$718K |
|
2449
AngloGold Ashanti
AU
$61.4B
| $862K | ﹤0.01% |
54,164
-38,995
| -42% | -$741K |
|
2450
Targa Resources
TRGP
$62.2B
| $862K | ﹤0.01% |
+17,555
| New | +$762K |
|
Similar funds
David Shaw's Q3 2016 Portfolio in Review
As of Q3 2016, David Shaw held 3,773 positions worth $56.7B, up 4.5% from $54.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
David Shaw's Q3 2016 filing shows 448 new, 1,212 increased, 1,375 reduced and 429 closed positions. Its largest new stake was Dell: 13,808,231 shares worth $185M. The largest sale was Meta Platforms (Facebook), an estimated $374M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.
- David Shaw's largest Q3 2016 buy was Dell: 13,808,231 shares worth $185M.
- David Shaw added most to Apple in Q3 2016, an estimated $453M increase.
- David Shaw's biggest Q3 2016 reduction was Meta Platforms (Facebook), cutting an estimated $374M.
- David Shaw fully exited EMC CORPORATION in Q3 2016, selling an estimated $278M.
- David Shaw's ten largest holdings make up 10% of its $56.7B portfolio in Q3 2016.
- David Shaw opened 448 new positions and closed 429 in Q3 2016.
- David Shaw's portfolio value rose 4.5% quarter-over-quarter to $56.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2016, filed 14 Nov 2016.