David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
PayPal
PYPL
|
+$354M |
| 2 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$309M |
| 3 |
Microsoft
MSFT
|
+$307M |
| 4 |
Automatic Data Processing
ADP
|
+$266M |
| 5 |
Citigroup
C
|
+$251M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
APC
Anadarko Petroleum
APC
|
+$567M |
| 2 |
Fidelity National Information Services
FIS
|
+$410M |
| 3 |
Medtronic
MDT
|
+$359M |
| 4 |
Amazon
AMZN
|
+$297M |
| 5 |
ATVI
Activision Blizzard
ATVI
|
+$272M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.15% |
| 2 | Consumer Discretionary | 12.74% |
| 3 | Healthcare | 11.89% |
| 4 | Financials | 8.05% |
| 5 | Industrials | 6.43% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2401
TTM Technologies
TTMI
$12.8B
| $1.77M | ﹤0.01% |
144,854
+3,036
| +2% | +$32.6K |
|
2402
Virtu Financial
VIRT
$5.8B
| $1.76M | ﹤0.01% |
107,850
-23,415
| -18% | -$468K |
|
2403
PUT
AerCap
AER
$23.6B
| $1.76M | ﹤0.01% |
32,200
-100
| -0.3% | -$5.28K |
|
|
XEC
2404
DELISTED
CIMAREX ENERGY CO
XEC
| $1.76M | ﹤0.01% |
36,680
-324,382
| -90% | -$15.4M |
|
2405
PUT
Trip.com Group
TCOM
$28.4B
| $1.76M | ﹤0.01% |
+60,000
| New | +$2.11M |
|
2406
CALL
Ciena
CIEN
$57.2B
| $1.75M | ﹤0.01% |
44,600
-2,200
| -5% | -$92.2K |
|
|
AUD
2407
DELISTED
Audacy, Inc.
AUD
| $1.75M | ﹤0.01% |
523,994
+206,143
| +65% | +$924K |
|
2408
American States Water
AWR
$3.56B
| $1.74M | ﹤0.01% |
19,348
+4,923
| +34% | +$413K |
|
|
MAG
2409
DELISTED
MAG Silver
MAG
| $1.74M | ﹤0.01% |
163,400
-99,500
| -38% | -$1.15M |
|
2410
CALL
Parker-Hannifin
PH
$131B
| $1.73M | ﹤0.01% |
9,600
| – | – |
|
|
SNV
2411
DELISTED
Synovus
SNV
| $1.73M | ﹤0.01% |
48,455
-8,111
| -14% | -$291K |
|
2412
PUT
Tyler Technologies
TYL
$14.4B
| $1.73M | ﹤0.01% |
+6,600
| New | +$1.62M |
|
|
RPAI
2413
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
| $1.73M | ﹤0.01% |
140,365
+72,565
| +107% | +$853K |
|
2414
Diodes
DIOD
$4.17B
| $1.73M | ﹤0.01% |
43,050
-28,300
| -40% | -$1.09M |
|
2415
CALL
uniQure
QURE
$3.53B
| $1.73M | ﹤0.01% |
43,900
+20,000
| +84% | +$1.15M |
|
|
EXPR
2416
DELISTED
Express, Inc.
EXPR
| $1.73M | ﹤0.01% |
25,110
-14,188
| -36% | -$697K |
|
|
S
2417
CALL
DELISTED
Sprint Corporation
S
| $1.73M | ﹤0.01% |
280,100
+230,000
| +459% | +$1.58M |
|
2418
PUT
Madrigal Pharmaceuticals
MDGL
$12.5B
| $1.72M | ﹤0.01% |
20,000
-10,000
| -33% | -$938K |
|
|
ETFC
2419
PUT
DELISTED
E*Trade Financial Corporation
ETFC
| $1.72M | ﹤0.01% |
39,400
+32,800
| +497% | +$1.45M |
|
|
SRDX
2420
DELISTED
Surmodics
SRDX
| $1.72M | ﹤0.01% |
37,547
-73,349
| -66% | -$3.2M |
|
2421
Cable One
CABO
$147M
| $1.72M | ﹤0.01% |
1,368
-1,615
| -54% | -$2.01M |
|
2422
Welltower
WELL
$174B
| $1.72M | ﹤0.01% |
18,928
-1,420
| -7% | -$124K |
|
|
ITCI
2423
DELISTED
Intra-Cellular Therapies Inc.
ITCI
| $1.71M | ﹤0.01% |
229,526
-125,362
| -35% | -$1.2M |
|
2424
CALL
Goodyear
GT
$1.8B
| $1.71M | ﹤0.01% |
118,900
+42,900
| +56% | +$571K |
|
|
JOYY
2425
JOYY Inc
JOYY
$3.77B
| $1.71M | ﹤0.01% |
30,448
-19,503
| -39% | -$1.18M |
|
Similar funds
David Shaw's Q3 2019 Portfolio in Review
As of Q3 2019, David Shaw held 4,189 positions worth $81.2B, up 1.3% from $80.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
David Shaw's Q3 2019 filing shows 550 new, 1,503 increased, 1,391 reduced and 422 closed positions. Its largest new stake was iShares iBoxx $ High Yield Corporate Bond ETF: 3,554,658 shares worth $310M. The largest sale was Anadarko Petroleum, an estimated $567M.
By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- David Shaw's largest Q3 2019 buy was iShares iBoxx $ High Yield Corporate Bond ETF: 3,554,658 shares worth $310M.
- David Shaw added most to PayPal in Q3 2019, an estimated $354M increase.
- David Shaw's biggest Q3 2019 reduction was Fidelity National Information Services, cutting an estimated $410M.
- David Shaw fully exited Anadarko Petroleum in Q3 2019, selling an estimated $567M.
- David Shaw's ten largest holdings make up 10% of its $81.2B portfolio in Q3 2019.
- David Shaw opened 550 new positions and closed 422 in Q3 2019.
- David Shaw's portfolio value rose 1.3% quarter-over-quarter to $81.2B.
Based on D.E. Shaw & Co's 13F filing for Q3 2019, filed 14 Nov 2019.